Stock TransactionsNUVEEN FLOATING RATE INCOME

Total Bought
3,811,176
31 transactions
Total Sold
101,519
6 transactions
Net
+3,709,657
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
GUGGENHEIM CAPITAL LLC1,012,5482,219,463+1,206,9150.070.160.00buy
Advisors Asset Management, Inc.416,5511,143,923+727,3720.070.200.00buy
Shaker Financial Services, LLC50,401411,310+360,9090.181.59+1.42buy
Congress Park Capital LLC110,000365,000+255,0000.491.73+1.24buy
COHEN & STEERS, INC.450,000646,052+196,0520.010.01+0.00buy
RFG Advisory, LLC241,776419,664+177,8880.080.15+0.07buy
Aviance Capital Partners, LLC24,895187,196+162,3010.040.35+0.30buy
Capital Investment Advisors, LLC227,413326,122+98,7090.050.07+0.02buy
Penserra Capital Management LLC1,275,8551,369,263+93,4080.200.23+0.03buy
GILL CAPITAL PARTNERS, LLC21,469109,328+87,8590.070.40+0.33buy
Rockefeller Capital Management L.P.541,306612,763+71,4570.020.020.00buy
Gladstone Institutional Advisory LLC11,31066,615+55,3050.010.04+0.03buy
PARK AVENUE SECURITIES LLC135,554183,681+48,1270.020.02+0.01buy
VIRTUS ADVISERS, LLC37,08776,667+39,5800.170.38+0.21buy
WEDBUSH SECURITIES INC22,40860,930+38,5220.010.020.00buy
Kovack Advisors, Inc.33,30063,682+30,3820.030.07+0.04buy
CoreCap Advisors, LLC30,04657,531+27,4850.020.03+0.02buy
Fortitude Advisory Group L.L.C.13,07239,483+26,4110.080.22+0.14buy
MELFA WEALTH MANAGEMENT, INC.110,754130,218+19,4640.891.16+0.28buy
Western Wealth Management, LLC16,41233,507+17,0950.010.02+0.01buy
CTC Alternative Strategies, Ltd.10,70025,663+14,9630.110.40+0.29buy
Koshinski Asset Management, Inc.50,20264,987+14,7850.040.06+0.02buy
SHEETS SMITH WEALTH MANAGEMENT15,80030,007+14,2070.020.04+0.02buy
Seelaus Asset Management LLC59,78171,414+11,6330.370.67+0.29buy
HOLLENCREST CAPITAL MANAGEMENT1,1707,625+6,4550.000.010.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.21,89126,116+4,2250.150.19+0.04buy
CoreFirst Bank & Trust7,04810,196+3,1480.040.06+0.02buy
IEQ CAPITAL, LLC10,37811,827+1,4490.000.00+0.00buy
Focused Wealth Management, Inc1,2761,313+370.000.00+0.00buy
SOA Wealth Advisors, LLC.1,0761,108+320.000.00+0.00buy
Investment Advisory Group, LLC17,99717,998+10.070.08+0.00buy
Shulman DeMeo Asset Management LLC22,57022,568-20.050.06+0.01sell
NATIXIS402,215392,285-9,9300.030.03-0.00sell
Samalin Investment Counsel, LLC40,63827,817-12,8210.170.13-0.04sell
Byrne Asset Management LLC392,552378,072-14,4802.012.57+0.55sell
Elequin Capital, LP33,31518,310-15,0050.130.03-0.11sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.115,84166,560-49,2810.120.07-0.05sell
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