HERCULES CAPITAL INC
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| ARES MANAGEMENT LLC | 201,606 | 776,606 | +575,000 | 0.22 | 0.76 | +0.54 | buy |
| TECTONIC ADVISORS LLC | 759,746 | 893,102 | +133,356 | 0.75 | 0.70 | -0.06 | buy |
| FJ Capital Management LLC | 169,984 | 277,666 | +107,682 | 0.35 | 0.46 | +0.11 | buy |
| Border to Coast Pensions Partnership Ltd | 400,000 | 475,000 | +75,000 | 0.13 | 0.12 | -0.01 | buy |
| SHARPEPOINT LLC | 100,621 | 142,488 | +41,867 | 1.13 | 1.25 | +0.12 | buy |
| Gilman Hill Asset Management, LLC | 580,440 | 617,833 | +37,393 | 1.72 | 1.38 | -0.34 | buy |
| Advisors Capital Management, LLC | 828,258 | 856,216 | +27,958 | 0.18 | 0.15 | -0.04 | buy |
| Lansforsakringar Fondforvaltning AB (publ) | 83,979 | 106,912 | +22,933 | 0.01 | 0.01 | +0.00 | buy |
| Secure Asset Management, LLC | 48,517 | 65,539 | +17,022 | 0.14 | 0.15 | +0.01 | buy |
| Naviter Wealth, LLC | 193,963 | 210,445 | +16,482 | 0.48 | 0.39 | -0.09 | buy |
| Muzinich & Co., Inc. | 1,335,787 | 1,350,125 | +14,338 | 7.90 | 6.98 | -0.93 | buy |
| Haven Private, LLC | 24,625 | 36,082 | +11,457 | 0.20 | 0.23 | +0.03 | buy |
| Autumn Glory Partners, LLC | 35,000 | 45,000 | +10,000 | 0.23 | 0.24 | +0.01 | buy |
| Legacy Capital Wealth Partners, LLC | 89,597 | 98,333 | +8,736 | 0.36 | 0.30 | -0.06 | buy |
| NAPLES GLOBAL ADVISORS, LLC | 71,569 | 79,899 | +8,330 | 0.10 | 0.09 | -0.01 | buy |
| FOX RUN MANAGEMENT, L.L.C. | 24,354 | 31,986 | +7,632 | 0.07 | 0.08 | +0.01 | buy |
| CALTON & ASSOCIATES, INC. | 10,379 | 16,929 | +6,550 | 0.03 | 0.04 | +0.01 | buy |
| Intrua Financial, LLC | 10,197 | 14,595 | +4,398 | 0.02 | 0.02 | +0.00 | buy |
| ARMSTRONG ADVISORY GROUP, INC | 5,261 | 9,607 | +4,346 | 0.01 | 0.01 | +0.00 | buy |
| Principle Wealth Partners LLC | 19,385 | 22,235 | +2,850 | 0.02 | 0.02 | -0.00 | buy |
| CALDWELL SUTTER CAPITAL, INC. | 4,586 | 6,234 | +1,648 | 0.04 | 0.04 | +0.00 | buy |
| Waterloo Capital, L.P. | 185,319 | 186,760 | +1,441 | 0.25 | 0.19 | -0.06 | buy |
| Virtus Investment Advisers, LLC | 33,518 | 34,656 | +1,138 | 0.17 | 0.14 | -0.03 | buy |
| Mirador Capital Partners LP | 43,617 | 44,700 | +1,083 | 0.11 | 0.09 | -0.02 | buy |
| EAGLE GLOBAL ADVISORS LLC | 39,640 | 40,640 | +1,000 | 0.03 | 0.02 | -0.01 | buy |
| Accel Wealth Management | 39,053 | 39,741 | +688 | 0.20 | 0.15 | -0.05 | buy |
| Modern Wealth Management, LLC | 13,820 | 14,436 | +616 | 0.00 | 0.00 | -0.00 | buy |
| Abundance Wealth Counselors | 61,609 | 62,147 | +538 | 0.20 | 0.13 | -0.06 | buy |
| Beaumont Financial Advisors, LLC | 12,845 | 13,239 | +394 | 0.02 | 0.01 | -0.00 | buy |
| Penbrook Management LLC | 14,767 | 15,060 | +293 | 0.19 | 0.17 | -0.02 | buy |
| KELLEHER FINANCIAL ADVISORS | 20,267 | 20,387 | +120 | 0.09 | 0.08 | -0.01 | buy |
| Tradewinds Capital Management, LLC | 3,893 | 3,998 | +105 | 0.02 | 0.01 | -0.00 | buy |
| Kozak & Associates, Inc. | 3,515 | 3,610 | +95 | 0.01 | 0.01 | -0.00 | buy |
| Estabrook Capital Management | 2,397 | 2,453 | +56 | 0.01 | 0.01 | -0.00 | buy |
| Caitlin John, LLC | 1,560 | 1,602 | +42 | 0.02 | 0.01 | -0.00 | buy |
| Annex Advisory Services, LLC | 14,004 | 14,019 | +15 | 0.01 | 0.00 | -0.00 | buy |
| West Financial Advisors, LLC | 55 | 56 | +1 | 0.00 | 0.00 | -0.00 | buy |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | 52 | 53 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Elequin Capital, LP | 73 | 9 | -64 | 0.00 | 0.00 | -0.00 | sell |
| Monument Capital Management | 30,960 | 30,873 | -87 | 0.14 | 0.11 | -0.03 | sell |
| Dakota Wealth Management | 37,835 | 37,710 | -125 | 0.01 | 0.01 | -0.00 | sell |
| WealthCollab, LLC | 836 | 641 | -195 | 0.01 | 0.00 | -0.00 | sell |
| Colonial River Investments, LLC | 14,507 | 14,222 | -285 | 0.10 | 0.08 | -0.02 | sell |
| RMR Wealth Builders | 20,241 | 19,561 | -680 | 0.03 | 0.02 | -0.01 | sell |
| Register Financial Advisors LLC | 13,362 | 12,391 | -971 | 0.10 | 0.07 | -0.03 | sell |
| Diversify Advisory Services, LLC | 22,003 | 20,917 | -1,086 | 0.01 | 0.05 | +0.04 | sell |
| Essex Financial Services, Inc. | 56,739 | 55,412 | -1,327 | 0.06 | 0.05 | -0.01 | sell |
| Inspire Advisors, LLC | 17,733 | 16,121 | -1,612 | 0.03 | 0.02 | -0.01 | sell |
| FAS Wealth Partners, Inc. | 182,746 | 180,756 | -1,990 | 0.22 | 0.17 | -0.06 | sell |
| Future Financial Wealth Managment LLC | 30,175 | 28,175 | -2,000 | 0.38 | 0.28 | -0.09 | sell |
| Pasadena Private Wealth, LLC | 24,002 | 21,802 | -2,200 | 0.06 | 0.04 | -0.02 | sell |
| Cornerstone Wealth Management, LLC | 21,050 | 18,632 | -2,418 | 0.02 | 0.01 | -0.01 | sell |
| Melia Wealth LLC | 802,185 | 799,708 | -2,477 | 6.98 | 5.72 | -1.26 | sell |
| Balboa Wealth Partners | 31,017 | 28,477 | -2,540 | 0.10 | 0.07 | -0.03 | sell |
| Bank Julius Baer & Co. Ltd, Zurich | 2,811 | 44 | -2,767 | 0.00 | 0.00 | -0.00 | sell |
| Bayforest Capital Ltd | 7,241 | 4,417 | -2,824 | 0.10 | 0.07 | -0.03 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 98,337 | 94,616 | -3,721 | 0.10 | 0.07 | -0.03 | sell |
| Anfield Capital Management, LLC | 10,828 | 6,908 | -3,920 | 0.06 | 0.03 | -0.04 | sell |
| Taylor Frigon Capital Management LLC | 163,288 | 158,491 | -4,797 | 1.56 | 1.33 | -0.22 | sell |
| MQS Management LLC | 38,650 | 32,520 | -6,130 | 0.43 | 0.32 | -0.10 | sell |
| Global Endowment Management, LP | 20,000 | 12,000 | -8,000 | 0.05 | 0.02 | -0.03 | sell |
| DENALI ADVISORS LLC | 233,249 | 224,350 | -8,899 | 0.49 | 0.37 | -0.12 | sell |
| DELPHI MANAGEMENT INC /MA/ | 78,512 | 66,999 | -11,513 | 1.44 | 1.18 | -0.25 | sell |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 289,789 | 273,343 | -16,446 | 0.08 | 0.06 | -0.02 | sell |
| Union Bancaire Privee, UBP SA | 27,808 | 6,449 | -21,359 | 0.96 | 0.00 | -0.96 | sell |
| Inspire Investing, LLC | 30,454 | 5,858 | -24,596 | 0.05 | 0.01 | -0.04 | sell |
| SMH CAPITAL ADVISORS INC | 41,065 | 607 | -40,458 | 1.57 | 1.84 | +0.27 | sell |
| S&T BANK/PA | 197,893 | 106,315 | -91,578 | 1.18 | 0.59 | -0.59 | sell |
| Left Brain Wealth Management, LLC | 295,753 | 10,200 | -285,553 | 1.93 | 0.06 | -1.87 | sell |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 707,651 | 301,173 | -406,478 | 0.05 | 0.02 | -0.03 | sell |