| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Squarepoint Ops LLC | 0 | 520,240 | +520,240 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 182,403 | +182,403 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 71,119 | +71,119 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 425 | 40,743 | +40,318 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 22,799 | 51,952 | +29,153 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 20,525 | 42,462 | +21,937 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 61,094 | 77,988 | +16,894 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 16,815 | +16,815 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 12,051 | +12,051 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 116,814 | 128,114 | +11,300 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 0 | 660 | +660 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 232,320 | 232,509 | +189 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 1,726,986 | 1,727,001 | +15 | 0.00 | 0.00 | -0.00 | buy |
| AllSquare Wealth Management LLC | 18 | 18 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BFSG, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Altium Capital Management LLC | 215,000 | 215,000 | 0 | 0.14 | 0.02 | -0.12 | hold |
| EnRich Financial Partners LLC | 102 | 102 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 385 | 385 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 40 | 40 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 1,398 | 1,398 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 352,452 | 350,885 | -1,567 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,285 | 0 | -2,285 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 53,022 | 46,876 | -6,146 | 0.01 | 0.00 | -0.01 | sell |
| Sequoia Financial Advisors, LLC | 23,800 | 14,500 | -9,300 | 0.00 | 0.00 | -0.00 | sell |
| COMMERCE BANK | 14,000 | 0 | -14,000 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Pale Fire Capital SE | 25,030 | 0 | -25,030 | 0.01 | 0.00 | -0.01 | sell |
| BARCLAYS PLC | 120,497 | 0 | -120,497 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 165,079 | 0 | -165,079 | 0.00 | 0.00 | -0.00 | sell |
| ADAR1 Capital Management, LLC | 1,022,161 | 585,261 | -436,900 | 0.37 | 0.04 | -0.33 | sell |
| Nantahala Capital Management, LLC | 2,712,443 | 0 | -2,712,443 | 0.49 | 0.00 | -0.49 | sell |
| AIGH Capital Management LLC | 3,197,394 | 0 | -3,197,394 | 3.20 | 0.00 | -3.20 | sell |
| Rosalind Advisors, Inc. | 3,671,550 | 0 | -3,671,550 | 5.21 | 0.00 | -5.21 | sell |