Stock TransactionsNUVEEN FLOATING RATE INC

Total Bought
944,434
12 transactions
Total Sold
3,924,653
19 transactions
Net
-2,980,219
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
J.W. COLE ADVISORS, INC.0381,673+381,6730.000.05+0.05buy
Advisors Asset Management, Inc.1,552,4251,827,295+274,8700.190.21+0.02buy
ENVESTNET ASSET MANAGEMENT INC474,087691,859+217,7720.000.00+0.00buy
ROYAL BANK OF CANADA1,279,1181,301,970+22,8520.000.00-0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC013,337+13,3370.000.00+0.00buy
&PARTNERS56,08068,718+12,6380.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.165,262174,914+9,6520.000.00-0.00buy
Mariner, LLC15,72820,242+4,5140.000.00+0.00buy
PARK AVENUE SECURITIES LLC12,62415,820+3,1960.000.00+0.00buy
Calamos Advisors LLC40,41443,300+2,8860.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS5,2146,201+9870.000.00-0.00buy
HOLLENCREST CAPITAL MANAGEMENT1,8271,884+570.000.00+0.00buy
D.A. DAVIDSON & CO.20,31220,31200.000.00-0.00hold
WEDBUSH SECURITIES INC12,43612,43600.000.00-0.00hold
SHEETS SMITH WEALTH MANAGEMENT26,01026,01000.020.02-0.00hold
WHITTIER TRUST CO OF NEVADA INC72672600.000.00-0.00hold
COHEN & STEERS, INC.853,263853,26300.010.01-0.00hold
Edgemoor Investment Advisors, Inc.68,42168,42100.040.04-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC30030000.000.00-0.00hold
HBK Sorce Advisory LLC30,11930,11900.000.00-0.00hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV19,98519,728-2570.010.01-0.00sell
ProVise Management Group, LLC12,97012,378-5920.010.01-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC119,308118,450-8580.010.01+0.00sell
MAI Capital Management1,0000-1,0000.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO11,27310,253-1,0200.000.00-0.00sell
FIRST TRUST ADVISORS LP73,86572,748-1,1170.000.00-0.00sell
LPL Financial LLC2,624,1352,621,477-2,6580.010.00-0.00sell
HOURGLASS CAPITAL, LLC197,523193,824-3,6990.310.29-0.02sell
Janney Montgomery Scott LLC99,78994,512-5,2770.000.00-0.00sell
Bank of New York Mellon Corp12,8930-12,8930.000.00-0.00sell
NOMURA HOLDINGS INC32,0380-32,0380.000.00-0.00sell
Ionic Capital Management LLC94,3600-94,3600.600.00-0.60sell
GUGGENHEIM CAPITAL LLC1,946,8611,822,745-124,1160.120.09-0.03sell
WOLVERINE ASSET MANAGEMENT LLC271,0510-271,0510.030.00-0.03sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD384,14032,520-351,6200.210.02-0.19sell
ABSOLUTE INVESTMENT ADVISERS, LLC391,2370-391,2370.350.00-0.35sell
ICON ADVISERS INC/CO1,716,759971,097-745,6622.981.40-1.58sell
BALYASNY ASSET MANAGEMENT L.P.939,1880-939,1880.010.00-0.01sell
1607 Capital Partners, LLC2,164,6181,218,608-946,0101.170.81-0.36sell
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