Stock TransactionsHERCULES CAPITAL INC

Total Bought
1,232,204
62 transactions
Total Sold
232,392
34 transactions
Net
+999,812
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
TWO SIGMA INVESTMENTS, LP945,8491,265,084+319,2350.050.060.00buy
Connor, Clark & Lunn Investment Management Ltd.163,302369,368+206,0660.010.03+0.02buy
Legal & General Group Plc1,077,8511,176,017+98,1660.010.01+0.00buy
Golden State Wealth Management, LLC115,658206,961+91,3030.350.290.00buy
Truvestments Capital LLC144,104211,318+67,2140.750.880.00buy
Muzinich & Co., Inc.449,996510,371+60,3755.665.57-0.10buy
Sound Income Strategies, LLC2,815,2142,874,455+59,2413.503.260.00buy
FJ Capital Management LLC54,96893,829+38,8610.130.19+0.06buy
NATIXIS54,89793,368+38,4710.010.01+0.00buy
TECTONIC ADVISORS LLC493,808531,792+37,9840.650.64-0.01buy
Naviter Wealth, LLC158,087184,454+26,3670.380.43+0.05buy
FOUNDATIONS INVESTMENT ADVISORS, LLC12,51535,717+23,2020.000.01+0.01buy
Prime Capital Investment Advisors, LLC12,33531,285+18,9500.000.010.00buy
BigSur Wealth Management LLC24,50039,500+15,0000.140.21+0.06buy
EAGLE GLOBAL ADVISORS LLC26,90038,705+11,8050.020.03+0.01buy
SHARPEPOINT LLC65,12575,696+10,5711.181.20+0.03buy
TFG Advisers LLC50,26860,188+9,9200.360.42+0.06buy
Waterloo Capital, L.P.143,000151,666+8,6660.300.27-0.03buy
Bristlecone Advisors, LLC47,18455,845+8,6610.070.09+0.01buy
Bleakley Financial Group, LLC38,50947,068+8,5590.020.03+0.01buy
Autumn Glory Partners, LLC20,50029,000+8,5000.200.28+0.07buy
Advisors Asset Management, Inc.406,191413,415+7,2240.150.150.00buy
Bramshill Investments, LLC31,31238,275+6,9630.100.08-0.02buy
ELEVATION POINT WEALTH PARTNERS, LLC147,542153,851+6,3090.240.25+0.01buy
Apollon Wealth Management, LLC15,62220,073+4,4510.010.010.00buy
Rockefeller Capital Management L.P.138,364142,649+4,2850.010.010.00buy
CHILTON CAPITAL MANAGEMENT LLC3,0007,000+4,0000.000.01+0.00buy
Accel Wealth Management17,00320,841+3,8380.130.14+0.02buy
Baker Avenue Asset Management, LP162,850165,898+3,0480.100.10-0.00buy
Left Brain Wealth Management, LLC275,876278,894+3,0182.092.34+0.24buy
SteelPeak Wealth, LLC30,30733,160+2,8530.030.03+0.00buy
Abundance Wealth Counselors55,74858,155+2,4070.240.23-0.01buy
Melia Wealth LLC760,359762,512+2,1537.977.56-0.42buy
Cornerstone Wealth Management, LLC21,44123,470+2,0290.030.03+0.00buy
KELLEHER FINANCIAL ADVISORS10,94512,850+1,9050.080.10+0.02buy
NAPLES GLOBAL ADVISORS, LLC62,25964,074+1,8150.120.12-0.00buy
MAS Advisors LLC18,92120,264+1,3430.640.60-0.04buy
Campbell & CO Investment Adviser LLC20,89122,014+1,1230.030.03+0.00buy
Cascade Financial Partners, LLC14,19315,293+1,1000.040.04-0.00buy
Taylor Frigon Capital Management LLC113,841114,664+8231.161.31+0.15buy
Graypoint LLC164,903165,597+6940.200.20-0.00buy
CIBC Private Wealth Group LLC114,678114,002+6760.000.000.00sell
Mirador Capital Partners LP43,07743,682+6050.160.15-0.01buy
VALLEY NATIONAL ADVISERS INC100656+5560.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV92,44792,968+5210.140.14+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC382,163382,629+4660.110.11-0.00buy
Penbrook Management LLC24,60224,982+3800.340.36+0.03buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20,74221,032+2900.040.04+0.00buy
Beaumont Financial Advisors, LLC11,68811,945+2570.020.02+0.00buy
Prossimo Advisors, LLC17,30417,459+1550.250.25-0.00buy
RMR Wealth Builders19,08419,232+1480.040.04-0.00buy
WEDBUSH SECURITIES INC13,91313,813+1000.010.010.00sell
Tradewinds Capital Management, LLC3,5713,647+760.020.02-0.00buy
Kozak & Associates, Inc.2,7562,814+580.010.01-0.00buy
WHITTIER TRUST CO OF NEVADA INC2,6082,663+550.000.000.00buy
Estabrook Capital Management1,8781,918+400.010.01+0.00buy
ELEVATION WEALTH PARTNERS, LLC1,7031,739+360.010.01-0.00buy
CALDWELL SUTTER CAPITAL, INC.3,9763,996+200.040.04-0.00buy
Diligent Investors, LLC24,46324,483+200.110.11+0.00buy
Hennion & Walsh Asset Management, Inc.88,51588,531+160.080.08-0.00buy
Painted Porch Advisors LLC1,5351,538+30.020.01-0.00buy
CreativeOne Wealth, LLC13,95013,952+20.010.010.00buy
West Financial Advisors, LLC5051+10.000.00-0.00buy
HAGER INVESTMENT MANAGEMENT SERVICES, LLC4849+10.000.00+0.00buy
DELTA ASSET MANAGEMENT LLC/TN2,3382,261-770.000.00-0.00sell
Register Financial Advisors LLC15,37515,295-800.160.15-0.00sell
Inspire Advisors, LLC21,07120,930-1410.050.05-0.01sell
1620 INVESTMENT ADVISORS, INC.31,69031,473-2170.480.46-0.02sell
Essex Financial Services, Inc.60,89760,678-2190.090.08-0.00sell
Chicago Partners Investment Group LLC15,81115,530-2810.010.01-0.00sell
FourThought Financial Partners, LLC15,19014,694-4960.030.03-0.00sell
FULTON BANK, N.A.13,31712,817-5000.010.01-0.00sell
NAPA WEALTH MANAGEMENT124,195123,610-5851.081.34+0.26sell
ADVISORY RESEARCH INC12,69512,035-6600.040.04-0.00sell
Monument Capital Management17,16116,421-7400.100.10+0.00sell
Inspire Investing, LLC22,37721,185-1,1920.050.05-0.00sell
NOMURA ASSET MANAGEMENT CO LTD16,38815,175-1,2130.000.00-0.00sell
Triumph Capital Management14,46913,158-1,3110.100.08-0.02sell
Dakota Wealth Management38,72737,385-1,3420.020.02-0.00sell
Strategic Financial Concepts, LLC16,30014,150-2,1500.060.05-0.01sell
Creekmur Asset Management LLC2,3371-2,3360.010.00-0.01sell
Prosperity Consulting Group, LLC13,40610,668-2,7380.020.02-0.00sell
D.A. DAVIDSON & CO.289,183285,929-3,2540.050.04-0.00sell
Point72 Hong Kong Ltd4,003195-3,8080.000.00-0.00sell
Legacy Capital Wealth Partners, LLC88,93484,602-4,3320.440.40-0.04sell
DELPHI MANAGEMENT INC /MA/77,42672,570-4,8561.501.42-0.08sell
Advisors Capital Management, LLC1,018,2101,013,182-5,0280.320.30-0.02sell
S&T BANK/PA312,575306,625-5,9502.001.93-0.08sell
FAS Wealth Partners, Inc.196,208188,097-8,1110.330.29-0.04sell
DENALI ADVISORS LLC349,500341,045-8,4550.740.75+0.01sell
Gilman Hill Asset Management, LLC577,158568,673-8,4852.021.90-0.12sell
Sand Hill Global Advisors, LLC27,41713,155-14,2620.020.01-0.01sell
ARES MANAGEMENT LLC226,606201,606-25,0000.160.24+0.08sell
Atom Investors LP82,39356,898-25,4950.210.13-0.07sell
DnB Asset Management AS153,965114,192-39,7730.010.01-0.00sell
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC145,58287,053-58,5291.050.64-0.41sell
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