| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 9,794,705 | 23,551,996 | +13,757,291 | 0.08 | 0.16 | +0.09 | buy |
| Tidal Investments LLC | 18,259,395 | 17,982,202 | -277,193 | 0.72 | 0.52 | -0.20 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 12,209,447 | 11,813,627 | -395,820 | 0.17 | 0.15 | -0.02 | sell |
| JUPITER ASSET MANAGEMENT LTD | 10,234,917 | 11,660,396 | +1,425,479 | 0.77 | 0.58 | -0.19 | buy |
| TWO SIGMA INVESTMENTS, LP | 3,666,139 | 8,163,504 | +4,497,365 | 0.05 | 0.06 | +0.01 | buy |
| ALPS ADVISORS INC | 4,146,836 | 5,053,504 | +906,668 | 0.23 | 0.22 | -0.01 | buy |
| Condire Management, LP | 4,503,543 | 4,503,543 | 0 | 4.42 | 4.05 | -0.37 | hold |
| MILLENNIUM MANAGEMENT LLC | 2,316,777 | 4,114,247 | +1,797,470 | 0.02 | 0.03 | +0.01 | buy |
| CITADEL ADVISORS LLC | 1,947,549 | 2,831,775 | +884,226 | 0.01 | 0.02 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 1,459,978 | 2,706,532 | +1,246,554 | 0.00 | 0.00 | +0.00 | buy |
| SPROTT INC. | 2,463,260 | 2,688,725 | +225,465 | 0.83 | 0.76 | -0.07 | buy |
| TD ASSET MANAGEMENT INC | 3,255,256 | 2,683,443 | -571,813 | 0.02 | 0.02 | -0.00 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 1,044,030 | 2,312,065 | +1,268,035 | 0.01 | 0.01 | +0.01 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 2,783,796 | 1,945,377 | -838,419 | 0.07 | 0.04 | -0.03 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 10,200 | 1,902,800 | +1,892,600 | 0.00 | 0.03 | +0.03 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 2,940,401 | 1,878,441 | -1,061,960 | 0.10 | 0.07 | -0.03 | sell |
| Trexquant Investment LP | 1,585,412 | 1,852,515 | +267,103 | 0.13 | 0.12 | -0.01 | buy |
| MORGAN STANLEY | 1,457,902 | 1,414,032 | -43,870 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 3,406,032 | 1,406,925 | -1,999,107 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 1,986,197 | 1,399,766 | -586,431 | 0.03 | 0.03 | -0.01 | sell |
| BANK OF MONTREAL /CAN/ | 1,170,060 | 1,316,517 | +146,457 | 0.00 | 0.01 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 1,298,827 | 1,312,381 | +13,554 | 0.01 | 0.01 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,644,044 | 1,295,383 | -348,661 | 0.02 | 0.02 | -0.01 | sell |
| MONTRUSCO BOLTON INVESTMENTS INC. | 1,402,392 | 1,282,097 | -120,295 | 0.16 | 0.18 | +0.02 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 3,039,797 | 1,210,296 | -1,829,501 | 0.02 | 0.01 | -0.01 | sell |
| DEUTSCHE BANK AG\ | 957,762 | 980,215 | +22,453 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 1,182,797 | 942,424 | -240,373 | 0.33 | 0.29 | -0.04 | sell |
| Groupe la Francaise | 600,000 | 866,000 | +266,000 | 0.08 | 0.11 | +0.03 | buy |
| Aquatic Capital Management LLC | 0 | 736,202 | +736,202 | 0.00 | 0.20 | +0.20 | buy |
| Man Group plc | 0 | 718,995 | +718,995 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 751,012 | 653,919 | -97,093 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 400,225 | 605,445 | +205,220 | 0.00 | 0.00 | +0.00 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 600,000 | 600,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Swiss National Bank | 574,700 | 585,900 | +11,200 | 0.00 | 0.00 | -0.00 | buy |
| EDMOND DE ROTHSCHILD HOLDING S.A. | 451,129 | 524,558 | +73,429 | 0.06 | 0.07 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 214,329 | 455,974 | +241,645 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 437,587 | +437,587 | 0.00 | 0.00 | +0.00 | buy |
| PCJ Investment Counsel Ltd. | 561,640 | 413,240 | -148,400 | 1.31 | 1.10 | -0.21 | sell |
| BlackRock, Inc. | 499,391 | 406,722 | -92,669 | 0.00 | 0.00 | -0.00 | sell |
| MACKENZIE FINANCIAL CORP | 743,086 | 378,042 | -365,044 | 0.01 | 0.00 | -0.00 | sell |
| TUDOR INVESTMENT CORP ET AL | 648,069 | 360,429 | -287,640 | 0.03 | 0.02 | -0.02 | sell |
| Qube Research & Technologies Ltd | 0 | 344,535 | +344,535 | 0.00 | 0.00 | +0.00 | buy |
| Parvin Asset Management, LLC | 322,575 | 325,775 | +3,200 | 2.45 | 2.23 | -0.22 | buy |
| Squarepoint Ops LLC | 144,582 | 319,149 | +174,567 | 0.00 | 0.01 | +0.00 | buy |
| UBS Group AG | 1,076,555 | 315,412 | -761,143 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 229,231 | 313,021 | +83,790 | 0.00 | 0.00 | +0.00 | buy |
| U S GLOBAL INVESTORS INC | 345,000 | 295,200 | -49,800 | 0.35 | 0.32 | -0.03 | sell |
| GUGGENHEIM CAPITAL LLC | 318,709 | 288,675 | -30,034 | 0.02 | 0.02 | -0.00 | sell |
| CIBC Asset Management Inc | 270,663 | 281,883 | +11,220 | 0.01 | 0.01 | +0.00 | buy |
| Legal & General Group Plc | 260,078 | 275,079 | +15,001 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 269,186 | 264,962 | -4,224 | 0.00 | 0.00 | +0.00 | sell |
| IMC-Chicago, LLC | 364,900 | 264,834 | -100,066 | 0.06 | 0.04 | -0.02 | sell |
| SIG North Trading, ULC | 237,673 | 262,994 | +25,321 | 0.39 | 0.49 | +0.10 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 156,204 | 252,809 | +96,605 | 0.01 | 0.01 | +0.01 | buy |
| RAYMOND JAMES FINANCIAL INC | 198,263 | 240,533 | +42,270 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 99,278 | 228,082 | +128,804 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 224,019 | 224,019 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 299,303 | 218,723 | -80,580 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 202,650 | 215,489 | +12,839 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 394,621 | 212,702 | -181,919 | 0.02 | 0.01 | -0.01 | sell |
| Virtu Financial LLC | 0 | 211,132 | +211,132 | 0.00 | 0.08 | +0.08 | buy |
| Point72 Asset Management, L.P. | 812,901 | 209,667 | -603,234 | 0.01 | 0.00 | -0.01 | sell |
| B. Riley Wealth Advisors, Inc. | 197,750 | 206,750 | +9,000 | 0.09 | 0.12 | +0.03 | buy |
| CAPITAL FUND MANAGEMENT S.A. | 0 | 197,962 | +197,962 | 0.00 | 0.02 | +0.02 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 184,753 | +184,753 | 0.00 | 0.12 | +0.12 | buy |
| Erste Asset Management GmbH | 84,500 | 183,800 | +99,300 | 0.01 | 0.01 | +0.01 | buy |
| North Star Investment Management Corp. | 0 | 151,250 | +151,250 | 0.00 | 0.09 | +0.09 | buy |
| Pathstone Holdings, LLC | 94,100 | 150,987 | +56,887 | 0.00 | 0.01 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 150,321 | +150,321 | 0.00 | 0.02 | +0.02 | buy |
| LMR Partners LLP | 125,000 | 140,000 | +15,000 | 0.01 | 0.01 | +0.00 | buy |
| PKO Investment Management Joint-Stock Co | 0 | 137,000 | +137,000 | 0.00 | 0.11 | +0.11 | buy |
| Jump Financial, LLC | 0 | 131,682 | +131,682 | 0.00 | 0.02 | +0.02 | buy |
| CastleKnight Management LP | 164,300 | 116,000 | -48,300 | 0.09 | 0.05 | -0.04 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 115,083 | +115,083 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 1,093 | 113,389 | +112,296 | 0.00 | 0.00 | +0.00 | buy |
| ARMOR ADVISORS, L.L.C. | 111,000 | 112,000 | +1,000 | 1.09 | 1.16 | +0.07 | buy |
| Police & Firemen's Retirement System of New Jersey | 110,051 | 110,051 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Quantbot Technologies LP | 0 | 104,228 | +104,228 | 0.00 | 0.04 | +0.04 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 96,186 | 101,618 | +5,432 | 0.00 | 0.00 | +0.00 | buy |
| Counterpoint Mutual Funds LLC | 0 | 89,549 | +89,549 | 0.00 | 0.13 | +0.13 | buy |
| Federation des caisses Desjardins du Quebec | 69,110 | 85,452 | +16,342 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 129,518 | 80,024 | -49,494 | 0.00 | 0.00 | -0.00 | sell |
| Alberta Investment Management Corp | 0 | 79,305 | +79,305 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 91,244 | 77,279 | -13,965 | 0.00 | 0.00 | -0.00 | sell |
| INTACT INVESTMENT MANAGEMENT INC. | 371,900 | 75,700 | -296,200 | 0.10 | 0.02 | -0.08 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 74,364 | 74,955 | +591 | 0.00 | 0.00 | +0.00 | buy |
| Pictet Asset Management Holding SA | 55,594 | 62,567 | +6,973 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 29,424 | 55,973 | +26,549 | 0.00 | 0.00 | +0.00 | buy |
| Sentinus, LLC | 206,432 | 48,932 | -157,500 | 0.19 | 0.04 | -0.15 | sell |
| ROYAL BANK OF CANADA | 252,964 | 46,608 | -206,356 | 0.00 | 0.00 | -0.00 | sell |
| OXFORD ASSET MANAGEMENT LLP | 102,488 | 45,716 | -56,772 | 0.34 | 0.17 | -0.17 | sell |
| Vanguard Personalized Indexing Management, LLC | 47,179 | 43,890 | -3,289 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 11,223 | 42,960 | +31,737 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 24,011 | 42,372 | +18,361 | 0.03 | 0.05 | +0.01 | buy |
| Investment Management Corp of Ontario | 36,096 | 42,096 | +6,000 | 0.00 | 0.01 | +0.00 | buy |
| CHOREO, LLC | 33,607 | 38,642 | +5,035 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 37,625 | 37,625 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Northwest & Ethical Investments L.P. | 37,228 | 37,618 | +390 | 0.01 | 0.01 | +0.00 | buy |
| Amundi | 14,724 | 32,683 | +17,959 | 0.00 | 0.00 | +0.00 | buy |
| Euro Pacific Asset Management, LLC | 32,520 | 32,520 | 0 | 0.02 | 0.02 | -0.00 | hold |