Stock TransactionsNUVEEN FLOATING RATE INCOME

Total Bought
861,413
23 transactions
Total Sold
2,412,008
26 transactions
Net
-1,550,595
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
GUGGENHEIM CAPITAL LLC1,480,5151,798,818+318,3030.100.140.00buy
Penserra Capital Management LLC1,839,2481,972,108+132,8600.350.32-0.03buy
Rockefeller Capital Management L.P.753,641880,665+127,0240.020.020.00buy
Andrew Hill Investment Advisors, Inc.59,054119,504+60,4500.390.79+0.40buy
Congress Park Capital LLC1,494,2381,544,201+49,9634.895.00+0.12buy
Advisors Asset Management, Inc.1,016,4121,059,671+43,2590.170.180.00buy
WORLD EQUITY GROUP, INC.33,04672,492+39,4460.110.14+0.03buy
WEDBUSH SECURITIES INC68,87246,521+22,3510.020.010.00sell
Thomas J. Herzfeld Advisors, Inc.648,025668,591+20,5661.901.91+0.01buy
CHOREO, LLC86,275104,915+18,6400.010.01+0.00buy
VIRTUS ADVISERS, LLC81,68993,878+12,1890.340.34+0.01buy
RVW Wealth, LLC29,03740,349+11,3120.020.03+0.01buy
Aviance Capital Partners, LLC169,416177,201+7,7850.200.22+0.02buy
Glass Jacobson Investment Advisors llc18,87526,414+7,5390.060.08+0.02buy
Chicago Partners Investment Group LLC19,98224,720+4,7380.010.01+0.00buy
OPPENHEIMER & CO INC70,24372,815+2,5720.010.01+0.00buy
Fortitude Advisory Group L.L.C.40,98142,687+1,7060.230.23+0.00buy
HARBOUR INVESTMENTS, INC.75,78576,387+6020.020.02-0.00buy
Ameritas Advisory Services, LLC16,98317,583+6000.010.01-0.00buy
Laird Norton Wetherby Wealth Management, LLC27,16527,696+5310.010.01+0.00buy
Samalin Investment Counsel, LLC13,62814,155+5270.050.05+0.00buy
Stratos Wealth Advisors, LLC12,23312,707+4740.000.01+0.00buy
HOLLENCREST CAPITAL MANAGEMENT4,7334,915+1820.000.000.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV24,57024,715+1450.020.02+0.00buy
Shulman DeMeo Asset Management LLC21,81721,685-1320.050.05+0.00sell
Quadcap Wealth Management, LLC25,84325,663-1800.040.03-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC144,118143,818-3000.020.02-0.00sell
Bramshill Investments, LLC93,39092,519-8710.090.13+0.04sell
Gladstone Institutional Advisory LLC77,00576,080-9250.030.03-0.00sell
RFG Advisory, LLC382,375381,000-1,3750.100.10-0.01sell
Camelot Portfolios, LLC15,53113,790-1,7410.130.13-0.00sell
ProVise Management Group, LLC16,99415,194-1,8000.010.01-0.00sell
MGB Wealth Management, LLC14,59912,349-2,2500.050.03-0.01sell
Edgemoor Investment Advisors, Inc.64,54762,097-2,4500.050.05-0.00sell
E&G Advisors, LP42,29938,899-3,4000.100.09-0.01sell
Kovack Advisors, Inc.33,20529,568-3,6370.030.03-0.01sell
LEVEL FOUR ADVISORY SERVICES, LLC17,97913,965-4,0140.010.01-0.00sell
NWF Advisory Services Inc.23,10217,943-5,1590.030.02-0.01sell
MELFA WEALTH MANAGEMENT, INC.117,599111,326-6,2730.680.66-0.02sell
Capital Investment Advisors, LLC290,521283,241-7,2800.050.05-0.00sell
GraniteShares Advisors LLC283,337273,230-10,1071.691.54-0.15sell
CONNING INC.54,00043,050-10,9500.020.01-0.00sell
Coastal Bridge Advisors, LLC478,022463,580-14,4421.041.04-0.00sell
MISSION WEALTH MANAGEMENT, LP117,36698,819-18,5470.030.02-0.00sell
Byrne Asset Management LLC175,000147,225-27,7751.050.92-0.13sell
Shaker Financial Services, LLC177,054115,292-61,7620.590.39-0.19sell
Cyndeo Wealth Partners, LLC557,450422,950-134,5000.340.26-0.09sell
Next Capital Management LLC237,91135,541-202,3700.860.13-0.73sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,104,142236,725-1,867,4170.650.18-0.48sell
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