Stock TransactionsHERCULES CAPITAL INC

Total Bought
731,941
36 transactions
Total Sold
355,125
15 transactions
Net
+376,816
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Sound Income Strategies, LLC3,382,0583,667,518+285,4602.382.60+0.22buy
TECTONIC ADVISORS LLC893,1021,006,408+113,3060.700.76+0.07buy
Abundance Wealth Counselors62,147127,895+65,7480.130.13-0.00buy
Advisors Capital Management, LLC856,216919,542+63,3260.150.15+0.01buy
Gilman Hill Asset Management, LLC617,833646,682+28,8491.381.40+0.02buy
Whipplewood Advisors, LLC59,04583,463+24,4180.450.89+0.43buy
Hennion & Walsh Asset Management, Inc.12,90833,729+20,8210.010.02+0.01buy
SMH CAPITAL ADVISORS INC41,06559,466+18,4011.723.68+1.96buy
Wealth Architects, LLC10,73627,460+16,7240.010.03+0.02buy
Penbrook Management LLC15,06029,387+14,3270.170.30+0.13buy
Secure Asset Management, LLC65,53977,837+12,2980.150.17+0.02buy
CANTOR FITZGERALD, L. P.18,00030,045+12,0450.000.01+0.00buy
FAS Wealth Partners, Inc.180,756190,914+10,1580.170.16-0.01buy
Palogic Value Management, L.P.34,78343,058+8,2750.220.22+0.01buy
Muzinich & Co., Inc.1,350,1251,357,013+6,8886.987.31+0.34buy
RMR Wealth Builders19,56126,068+6,5070.020.03+0.00buy
Intrua Financial, LLC14,59518,674+4,0790.020.03+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV94,61698,614+3,9980.070.07+0.00buy
Accel Wealth Management39,74143,516+3,7750.150.15+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC273,343276,182+2,8390.060.07+0.01buy
NAPLES GLOBAL ADVISORS, LLC79,89982,584+2,6850.090.08-0.01buy
Taylor Frigon Capital Management LLC158,491160,722+2,2311.331.19-0.15buy
Significant Wealth Partners LLC125,136126,219+1,0832.282.16-0.12buy
DELPHI MANAGEMENT INC /MA/66,99968,080+1,0811.181.05-0.13buy
Essex Financial Services, Inc.55,41256,448+1,0360.050.04-0.00buy
KFG WEALTH MANAGEMENT, LLC13,91514,335+4200.030.03-0.00buy
RIVERBRIDGE PARTNERS LLC90,67290,993+3210.030.04+0.01buy
Dakota Wealth Management37,71037,965+2550.010.01-0.00buy
Sovereign Financial Group, Inc.10,75510,928+1730.030.03-0.00buy
ROMANO BROTHERS AND COMPANY75,90076,036+1360.130.12-0.01buy
Tradewinds Capital Management, LLC3,9984,100+1020.010.01-0.00buy
Kozak & Associates, Inc.3,6103,702+920.010.01-0.00buy
Estabrook Capital Management2,4532,506+530.010.01+0.00buy
Register Financial Advisors LLC12,39112,419+280.070.06-0.01buy
HAGER INVESTMENT MANAGEMENT SERVICES, LLC5355+20.000.00-0.00buy
West Financial Advisors, LLC5657+10.000.00-0.00buy
IFC Advisors LLC22,72122,554-1670.050.05-0.00sell
Mirador Capital Partners LP44,70044,414-2860.090.09-0.01sell
VISION FINANCIAL MARKETS LLC995695-3000.010.01-0.00sell
Monument Capital Management30,87330,442-4310.110.10-0.02sell
Haven Private, LLC36,08235,485-5970.230.21-0.02sell
ARMSTRONG ADVISORY GROUP, INC9,6077,916-1,6910.010.01-0.00sell
Colonial River Investments, LLC14,22211,877-2,3450.080.05-0.02sell
FOX RUN MANAGEMENT, L.L.C.31,98629,099-2,8870.080.08-0.00sell
BigSur Wealth Management LLC29,50026,500-3,0000.120.10-0.02sell
Cornerstone Wealth Management, LLC18,63214,289-4,3430.010.01-0.00sell
Madison Park Capital Advisors, LLC20,00015,056-4,9440.230.24+0.01sell
1620 INVESTMENT ADVISORS, INC.30,99323,628-7,3650.310.23-0.08sell
CMH Wealth Management LLC65,12046,270-18,8500.170.11-0.05sell
FJ Capital Management LLC277,666249,039-28,6270.460.51+0.05sell
VOLORIDGE INVESTMENT MANAGEMENT, LLC301,17321,881-279,2920.020.00-0.02sell
Page 1 of 1