Stock Transactions — MIDCAP FINANCIAL INVSTMNT CO

Total Bought
5,369,626
75 transactions
Total Sold
5,257,717
90 transactions
Net
+111,909
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SOROS FUND MANAGEMENT LLC01,944,500+1,944,5000.000.30+0.30buy
VICTORY CAPITAL MANAGEMENT INC0654,211+654,2110.000.00+0.00buy
Russell Investments Group, Ltd.264,315783,193+518,8780.000.01+0.01buy
Next Capital Management LLC1,484,3491,871,652+387,3035.446.37+0.93buy
Invesco Ltd.911,0411,294,585+383,5440.000.00+0.00buy
XTX Topco Ltd135,297342,330+207,0330.040.07+0.03buy
RAYMOND JAMES FINANCIAL INC486,406607,486+121,0800.000.00+0.00buy
Magnetar Financial LLC0112,559+112,5590.000.01+0.01buy
THORNBURG INVESTMENT MANAGEMENT INC3,137,7833,237,783+100,0000.450.38-0.08buy
BlackRock, Inc.316,204403,868+87,6640.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.084,777+84,7770.000.00+0.00buy
Alpine Global Management, LLC073,766+73,7660.000.13+0.13buy
Legal & General Group Plc651,851725,413+73,5620.000.00+0.00buy
DRW Securities, LLC063,487+63,4870.000.04+0.04buy
CANADA LIFE ASSURANCE Co44,668101,371+56,7030.000.00+0.00buy
NewGen Asset Management Ltd035,000+35,0000.000.24+0.24buy
Stablepoint Partners, LLC034,475+34,4750.000.06+0.06buy
Naviter Wealth, LLC167,014197,475+30,4610.250.28+0.03buy
Focus Partners Wealth102,066130,766+28,7000.000.00+0.00buy
CITADEL ADVISORS LLC027,998+27,9980.000.00+0.00buy
Lansforsakringar Fondforvaltning AB (publ)119,214145,576+26,3620.010.01+0.00buy
SHARPEPOINT LLC103,569124,177+20,6080.710.83+0.12buy
Arete Wealth Advisors, LLC019,133+19,1330.000.01+0.01buy
nVerses Capital, LLC015,337+15,3370.000.16+0.16buy
Global Wealth Management Investment Advisory, Inc.97,234112,373+15,1390.180.20+0.02buy
IMC-Chicago, LLC014,424+14,4240.000.00+0.00buy
United Advisor Group, LLC255,718270,052+14,3340.380.38+0.00buy
Entropy Technologies, LP014,235+14,2350.000.01+0.01buy
Empowered Funds, LLC014,045+14,0450.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC54,73568,478+13,7430.000.00+0.00buy
Headlands Technologies LLC012,824+12,8240.000.02+0.02buy
Tyche Wealth Partners LLC11,50023,500+12,0000.020.04+0.02buy
CAXTON ASSOCIATES LLP22,44133,741+11,3000.010.01+0.00buy
CASTLEKEEP INVESTMENT ADVISORS LLC384,937396,173+11,2361.992.42+0.42buy
EVERGREEN CAPITAL MANAGEMENT LLC010,792+10,7920.000.00+0.00buy
D.A. DAVIDSON & CO.350,071360,807+10,7360.020.02+0.00buy
FIFTH THIRD BANCORP010,587+10,5870.000.00+0.00buy
Bank Pictet & Cie (Europe) AG010,045+10,0450.000.00+0.00buy
LB Partners LLC010,000+10,0000.000.10+0.10buy
Brevan Howard Capital Management LP34,96443,421+8,4570.010.00-0.00buy
BI Asset Management Fondsmaeglerselskab A/S241,364249,306+7,9420.020.03+0.00buy
Squarepoint Ops LLC18,32226,245+7,9230.000.00+0.00buy
Kestra Advisory Services, LLC9,49017,088+7,5980.000.00+0.00buy
Advisors Asset Management, Inc.248,193255,278+7,0850.050.05+0.00buy
Almitas Capital LLC135,477140,477+5,0000.340.36+0.02buy
D. E. Shaw & Co., Inc.119,977123,567+3,5900.000.00+0.00buy
PRINCIPAL SECURITIES, INC.42,13545,418+3,2830.010.01+0.00buy
HighTower Advisors, LLC74,87777,616+2,7390.000.00-0.00buy
TRUIST FINANCIAL CORP19,25021,778+2,5280.000.00+0.00buy
GILL CAPITAL PARTNERS, LLC02,400+2,4000.000.01+0.01buy
Lido Advisors, LLC64,82167,218+2,3970.000.00-0.00buy
Advisory Services Network, LLC13,57615,597+2,0210.000.00+0.00buy
Muzinich & Co., Inc.714,776716,498+1,7222.572.82+0.25buy
Sigma Planning Corp71,84273,561+1,7190.020.02+0.00buy
Anfield Capital Management, LLC14,06515,499+1,4340.050.05-0.00buy
MERIDIAN INVESTMENT COUNSEL INC.37,71339,113+1,4000.100.10+0.00buy
&PARTNERS16,65217,665+1,0130.000.00+0.00buy
Western Wealth Management, LLC0974+9740.000.00+0.00buy
HARBOUR INVESTMENTS, INC.6,4097,257+8480.000.00-0.00buy
Founders Financial Alliance, LLC11,98712,758+7710.030.03-0.00buy
B. Riley Wealth Advisors, Inc.19,30320,041+7380.010.01+0.00buy
TCFG WEALTH MANAGEMENT, LLC41,65642,349+6930.190.18-0.01buy
OPPENHEIMER & CO INC10,73011,079+3490.000.00-0.00buy
HB Wealth Management, LLC13,66714,012+3450.000.00+0.00buy
CVA Family Office, LLC0333+3330.000.00+0.00buy
Cassaday & Co Wealth Management LLC0333+3330.000.00+0.00buy
MRA Advisory Group10,55410,844+2900.050.05-0.00buy
Onyx Bridge Wealth Group LLC18,09218,341+2490.020.02+0.00buy
Parkside Financial Bank & Trust7,7517,965+2140.010.01+0.00buy
N.E.W. Advisory Services LLC50216+1660.000.00+0.00buy
Stratos Wealth Partners, LTD.22,20022,333+1330.000.00-0.00buy
FINANCIAL CONSULATE, INC3,9684,078+1100.010.01-0.00buy
CWM, LLC1,1901,299+1090.000.00+0.00buy
Allworth Financial LP3,3563,456+1000.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC25,86125,900+390.020.02-0.00buy
LSV ASSET MANAGEMENT96,10096,10000.000.00-0.00hold
NOMURA ASSET MANAGEMENT CO LTD1,1381,13800.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO89689600.000.00-0.00hold
ARES MANAGEMENT LLC545,532545,53200.360.40+0.05hold
ASSETMARK, INC50050000.000.00-0.00hold
State of Alaska, Department of Revenue3,8713,87100.000.00-0.00hold
Cheviot Value Management, LLC33333300.000.00+0.00hold
DnB Asset Management AS153,358153,35800.010.01+0.00hold
Sumitomo Mitsui Trust Group, Inc.549,575549,57500.000.00+0.00hold
Westchester Capital Management, LLC7,7027,70200.000.00+0.00hold
Permanens Capital L.P.11,02911,02900.020.02-0.00hold
Anchor Investment Management, LLC1,1451,14500.000.00+0.00hold
IFP Advisors, Inc1,5151,51500.000.00-0.00hold
OneDigital Investment Advisors LLC11,93611,93600.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.1,2531,25300.000.00-0.00hold
Triumph Capital Management36036000.000.00-0.00hold
Sound Income Strategies, LLC2,9892,98900.000.00-0.00hold
Williams Jones Wealth Management, LLC.10,90110,90100.000.00+0.00hold
Physician Wealth Advisors, Inc.3,5003,50000.010.01-0.00hold
Americana Partners, LLC16,95216,95200.010.00-0.00hold
Key FInancial Inc15015000.000.00-0.00hold
Sovereign Financial Group, Inc.11,11211,11200.020.02-0.00hold
Activest Wealth Management2,2662,26600.000.00-0.00hold
CoreCap Advisors, LLC1,4651,46500.000.00-0.00hold
Ethos Financial Group, LLC393,598393,59800.330.33-0.00hold
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