Stock Transactions — MIDCAP FINANCIAL INVSTMNT CO

Total Bought
2,468,799
81 transactions
Total Sold
2,537,633
73 transactions
Net
-68,834
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
UBS Group AG439,332735,387+296,0550.000.00+0.00buy
Naviter Wealth, LLC0186,505+186,5050.000.30+0.30buy
ARES MANAGEMENT LLC310,000482,032+172,0320.120.23+0.11buy
Callodine Capital Management, LP93,112246,217+153,1050.260.69+0.43buy
Legal & General Group Plc475,422620,824+145,4020.000.00+0.00buy
VAN ECK ASSOCIATES CORP2,270,0992,372,505+102,4060.040.04+0.00buy
Connor, Clark & Lunn Investment Management Ltd.095,520+95,5200.000.01+0.01buy
FOUNDATIONS INVESTMENT ADVISORS, LLC311,566400,034+88,4680.090.10+0.02buy
COMERICA BANK5,36189,171+83,8100.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC30,261111,956+81,6950.000.00+0.00buy
BI Asset Management Fondsmaeglerselskab A/S80,118149,102+68,9840.020.02+0.00buy
Almitas Capital LLC71,953135,444+63,4910.340.40+0.06buy
STIFEL FINANCIAL CORP240,478303,149+62,6710.000.00+0.00buy
Neuberger Berman Group LLC344,051405,406+61,3550.000.00+0.00buy
AMERIPRISE FINANCIAL INC259,656320,415+60,7590.000.00+0.00buy
FRANKLIN RESOURCES INC384,054442,643+58,5890.000.00+0.00buy
BlackRock, Inc.305,021359,519+54,4980.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP13,79865,035+51,2370.000.00+0.00buy
Strategic Financial Concepts, LLC044,962+44,9620.000.01+0.01buy
SHUFRO ROSE & CO LLC044,432+44,4320.000.05+0.05buy
LAZARD ASSET MANAGEMENT LLC044,080+44,0800.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.321,316356,657+35,3410.200.22+0.02buy
J.W. COLE ADVISORS, INC.46,88181,756+34,8750.030.04+0.02buy
JPMORGAN CHASE & CO141,640166,230+24,5900.000.00+0.00buy
FIRST COMMONWEALTH FINANCIAL CORP /PA/024,175+24,1750.000.08+0.08buy
JANE STREET GROUP, LLC35,03357,520+22,4870.000.00+0.00buy
&PARTNERS019,110+19,1100.000.00+0.00buy
Advisors Asset Management, Inc.444,531462,577+18,0460.110.11+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC322,468340,286+17,8180.010.01+0.00buy
Virtu Financial LLC016,888+16,8880.000.01+0.01buy
OPPENHEIMER & CO INC016,387+16,3870.000.00+0.00buy
Aquatic Capital Management LLC14,50029,304+14,8040.010.01+0.01buy
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC21,61735,995+14,3780.120.17+0.06buy
StoneX Group Inc.013,419+13,4190.000.01+0.01buy
Tyche Wealth Partners LLC21,22834,228+13,0000.060.10+0.03buy
WEDBUSH SECURITIES INC22,51234,881+12,3690.010.02+0.01buy
Entropy Technologies, LP011,488+11,4880.000.02+0.02buy
D.A. DAVIDSON & CO.288,381298,481+10,1000.030.03+0.00buy
ROYAL BANK OF CANADA198,702207,994+9,2920.000.00+0.00buy
DnB Asset Management AS171,688180,881+9,1930.010.01+0.00buy
Global Wealth Management Investment Advisory, Inc.69,99379,172+9,1790.200.22+0.02buy
CONDOR CAPITAL MANAGEMENT359,842368,185+8,3430.430.44+0.00buy
VIRTUS ADVISERS, LLC54,24862,311+8,0630.340.34+0.00buy
Kovitz Investment Group Partners, LLC51,66659,666+8,0000.000.00-0.00buy
Sumitomo Mitsui Trust Group, Inc.180,756188,199+7,4430.000.00+0.00buy
Muzinich & Co., Inc.186,599194,042+7,4431.971.85-0.12buy
ProShare Advisors LLC11,07918,141+7,0620.000.00+0.00buy
Steward Partners Investment Advisory, LLC24,95431,881+6,9270.000.00+0.00buy
CASTLEKEEP INVESTMENT ADVISORS LLC83,68990,040+6,3510.760.01-0.76buy
PRINCIPAL SECURITIES, INC.21,56526,927+5,3620.010.01+0.00buy
NOMURA ASSET MANAGEMENT CO LTD1,9356,728+4,7930.000.00+0.00buy
Graypoint LLC171,374176,154+4,7800.150.14-0.00buy
United Advisor Group, LLC243,231247,778+4,5470.740.66-0.07buy
Arete Wealth Advisors, LLC14,15618,475+4,3190.020.02+0.00buy
Cambridge Investment Research Advisors, Inc.14,85919,089+4,2300.000.00+0.00buy
Sigma Planning Corp57,80560,438+2,6330.020.03+0.00buy
Rockefeller Capital Management L.P.66,35168,202+1,8510.000.00-0.00buy
Allworth Financial LP8592,558+1,6990.000.00+0.00buy
CITIGROUP INC4,0775,192+1,1150.000.00+0.00buy
STEPHENS INC /AR/83,49184,491+1,0000.020.02+0.00buy
POM Investment Strategies, LLC0827+8270.000.01+0.01buy
Kestra Advisory Services, LLC21,18521,987+8020.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC194990+7960.000.00+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC88,07888,644+5660.020.02+0.00buy
Anfield Capital Management, LLC5,4175,879+4620.030.03+0.00buy
SIGNATUREFD, LLC2,2732,688+4150.000.00+0.00buy
Creative Planning12,60312,962+3590.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.200500+3000.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/0299+2990.000.00+0.00buy
Onyx Bridge Wealth Group LLC16,84417,060+2160.030.03-0.00buy
HB Wealth Management, LLC10,32910,532+2030.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP4,2394,439+2000.000.00-0.00buy
Parkside Financial Bank & Trust6,6816,866+1850.010.01-0.00buy
Accel Wealth Management12,50812,577+690.060.06+0.00buy
Tower Research Capital LLC (TRC)2,0212,067+460.000.00-0.00buy
Sovereign Financial Group, Inc.12,07912,113+340.040.04-0.00buy
NCP Inc.9851,012+270.010.01-0.00buy
NewEdge Advisors, LLC24,56324,582+190.000.00-0.00buy
TD Waterhouse Canada Inc.08+80.000.00+0.00buy
Essex Financial Services, Inc.10,15610,161+50.010.01-0.00buy
Apollo Management Holdings, L.P.2,467,6962,467,701+50.580.68+0.10buy
THORNBURG INVESTMENT MANAGEMENT INC2,937,7832,937,78300.510.52+0.01hold
Sterling Capital Management LLC64964900.000.00+0.00hold
Asset Dedication, LLC31631600.000.00+0.00hold
Westchester Capital Management, LLC7,7027,70200.000.01+0.00hold
TCFG WEALTH MANAGEMENT, LLC41,65641,65600.280.28+0.00hold
Anchor Investment Management, LLC2,5772,57700.000.00-0.00hold
IFP Advisors, Inc1,5001,50000.000.00-0.00hold
Founders Capital Management1,5001,50000.010.01+0.00hold
Security National Bank5,5515,55100.010.01+0.00hold
EVOKE WEALTH, LLC36,80036,80000.010.01+0.00hold
Key FInancial Inc15015000.000.00+0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC22,27122,27100.110.11-0.00hold
Live Oak Investment Partners0000.000.00-0.00hold
Activest Wealth Management2,2662,26600.010.01-0.00hold
Cape Investment Advisory, Inc.1,7841,78400.010.01-0.00hold
Ethos Financial Group, LLC19,12819,12800.040.03-0.01hold
MELFA WEALTH MANAGEMENT, INC.13,71813,71800.120.12+0.00hold
PANORAMIC INVESTMENT ADVISORS, LLC53,63053,63000.500.47-0.02hold
Frazier Financial Advisors, LLC0000.000.00+0.00hold
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