| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 66,560 | 657,574 | +591,014 | 0.07 | 0.48 | +0.41 | buy |
| Congress Park Capital LLC | 365,000 | 929,042 | +564,042 | 1.73 | 3.73 | +2.01 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,069,602 | 1,506,085 | +436,483 | 0.24 | 0.30 | +0.06 | buy |
| GUGGENHEIM CAPITAL LLC | 2,219,463 | 1,790,222 | +429,241 | 0.16 | 0.12 | 0.00 | sell |
| Advisors Asset Management, Inc. | 1,143,923 | 734,008 | +409,915 | 0.20 | 0.12 | 0.00 | sell |
| 1607 Capital Partners, LLC | 312,970 | 632,570 | +319,600 | 0.19 | 0.36 | +0.17 | buy |
| AQR Arbitrage LLC | 535,791 | 832,878 | +297,087 | 0.20 | 0.28 | +0.08 | buy |
| NATIXIS | 392,285 | 135,491 | +256,794 | 0.03 | 0.01 | 0.00 | sell |
| Penserra Capital Management LLC | 1,369,263 | 1,471,078 | +101,815 | 0.23 | 0.23 | -0.00 | buy |
| Coastal Bridge Advisors, LLC | 124,489 | 214,090 | +89,601 | 0.27 | 0.45 | +0.18 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 601,434 | 670,455 | +69,021 | 1.91 | 2.02 | +0.12 | buy |
| PARK AVENUE SECURITIES LLC | 183,681 | 244,519 | +60,838 | 0.02 | 0.03 | +0.00 | buy |
| Shaker Financial Services, LLC | 411,310 | 465,317 | +54,007 | 1.59 | 1.57 | -0.02 | buy |
| Alpine Global Management, LLC | 340,000 | 385,000 | +45,000 | 0.64 | 0.86 | +0.22 | buy |
| Koshinski Asset Management, Inc. | 64,987 | 107,722 | +42,735 | 0.06 | 0.13 | +0.07 | buy |
| Matisse Capital | 26,646 | 68,995 | +42,349 | 0.15 | 0.30 | +0.15 | buy |
| Elequin Capital, LP | 18,310 | 52,418 | +34,108 | 0.03 | 0.13 | +0.10 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 531,802 | 560,302 | +28,500 | 0.38 | 0.38 | -0.01 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 188 | 23,342 | +23,154 | 0.00 | 0.07 | +0.07 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 221,891 | 237,361 | +15,470 | 0.25 | 0.25 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 612,763 | 601,649 | +11,114 | 0.02 | 0.02 | 0.00 | sell |
| OPPENHEIMER & CO INC | 68,367 | 75,971 | +7,604 | 0.01 | 0.01 | -0.00 | buy |
| Centurion Wealth Management LLC | 18,640 | 25,374 | +6,734 | 0.07 | 0.09 | +0.01 | buy |
| Integrated Wealth Concepts LLC | 68,527 | 61,913 | +6,614 | 0.01 | 0.01 | 0.00 | sell |
| Western Wealth Management, LLC | 33,507 | 39,481 | +5,974 | 0.02 | 0.02 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 26,116 | 31,248 | +5,132 | 0.19 | 0.22 | +0.03 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 7,625 | 3,607 | +4,018 | 0.01 | 0.00 | 0.00 | sell |
| NWF Advisory Services Inc. | 11,276 | 15,101 | +3,825 | 0.02 | 0.02 | +0.00 | buy |
| Next Capital Management LLC | 590,327 | 592,820 | +2,493 | 2.20 | 2.10 | -0.10 | buy |
| JONES ROAD CAPITAL MANAGEMENT, L.P. | 19,732 | 21,325 | +1,593 | 0.19 | 0.18 | -0.01 | buy |
| Seelaus Asset Management LLC | 71,414 | 72,587 | +1,173 | 0.67 | 0.58 | -0.09 | buy |
| WEDBUSH SECURITIES INC | 60,930 | 61,960 | +1,030 | 0.02 | 0.02 | 0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 73,303 | 73,938 | +635 | 0.01 | 0.01 | -0.00 | buy |
| Stratos Wealth Advisors, LLC | 10,847 | 11,314 | +467 | 0.01 | 0.01 | -0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 16,835 | 17,237 | +402 | 0.01 | 0.01 | -0.00 | buy |
| CWA Asset Management Group, LLC | 12,252 | 12,645 | +393 | 0.01 | 0.01 | -0.00 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 15,149 | 15,511 | +362 | 0.05 | 0.04 | -0.00 | buy |
| Future Financial Wealth Managment LLC | 30,274 | 30,574 | +300 | 0.28 | 0.25 | -0.03 | buy |
| Focused Wealth Management, Inc | 1,313 | 1,356 | +43 | 0.00 | 0.00 | -0.00 | buy |
| Fortitude Advisory Group L.L.C. | 39,483 | 39,494 | +11 | 0.22 | 0.20 | -0.02 | buy |
| Investment Advisory Group, LLC | 17,998 | 17,999 | +1 | 0.08 | 0.07 | -0.01 | buy |
| Edgemoor Investment Advisors, Inc. | 69,819 | 69,619 | -200 | 0.07 | 0.06 | -0.01 | sell |
| GILL CAPITAL PARTNERS, LLC | 109,328 | 108,769 | -559 | 0.40 | 0.38 | -0.02 | sell |
| IEQ CAPITAL, LLC | 11,827 | 10,609 | -1,218 | 0.00 | 0.00 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 26,007 | 24,749 | -1,258 | 0.02 | 0.02 | -0.00 | sell |
| Gladstone Institutional Advisory LLC | 66,615 | 64,180 | -2,435 | 0.04 | 0.03 | -0.01 | sell |
| E&G Advisors, LP | 46,348 | 43,690 | -2,658 | 0.14 | 0.13 | -0.01 | sell |
| ProVise Management Group, LLC | 21,236 | 18,572 | -2,664 | 0.02 | 0.01 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 68,742 | 63,884 | -4,858 | 0.03 | 0.02 | -0.01 | sell |
| MISSION WEALTH MANAGEMENT, LP | 132,399 | 127,466 | -4,933 | 0.04 | 0.03 | -0.01 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 130,218 | 125,274 | -4,944 | 1.16 | 0.97 | -0.19 | sell |
| CoreCap Advisors, LLC | 57,531 | 51,331 | -6,200 | 0.03 | 0.03 | -0.01 | sell |
| CTC Alternative Strategies, Ltd. | 25,663 | 16,996 | -8,667 | 0.40 | 0.29 | -0.11 | sell |
| Glass Jacobson Investment Advisors llc | 35,260 | 25,725 | -9,535 | 0.13 | 0.09 | -0.05 | sell |
| Capital Investment Advisors, LLC | 326,122 | 312,857 | -13,265 | 0.07 | 0.06 | -0.01 | sell |
| Bulldog Investors, LLP | 257,177 | 242,798 | -14,379 | 0.73 | 0.66 | -0.08 | sell |
| Kovack Advisors, Inc. | 63,682 | 48,745 | -14,937 | 0.07 | 0.05 | -0.03 | sell |
| VIRTUS ADVISERS, LLC | 76,667 | 58,740 | -17,927 | 0.38 | 0.31 | -0.08 | sell |
| Aviance Capital Partners, LLC | 187,196 | 159,981 | -27,215 | 0.35 | 0.28 | -0.06 | sell |
| Sigma Planning Corp | 81,196 | 44,353 | -36,843 | 0.02 | 0.03 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 275,798 | 230,085 | -45,713 | 0.12 | 0.09 | -0.03 | sell |
| RFG Advisory, LLC | 419,664 | 358,159 | -61,505 | 0.15 | 0.11 | -0.04 | sell |
| Byrne Asset Management LLC | 378,072 | 212,125 | -165,947 | 2.57 | 1.31 | -1.26 | sell |