Stock Transactions

NUVEEN FLOATING RATE INCOME

Filing Period:
Transaction Type:
FundPrevious SharesCurrent Shares
Change in Shares
Previous Portfolio Weightage (%)Current Portfolio Weightage (%)
Change in Weight (%)
Type
MARINER INVESTMENT GROUP LLC2,257,194633,488+1,623,7065.710.29-5.41sell
Logan Stone Capital, LLC107,2221,282,748+1,175,5260.402.48+2.08buy
ICON ADVISERS INC/CO568,1831,697,471+1,129,2881.022.87+1.86buy
Congress Park Capital LLC2,758,9322,184,758+574,1747.015.110.00sell
Penserra Capital Management LLC2,290,9962,524,701+233,7050.220.23+0.01buy
WOLVERINE ASSET MANAGEMENT LLC66,623287,145+220,5220.010.030.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD255,523364,140+108,6170.150.21+0.06buy
HARBOUR INVESTMENTS, INC.106,950123,969+17,0190.020.02-0.00buy
SHEETS SMITH WEALTH MANAGEMENT36,01026,010+10,0000.030.020.00sell
CHOREO, LLC154,307156,340+2,0330.020.02-0.00buy
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