| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Caligan Partners LP | 0 | 469,998 | +469,998 | 0.00 | 0.06 | +0.06 | buy |
| STEMPOINT CAPITAL LP | 0 | 354,938 | +354,938 | 0.00 | 0.17 | +0.17 | buy |
| SILVERARC CAPITAL MANAGEMENT, LLC | 0 | 321,728 | +321,728 | 0.00 | 0.10 | +0.10 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 220,000 | +220,000 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 0 | 219,998 | +219,998 | 0.00 | 0.04 | +0.04 | buy |
| Bleichroeder LP | 100,000 | 288,679 | +188,679 | 0.04 | 0.14 | +0.10 | buy |
| DIADEMA PARTNERS LP | 0 | 138,341 | +138,341 | 0.00 | 0.14 | +0.14 | buy |
| Stonepine Capital Management, LLC | 0 | 104,550 | +104,550 | 0.00 | 0.22 | +0.22 | buy |
| Persistent Asset Partners Ltd | 0 | 92,983 | +92,983 | 0.00 | 0.08 | +0.08 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 85,069 | +85,069 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 16,577 | +16,577 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 0 | 14,839 | +14,839 | 0.00 | 0.00 | +0.00 | buy |
| Sequoia Financial Advisors, LLC | 18,850 | 21,850 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 52,778 | 53,351 | +573 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 0 | 561 | +561 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 11 | 11 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Riverview Capital Advisers, LLC | 10,384 | 10,384 | 0 | 0.02 | 0.01 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 63 | 63 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 793 | 0 | -793 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 13,900 | 0 | -13,900 | 0.01 | 0.00 | -0.01 | sell |