NUVEEN FLOATING RATE INCOME
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| Kanen Wealth Management LLC | 138,450 | 507,900 | +369,450 | 0.45 | 1.39 | +0.94 | buy |
| Advisors Asset Management, Inc. | 1,128,692 | 1,371,038 | +242,346 | 0.17 | 0.19 | 0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 35,523 | 255,523 | +220,000 | 0.03 | 0.15 | +0.13 | buy |
| Penserra Capital Management LLC | 2,086,378 | 2,290,996 | +204,618 | 0.25 | 0.22 | -0.02 | buy |
| ICON ADVISERS INC/CO | 385,191 | 568,183 | +182,992 | 0.74 | 1.02 | +0.27 | buy |
| READYSTATE ASSET MANAGEMENT LP | 46,975 | 143,473 | +96,498 | 0.02 | 0.06 | +0.04 | buy |
| Rockefeller Capital Management L.P. | 979,638 | 887,602 | +92,036 | 0.02 | 0.01 | 0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 2,089,952 | 2,169,142 | +79,190 | 0.15 | 0.13 | 0.00 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 191,938 | 238,778 | +46,840 | 0.36 | 0.38 | +0.01 | buy |
| New England Private Wealth Advisors LLC | 23,631 | 53,631 | +30,000 | 0.03 | 0.06 | +0.03 | buy |
| GraniteShares Advisors LLC | 310,253 | 340,224 | +29,971 | 1.62 | 1.61 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 100,898 | 106,950 | +6,052 | 0.02 | 0.02 | -0.00 | buy |
| Andrew Hill Investment Advisors, Inc. | 108,134 | 112,988 | +4,854 | 0.74 | 0.72 | -0.02 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 5,963 | 1,713 | +4,250 | 0.00 | 0.00 | 0.00 | sell |
| Virtus Investment Advisers, LLC | 106,150 | 109,711 | +3,561 | 0.30 | 0.26 | -0.05 | buy |
| DIVERSIFY WEALTH MANAGEMENT, LLC | 27,201 | 29,201 | +2,000 | 0.01 | 0.01 | -0.00 | buy |
| Aviance Capital Partners, LLC | 174,449 | 175,654 | +1,205 | 0.19 | 0.17 | -0.02 | buy |
| NWF Advisory Services Inc. | 44,101 | 45,064 | +963 | 0.04 | 0.04 | -0.00 | buy |
| Stratos Wealth Advisors, LLC | 13,364 | 13,772 | +408 | 0.01 | 0.01 | -0.00 | buy |
| MGB Wealth Management, LLC | 11,349 | 11,691 | +342 | 0.03 | 0.03 | -0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 14,032 | 14,365 | +333 | 0.00 | 0.00 | -0.00 | buy |
| Seelaus Asset Management LLC | 69,041 | 69,370 | +329 | 0.52 | 0.45 | -0.07 | buy |
| WORLD EQUITY GROUP, INC. | 43,973 | 44,273 | +300 | 0.10 | 0.08 | -0.02 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 23,914 | 24,124 | +210 | 0.01 | 0.01 | -0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 282,433 | 282,481 | +48 | 0.19 | 0.19 | -0.00 | buy |
| Shaker Financial Services, LLC | 86,857 | 86,681 | -176 | 0.27 | 0.25 | -0.02 | sell |
| Coastal Bridge Advisors, LLC | 535,006 | 534,769 | -237 | 0.38 | 0.33 | -0.04 | sell |
| E&G Advisors, LP | 37,619 | 37,119 | -500 | 0.08 | 0.07 | -0.01 | sell |
| CoreFirst Bank & Trust | 3,742 | 2,076 | -1,666 | 0.02 | 0.01 | -0.01 | sell |
| CALTON & ASSOCIATES, INC. | 43,420 | 41,260 | -2,160 | 0.06 | 0.05 | -0.01 | sell |
| WESTBOURNE INVESTMENTS, INC. | 13,950 | 11,650 | -2,300 | 0.06 | 0.04 | -0.02 | sell |
| Collar Capital Management, LLC | 57,955 | 55,583 | -2,372 | 0.41 | 0.32 | -0.09 | sell |
| Bramshill Investments, LLC | 112,075 | 109,492 | -2,583 | 0.10 | 0.06 | -0.04 | sell |
| ACCREDITED INVESTOR SERVICES, LLC | 26,605 | 23,564 | -3,041 | 0.17 | 0.13 | -0.04 | sell |
| Edgemoor Investment Advisors, Inc. | 71,577 | 68,421 | -3,156 | 0.05 | 0.04 | -0.01 | sell |
| QSV Equity Investors LLC | 16,576 | 13,184 | -3,392 | 0.15 | 0.11 | -0.04 | sell |
| Koshinski Asset Management, Inc. | 57,257 | 53,771 | -3,486 | 0.04 | 0.03 | -0.01 | sell |
| Gladstone Institutional Advisory LLC | 78,780 | 73,880 | -4,900 | 0.03 | 0.02 | -0.00 | sell |
| CHOREO, LLC | 160,075 | 154,307 | -5,768 | 0.02 | 0.02 | -0.00 | sell |
| MISSION WEALTH MANAGEMENT, LP | 32,953 | 26,153 | -6,800 | 0.01 | 0.00 | -0.00 | sell |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 8,417 | 800 | -7,617 | 0.01 | 0.01 | +0.00 | sell |
| Ethos Financial Group, LLC | 700,086 | 691,945 | -8,141 | 0.51 | 0.44 | -0.07 | sell |
| Capital Investment Advisors, LLC | 259,161 | 247,776 | -11,385 | 0.04 | 0.03 | -0.01 | sell |
| GILL CAPITAL PARTNERS, LLC | 95,687 | 78,487 | -17,200 | 0.26 | 0.20 | -0.06 | sell |
| Financial & Tax Architects, LLC | 53,034 | 33,719 | -19,315 | 0.11 | 0.06 | -0.05 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 143,818 | 119,958 | -23,860 | 0.01 | 0.01 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,331,047 | 1,287,853 | -43,194 | 4.02 | 3.61 | -0.41 | sell |
| Kovack Advisors, Inc. | 87,579 | 34,904 | -52,675 | 0.07 | 0.03 | -0.05 | sell |
| Congress Park Capital LLC | 2,818,767 | 2,758,932 | -59,835 | 7.83 | 7.01 | -0.81 | sell |
| Cyndeo Wealth Partners, LLC | 1,808,320 | 1,740,970 | -67,350 | 0.91 | 0.79 | -0.12 | sell |
| RFG Advisory, LLC | 384,971 | 241,541 | -143,430 | 0.08 | 0.04 | -0.04 | sell |
| Yakira Capital Management, Inc. | 432,247 | 79,506 | -352,741 | 1.35 | 0.24 | -1.11 | sell |
| SIT INVESTMENT ASSOCIATES INC | 5,988,753 | 5,325,387 | -663,366 | 1.08 | 0.88 | -0.20 | sell |
| MARINER INVESTMENT GROUP LLC | 3,959,544 | 2,257,194 | -1,702,350 | 12.12 | 5.71 | -6.41 | sell |