| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 2,705,616 | 3,671,550 | +965,934 | 5.35 | 5.21 | -0.14 | buy |
| Nantahala Capital Management, LLC | 1,833,325 | 2,712,443 | +879,118 | 0.46 | 0.49 | +0.03 | buy |
| ADAR1 Capital Management, LLC | 682,094 | 1,022,161 | +340,067 | 0.34 | 0.37 | +0.02 | buy |
| Altium Capital Management LLC | 0 | 215,000 | +215,000 | 0.00 | 0.14 | +0.14 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 165,079 | +165,079 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,563,986 | 1,726,986 | +163,000 | 0.00 | 0.00 | -0.00 | buy |
| AIGH Capital Management LLC | 3,036,187 | 3,197,394 | +161,207 | 3.35 | 3.20 | -0.15 | buy |
| Pale Fire Capital SE | 0 | 25,030 | +25,030 | 0.00 | 0.01 | +0.01 | buy |
| Sequoia Financial Advisors, LLC | 0 | 23,800 | +23,800 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 22,799 | +22,799 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 341,186 | 352,452 | +11,266 | 0.00 | 0.00 | -0.00 | buy |
| COMMERCE BANK | 14,000 | 14,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AllSquare Wealth Management LLC | 18 | 18 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BFSG, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Integrated Wealth Concepts LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EnRich Financial Partners LLC | 102 | 102 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 385 | 385 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHERN TRUST CORP | 61,094 | 61,094 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 40 | 40 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 116,814 | 116,814 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Redwood Wealth Management Group, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 4,954 | 1,398 | -3,556 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 8,192 | 425 | -7,767 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 63,304 | 53,022 | -10,282 | 0.01 | 0.01 | -0.01 | sell |
| Coastal Bridge Advisors, LLC | 11,000 | 0 | -11,000 | 0.01 | 0.00 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 35,000 | 20,525 | -14,475 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 15,217 | 0 | -15,217 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 31,825 | 2,285 | -29,540 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 42,647 | 0 | -42,647 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 50,227 | 0 | -50,227 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 172,197 | 120,497 | -51,700 | 0.00 | 0.00 | -0.00 | sell |
| ACUTA CAPITAL PARTNERS, LLC | 70,500 | 0 | -70,500 | 0.15 | 0.00 | -0.15 | sell |
| Hudson Bay Capital Management LP | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |