Stock TransactionsHERCULES CAPITAL INC

Total Bought
1,023,312
53 transactions
Total Sold
156,772
32 transactions
Net
+866,540
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
TWO SIGMA INVESTMENTS, LP395,353614,756+219,4030.020.030.00buy
Global Assets Advisory, LLC10,939221,051+210,1120.240.55+0.32buy
Truvestments Capital LLC19,814123,188+103,3740.150.87+0.73buy
Sound Income Strategies, LLC2,580,3722,654,119+73,7473.583.660.00buy
Significant Wealth Partners LLC29,65886,717+57,0590.361.05+0.69buy
Legal & General Group Plc1,170,5011,214,282+43,7810.010.01+0.00buy
Melia Wealth LLC655,215691,540+36,3255.747.17+1.43buy
Waterloo Capital, L.P.108,181144,347+36,1660.290.34+0.05buy
D.A. DAVIDSON & CO.221,994248,115+26,1210.040.04+0.01buy
ARES MANAGEMENT LLC118,038143,038+25,0000.050.06+0.01buy
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC279,103303,818+24,7152.492.66+0.16buy
TECTONIC ADVISORS LLC324,792344,863+20,0710.450.49+0.03buy
BigSur Wealth Management LLC12,00029,700+17,7000.100.17+0.08buy
Left Brain Wealth Management, LLC164,821181,401+16,5801.591.62+0.03buy
NATIXIS63,47376,351+12,8780.010.01-0.00buy
DnB Asset Management AS105,285115,630+10,3450.010.01+0.00buy
Kovitz Investment Group Partners, LLC10,00020,000+10,0000.000.00+0.00buy
MAS Advisors LLC12,54721,679+9,1320.270.46+0.19buy
ALPS ADVISORS INC39,10046,750+7,6500.010.01+0.00buy
SVB WEALTH LLC66,57274,141+7,5690.030.03+0.00buy
Advisors Asset Management, Inc.367,364374,007+6,6430.130.130.00buy
DELPHI MANAGEMENT INC /MA/91,97197,450+5,4791.411.39-0.01buy
EAGLE GLOBAL ADVISORS LLC29,23033,300+4,0700.030.03+0.01buy
IAM Advisory, LLC11,77315,686+3,9130.060.08+0.02buy
Abundance Wealth Counselors47,22850,978+3,7500.200.22+0.01buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV85,61089,153+3,5430.130.14+0.01buy
Graypoint LLC129,958133,374+3,4160.170.18+0.00buy
Prime Capital Investment Advisors, LLC15,02118,318+3,2970.000.000.00buy
Sowell Financial Services LLC24,01627,080+3,0640.020.02+0.00buy
Mirador Capital Partners LP33,27036,155+2,8850.120.13+0.01buy
WHITTIER TRUST CO OF NEVADA INC5,0002,500+2,5000.000.000.00sell
NAPA WEALTH MANAGEMENT87,87690,320+2,4440.790.88+0.08buy
Concurrent Investment Advisors, LLC24,38126,607+2,2260.020.02+0.00buy
Founders Financial Alliance, LLC25,25027,401+2,1510.160.15-0.01buy
1620 INVESTMENT ADVISORS, INC.30,10731,946+1,8390.550.59+0.04buy
Bleakley Financial Group, LLC36,79238,021+1,2290.020.02+0.00buy
ELEVATION POINT WEALTH PARTNERS, LLC138,983140,090+1,1070.220.20-0.02buy
CIBC Private Wealth Group LLC114,495115,495+1,0000.000.000.00buy
Rockefeller Capital Management L.P.134,689135,435+7460.010.010.00buy
RMR Wealth Builders15,90216,426+5240.040.04-0.00buy
Kozak & Associates, Inc.2,1372,588+4510.010.01+0.00buy
WEDBUSH SECURITIES INC14,72015,120+4000.010.010.00buy
Geneos Wealth Management Inc.4,5054,205+3000.000.000.00sell
Taylor Frigon Capital Management LLC110,788111,026+2380.930.98+0.05buy
Latitude Advisors, LLC10,22710,456+2290.120.12+0.00buy
Essex Financial Services, Inc.44,47244,677+2050.080.08-0.00buy
Arkadios Wealth Advisors54,74154,902+1610.080.08+0.00buy
Inspire Advisors, LLC21,73221,873+1410.050.06+0.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.16,56516,675+1100.020.02+0.00buy
ELEVATION WEALTH PARTNERS, LLC1,8321,920+880.020.02-0.00buy
Tradewinds Capital Management, LLC3,2823,354+720.020.02-0.00buy
Kelly Financial Services LLC1,8731,922+490.010.01+0.00buy
Register Financial Advisors LLC15,21415,261+470.170.15-0.02buy
MACROVIEW INVESTMENT MANAGEMENT LLC1,7361,774+380.030.04+0.00buy
Caitlin John, LLC1,5971,626+290.020.02+0.00buy
C M BIDWELL & ASSOCIATES LTD4,2204,180-400.050.05+0.00sell
NAPLES GLOBAL ADVISORS, LLC63,12963,029-1000.120.12+0.00sell
Bristlecone Advisors, LLC42,11841,986-1320.070.07-0.00sell
FourThought Financial Partners, LLC16,76316,604-1590.040.04+0.00sell
CALDWELL SUTTER CAPITAL, INC.4,5204,316-2040.040.04+0.00sell
Penbrook Management LLC23,90423,696-2080.270.27+0.00sell
Community Bank, N.A.875625-2500.000.00-0.00sell
Pathway Financial Advisers, LLC1,125836-2890.010.01-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC80,72880,378-3500.170.15-0.02sell
VIRTUS ADVISERS, LLC28,51727,782-7350.300.27-0.03sell
Old Port Advisors11,62410,844-7800.060.06-0.00sell
ADVISORY RESEARCH INC15,16814,214-9540.040.05+0.01sell
Accredited Investors Inc.24,00023,000-1,0000.030.03-0.00sell
Diligent Investors, LLC34,32733,204-1,1230.160.15-0.00sell
HB Wealth Management, LLC11,33810,087-1,2510.000.00-0.00sell
Good Life Advisors, LLC16,42715,147-1,2800.030.02-0.00sell
Advisors Capital Management, LLC929,499928,042-1,4570.320.31-0.00sell
Creekmur Asset Management LLC6,2794,563-1,7160.030.03-0.00sell
KELLEHER FINANCIAL ADVISORS14,66012,230-2,4300.110.09-0.02sell
Cape Investment Advisory, Inc.3,349135-3,2140.030.00-0.03sell
Inspire Investing, LLC25,74422,113-3,6310.050.04-0.01sell
CENTAURUS FINANCIAL, INC.244,588240,818-3,7700.310.31+0.00sell
FULTON BANK, N.A.22,41717,417-5,0000.020.01-0.00sell
ORG Partners LLC6,410806-5,6040.020.03+0.01sell
FAS Wealth Partners, Inc.218,696209,986-8,7100.350.34-0.00sell
Baker Avenue Asset Management, LP167,854158,824-9,0300.120.11-0.01sell
Gilman Hill Asset Management, LLC609,323600,184-9,1391.891.99+0.09sell
CONFLUENCE INVESTMENT MANAGEMENT LLC387,424376,673-10,7510.090.09+0.00sell
Hennion & Walsh Asset Management, Inc.171,119137,302-33,8170.160.14-0.03sell
S&T BANK/PA575,396528,548-46,8481.771.87+0.10sell
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