Stock TransactionsMIDCAP FINANCIAL INVSTMNT CO

Total Bought
4,047,591
72 transactions
Total Sold
3,932,349
79 transactions
Net
+115,242
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
WELLINGTON MANAGEMENT GROUP LLP01,078,291+1,078,2910.000.00+0.00buy
Beach Point Capital Management LP0440,361+440,3610.001.73+1.73buy
Janney Montgomery Scott LLC0393,638+393,6380.000.01+0.01buy
Russell Investments Group, Ltd.783,1931,141,719+358,5260.010.01+0.00buy
VAN ECK ASSOCIATES CORP1,811,1692,104,647+293,4780.020.01-0.00buy
CITADEL ADVISORS LLC27,998245,485+217,4870.000.00+0.00buy
Saba Capital Management, L.P.0215,136+215,1360.000.07+0.07buy
LAZARD ASSET MANAGEMENT LLC82,034207,239+125,2050.000.00+0.00buy
UBS Group AG1,818,2851,929,691+111,4060.000.00-0.00buy
Y-Intercept (Hong Kong) Ltd098,743+98,7430.000.02+0.02buy
Cerity Partners LLC73,707151,634+77,9270.000.00+0.00buy
Legal & General Group Plc725,413789,579+64,1660.000.00-0.00buy
CIDEL ASSET MANAGEMENT INC050,300+50,3000.000.02+0.02buy
LeClair Wealth Partners LLC040,885+40,8850.000.21+0.21buy
ENVESTNET ASSET MANAGEMENT INC68,478108,333+39,8550.000.00+0.00buy
Headlands Technologies LLC12,82451,819+38,9950.020.06+0.04buy
Schonfeld Strategic Advisors LLC037,693+37,6930.000.00+0.00buy
Trexquant Investment LP030,856+30,8560.000.00+0.00buy
Next Capital Management LLC1,871,6521,899,667+28,0156.375.17-1.20buy
Muzinich & Co., Inc.716,498744,421+27,9232.822.56-0.25buy
CASTLEKEEP INVESTMENT ADVISORS LLC396,173414,657+18,4842.422.09-0.32buy
Private Advisor Group, LLC016,773+16,7730.000.00+0.00buy
Arete Wealth Advisors, LLC19,13335,649+16,5160.010.02+0.01buy
FOX RUN MANAGEMENT, L.L.C.015,368+15,3680.000.03+0.03buy
Creative Planning014,914+14,9140.000.00+0.00buy
CANADA LIFE ASSURANCE Co101,371116,034+14,6630.000.00-0.00buy
D.A. DAVIDSON & CO.360,807374,284+13,4770.020.02-0.00buy
PARK AVENUE SECURITIES LLC013,329+13,3290.000.00+0.00buy
FRANKLIN RESOURCES INC428,642441,518+12,8760.000.00-0.00buy
BALYASNY ASSET MANAGEMENT L.P.84,77796,801+12,0240.000.00-0.00buy
MQS Management LLC011,928+11,9280.000.15+0.15buy
OXFORD ASSET MANAGEMENT LLP011,611+11,6110.000.06+0.06buy
Mariner, LLC011,607+11,6070.000.00+0.00buy
StoneX Group Inc.011,470+11,4700.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC010,173+10,1730.000.00+0.00buy
NewGen Asset Management Ltd35,00045,000+10,0000.240.25+0.01buy
PRINCIPAL SECURITIES, INC.45,41854,303+8,8850.010.01-0.00buy
SHARPEPOINT LLC124,177132,029+7,8520.830.67-0.17buy
&PARTNERS17,66524,077+6,4120.000.00+0.00buy
CAXTON ASSOCIATES LLP33,74139,649+5,9080.010.01-0.00buy
Camelot Portfolios, LLC57,68562,646+4,9610.490.45-0.04buy
WELLS FARGO & COMPANY/MN298,288302,773+4,4850.000.00-0.00buy
TRUIST FINANCIAL CORP21,77826,127+4,3490.000.00-0.00buy
Tyche Wealth Partners LLC23,50026,000+2,5000.040.04-0.00buy
Lido Advisors, LLC67,21869,529+2,3110.000.00-0.00buy
SIMPLEX TRADING, LLC02,047+2,0470.000.00+0.00buy
LB Partners LLC10,00012,000+2,0000.100.08-0.02buy
STIFEL FINANCIAL CORP37,01438,582+1,5680.000.00-0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC117,182118,551+1,3690.020.02-0.00buy
JONES FINANCIAL COMPANIES LLLP3,8055,124+1,3190.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.3,0424,242+1,2000.000.00+0.00buy
Arax Advisory Partners7001,724+1,0240.000.00-0.00buy
J.W. COLE ADVISORS, INC.132,623133,313+6900.050.02-0.03buy
OPPENHEIMER & CO INC11,07911,737+6580.000.00-0.00buy
HARBOUR INVESTMENTS, INC.7,2577,770+5130.000.00-0.00buy
WEDBUSH SECURITIES INC29,65230,127+4750.010.01-0.00buy
HB Wealth Management, LLC14,01214,401+3890.000.00-0.00buy
GROUP ONE TRADING LLC0379+3790.000.00+0.00buy
Tower Research Capital LLC (TRC)2,4212,793+3720.000.00-0.00buy
MRA Advisory Group10,84411,186+3420.050.04-0.01buy
Onyx Bridge Wealth Group LLC18,34118,637+2960.020.02-0.01buy
Bank Pictet & Cie (Europe) AG10,04510,320+2750.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC25,90026,147+2470.020.02-0.00buy
US BANCORP \DE\626848+2220.000.00+0.00buy
FINANCIAL CONSULATE, INC4,0784,207+1290.010.00-0.00buy
Founders Financial Alliance, LLC12,75812,868+1100.030.02-0.01buy
Caitong International Asset Management Co., Ltd091+910.000.00+0.00buy
Global Retirement Partners, LLC445505+600.000.00-0.00buy
Advisory Services Network, LLC15,59715,622+250.000.00-0.00buy
Arkadios Wealth Advisors101,284101,306+220.020.02-0.00buy
Apollo Management Holdings, L.P.2,348,7472,348,753+60.440.33-0.11buy
IFP Advisors, Inc1,5151,516+10.000.00-0.00buy
SOROS FUND MANAGEMENT LLC1,944,5001,944,50000.300.26-0.04hold
LSV ASSET MANAGEMENT96,10096,10000.000.00-0.00hold
THORNBURG INVESTMENT MANAGEMENT INC3,237,7833,237,78300.380.31-0.07hold
ASSETMARK, INC50050000.000.00-0.00hold
State of Alaska, Department of Revenue3,8713,87100.000.00-0.00hold
Cheviot Value Management, LLC33333300.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.549,575549,57500.000.00-0.00hold
Westchester Capital Management, LLC7,7027,70200.000.00-0.00hold
Almitas Capital LLC140,477140,47700.360.34-0.02hold
NewEdge Advisors, LLC2,4552,45500.000.00-0.00hold
OneDigital Investment Advisors LLC11,93611,93600.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.1,2531,25300.000.00-0.00hold
Triumph Capital Management36036000.000.00-0.00hold
Williams Jones Wealth Management, LLC.10,90110,90100.000.00-0.00hold
Physician Wealth Advisors, Inc.3,5003,50000.010.00-0.00hold
Americana Partners, LLC16,95216,95200.000.00-0.00hold
Key FInancial Inc15015000.000.00-0.00hold
CVA Family Office, LLC33333300.000.00-0.00hold
N.E.W. Advisory Services LLC21621600.000.00-0.00hold
JPMORGAN CHASE & CO29,52229,52200.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.13,71813,71800.090.07-0.01hold
Cassaday & Co Wealth Management LLC33333300.000.00-0.00hold
Access Investment Management LLC4,0004,00000.010.01-0.00hold
Everstar Asset Management, LLC18,65018,65000.110.09-0.02hold
Generali Investments CEE, investicni spolecnost, a.s.22,28122,28100.010.01-0.00hold
DKM Wealth Management, Inc.23,50023,50000.190.15-0.04hold
GILL CAPITAL PARTNERS, LLC2,4002,40000.010.01-0.00hold
Atlantic Union Bankshares Corp10,50010,50000.000.00-0.00hold
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