Stock Transactions — MIDCAP FINANCIAL INVSTMNT CO

Total Bought
1,892,684
59 transactions
Total Sold
868,499
41 transactions
Net
+1,024,185
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SUSQUEHANNA INTERNATIONAL GROUP, LLP0684,883+684,8830.000.02+0.02buy
FRANKLIN RESOURCES INC0221,353+221,3530.000.00+0.00buy
United Advisor Group, LLC0186,881+186,8810.001.06+1.06buy
MORGAN STANLEY966,4741,152,110+185,6360.000.00+0.00buy
VAN ECK ASSOCIATES CORP1,196,3061,288,350+92,0440.030.03-0.00buy
EVOKE WEALTH, LLC036,800+36,8000.000.02+0.02buy
SG Americas Securities, LLC035,376+35,3760.000.00+0.00buy
D.A. DAVIDSON & CO.193,056227,532+34,4760.030.03+0.00buy
Sigma Planning Corp18,33451,725+33,3910.020.02+0.00buy
UBS Group AG148,601179,498+30,8970.000.00+0.00buy
CIBC Private Wealth Group LLC026,593+26,5930.000.00+0.00buy
DnB Asset Management AS116,083142,048+25,9650.010.01+0.00buy
TWO SIGMA INVESTMENTS, LP308,944332,329+23,3850.010.01+0.00buy
Hennion & Walsh Asset Management, Inc.199,188220,405+21,2170.160.18+0.02buy
Trexquant Investment LP018,538+18,5380.000.01+0.01buy
GraniteShares Advisors LLC107,475123,155+15,6801.320.98-0.34buy
Cetera Investment Advisers015,635+15,6350.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT247,881263,085+15,2040.360.39+0.02buy
Advisors Asset Management, Inc.126,539141,318+14,7790.040.04+0.01buy
Legal & General Group Plc507,635521,495+13,8600.000.00+0.00buy
LPL Financial LLC124,392137,888+13,4960.000.00+0.00buy
GTS SECURITIES LLC013,438+13,4380.000.01+0.01buy
SIMPLEX TRADING, LLC012,659+12,6590.000.01+0.01buy
Stablepoint Partners, LLC012,379+12,3790.000.04+0.04buy
Neuberger Berman Group LLC321,573333,607+12,0340.000.00+0.00buy
TWO SIGMA ADVISERS, LP287,020298,420+11,4000.010.01+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP010,145+10,1450.000.03+0.03buy
VIRTUS ADVISERS, LLC36,22445,597+9,3730.310.36+0.05buy
Register Financial Advisors LLC07,575+7,5750.000.06+0.06buy
AMERIPRISE FINANCIAL INC236,693244,106+7,4130.000.00+0.00buy
BANK OF AMERICA CORP /DE/199,273205,851+6,5780.000.00+0.00buy
EAGLE GLOBAL ADVISORS LLC15,06021,170+6,1100.010.02+0.01buy
GROUP ONE TRADING LLC3,8968,026+4,1300.000.00+0.00buy
Graypoint LLC156,184160,173+3,9890.170.17+0.00buy
WELLS FARGO & COMPANY/MN100,623104,220+3,5970.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC334,665337,880+3,2150.010.01+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,2014,392+3,1910.000.00+0.00buy
ROYAL BANK OF CANADA35,05137,721+2,6700.000.00+0.00buy
CIBC WORLD MARKET INC.12,32014,400+2,0800.000.00+0.00buy
Tower Research Capital LLC (TRC)01,692+1,6920.000.00+0.00buy
Rockefeller Capital Management L.P.66,40767,908+1,5010.000.00-0.00buy
Virtu Financial LLC12,13013,559+1,4290.010.02+0.00buy
Sumitomo Mitsui Trust Group, Inc.181,073182,130+1,0570.000.00+0.00buy
Janney Montgomery Scott LLC19,70020,748+1,0480.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20,91021,951+1,0410.040.03-0.00buy
M Holdings Securities, Inc.75,86376,623+7600.120.19+0.08buy
NBC SECURITIES, INC.7171,458+7410.000.00+0.00buy
Lido Advisors, LLC47,66648,366+7000.010.01+0.00buy
Global Wealth Management Investment Advisory, Inc.45,26945,943+6740.160.17+0.01buy
TRUIST FINANCIAL CORP20,92221,571+6490.000.00+0.00buy
CITIGROUP INC1,1631,739+5760.000.00+0.00buy
Steward Partners Investment Advisory, LLC21,30221,844+5420.000.00-0.00buy
STIFEL FINANCIAL CORP46,76347,298+5350.000.00+0.00buy
NewEdge Advisors, LLC21,28121,763+4820.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.13,36713,734+3670.000.00+0.00buy
CoreCap Advisors, LLC0333+3330.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC0215+2150.000.00+0.00buy
Parkside Financial Bank & Trust6,1866,342+1560.020.02-0.00buy
Allspring Global Investments Holdings, LLC2,259,3472,259,468+1210.050.05+0.00buy
BALDWIN WEALTH PARTNERS LLC/MA8,3338,33300.010.01+0.00hold
LSV ASSET MANAGEMENT173,998173,99800.010.01+0.00hold
NOMURA ASSET MANAGEMENT CO LTD1,1261,12600.000.00-0.00hold
HANTZ FINANCIAL SERVICES, INC.20020000.000.00-0.00hold
THORNBURG INVESTMENT MANAGEMENT INC2,937,7832,937,78300.580.62+0.04hold
PRINCIPAL SECURITIES, INC.10910900.000.00-0.00hold
Northern Right Capital Management, L.P.442,440442,44002.432.40-0.03hold
SIGNATUREFD, LLC2,7252,72500.000.00+0.00hold
Asset Dedication, LLC31631600.000.00+0.00hold
Muzinich & Co., Inc.186,916186,91602.222.220.00hold
IFP Advisors, Inc1,5001,50000.000.00+0.00hold
Parallel Advisors, LLC9,3569,35600.000.00+0.00hold
Founders Capital Management1,5001,50000.010.02+0.00hold
Security National Bank5,5505,55000.020.01-0.00hold
Investors Research Corp737300.000.00+0.00hold
BI Asset Management Fondsmaeglerselskab A/S163,300163,30000.050.05-0.00hold
Key FInancial Inc15015000.000.00+0.00hold
PANORAMIC INVESTMENT ADVISORS, LLC53,63053,63000.630.59-0.04hold
Frazier Financial Advisors, LLC0000.000.00+0.00hold
GAMMA Investing LLC585800.000.00-0.00hold
Access Investment Management LLC26,00026,00000.130.13-0.00hold
Transcendent Capital Group LLC59659600.010.01-0.00hold
SEI INVESTMENTS CO38,45338,45300.000.00+0.00hold
US BANCORP \DE\23,35923,35900.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.62,24862,24800.000.00-0.00hold
FIRST MANHATTAN CO. LLC.5500.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
COMERICA BANK5,4125,393-190.000.00+0.00sell
FMR LLC300-300.000.00-0.00sell
Creative Planning11,11211,060-520.000.00-0.00sell
CASTLEKEEP INVESTMENT ADVISORS LLC74,83074,775-550.730.81+0.08sell
HARBOUR INVESTMENTS, INC.6,6776,604-730.000.00-0.00sell
Focused Wealth Management, Inc1810-1810.000.00-0.00sell
Sequoia Financial Advisors, LLC10,59110,191-4000.000.00+0.00sell
Aquatic Capital Management LLC7,6007,100-5000.000.00+0.00sell
Ethos Financial Group, LLC19,62819,128-5000.060.05-0.00sell
Farther Finance Advisors, LLC22,83822,337-5010.020.02-0.00sell
Tennessee Valley Asset Management Partners5070-5070.000.00-0.00sell
Advisory Services Network, LLC12,57012,007-5630.000.00-0.00sell
Qube Research & Technologies Ltd4,1553,494-6610.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.11,14810,439-7090.000.00-0.00sell
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