Stock TransactionsNUVEEN FLOATING RATE INCOME

Total Bought
950,121
29 transactions
Total Sold
664,808
24 transactions
Net
+285,313
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Penserra Capital Management LLC1,589,4541,839,248+249,7940.170.35+0.18buy
Congress Park Capital LLC1,261,6481,494,238+232,5904.384.89+0.50buy
Advisors Asset Management, Inc.929,3831,016,412+87,0290.160.170.00buy
Cyndeo Wealth Partners, LLC476,469557,450+80,9810.320.34+0.02buy
GUGGENHEIM CAPITAL LLC1,411,1581,480,515+69,3570.090.100.00buy
GraniteShares Advisors LLC237,310283,337+46,0270.681.69+1.01buy
Coastal Bridge Advisors, LLC442,454478,022+35,5680.951.04+0.09buy
COHEN & STEERS, INC.676,052711,052+35,0000.010.01-0.00buy
Rockefeller Capital Management L.P.723,132753,641+30,5090.020.020.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC120,524144,118+23,5940.020.02+0.00buy
WEDBUSH SECURITIES INC52,06768,872+16,8050.020.020.00buy
NWF Advisory Services Inc.14,20223,102+8,9000.020.03+0.01buy
Gladstone Institutional Advisory LLC68,36577,005+8,6400.030.03+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV20,37724,570+4,1930.010.02+0.00buy
NATIXIS112,434116,009+3,5750.010.01+0.00buy
Chicago Partners Investment Group LLC17,01719,982+2,9650.010.01+0.00buy
HARBOUR INVESTMENTS, INC.72,89775,785+2,8880.020.02-0.00buy
RFG Advisory, LLC379,975382,375+2,4000.110.10-0.00buy
Capital Investment Advisors, LLC288,516290,521+2,0050.060.05-0.00buy
Laird Norton Wetherby Wealth Management, LLC25,39727,165+1,7680.010.01+0.00buy
GPS Wealth Strategies Group, LLC4,3412,960+1,3810.010.000.00sell
Samalin Investment Counsel, LLC12,25813,628+1,3700.050.05+0.00buy
Aviance Capital Partners, LLC168,219169,416+1,1970.210.20-0.01buy
Andrew Hill Investment Advisors, Inc.58,05459,054+1,0000.420.39-0.03buy
Fortitude Advisory Group L.L.C.40,41440,981+5670.210.23+0.02buy
JONES ROAD CAPITAL MANAGEMENT, L.P.21,34021,804+4640.130.15+0.02buy
LEVEL FOUR ADVISORY SERVICES, LLC17,52817,979+4510.010.01-0.00buy
Stratos Wealth Advisors, LLC11,88412,233+3490.010.00-0.00buy
HOLLENCREST CAPITAL MANAGEMENT4,5994,733+1340.000.000.00buy
Investment Advisory Group, LLC17,99918,000+10.060.06-0.01buy
IFG Advisory, LLC12,33312,273-600.010.01+0.00sell
Ameritas Advisory Services, LLC17,52616,983-5430.010.01+0.00sell
Quadcap Wealth Management, LLC26,41325,843-5700.040.04-0.01sell
E&G Advisors, LP43,02042,299-7210.110.10-0.01sell
Shulman DeMeo Asset Management LLC22,56821,817-7510.050.05-0.00sell
Glass Jacobson Investment Advisors llc20,05018,875-1,1750.060.06-0.01sell
Seelaus Asset Management LLC62,75061,500-1,2500.550.50-0.05sell
Koshinski Asset Management, Inc.58,63757,257-1,3800.050.04-0.00sell
Centurion Wealth Management LLC25,37423,924-1,4500.090.07-0.02sell
Edgemoor Investment Advisors, Inc.66,44764,547-1,9000.050.05-0.00sell
OPPENHEIMER & CO INC73,74570,243-3,5020.010.01-0.00sell
CoreFirst Bank & Trust10,1966,118-4,0780.060.03-0.03sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC224,853219,419-5,4340.690.59-0.10sell
MELFA WEALTH MANAGEMENT, INC.126,099117,599-8,5000.760.68-0.08sell
MISSION WEALTH MANAGEMENT, LP126,709117,366-9,3430.030.03-0.00sell
Kovack Advisors, Inc.43,45833,205-10,2530.040.03-0.01sell
Bramshill Investments, LLC104,27493,390-10,8840.100.09-0.01sell
VIRTUS ADVISERS, LLC104,10581,689-22,4160.440.34-0.10sell
CHOREO, LLC109,65886,275-23,3830.020.01-0.00sell
Byrne Asset Management LLC202,100175,000-27,1001.241.05-0.19sell
1607 Capital Partners, LLC198,19787,497-110,7000.150.07-0.08sell
Thomas J. Herzfeld Advisors, Inc.759,380648,025-111,3552.301.90-0.40sell
Next Capital Management LLC544,590237,911-306,6791.990.86-1.13sell
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