Stock TransactionsHERCULES CAPITAL INC

Total Bought
173,517
11 transactions
Total Sold
106,852
9 transactions
Net
+66,665
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Sound Income Strategies, LLC2,380,2812,479,869+99,5883.343.770.00buy
Advisors Asset Management, Inc.454,588406,583+48,0050.120.120.00sell
TECTONIC ADVISORS LLC258,027291,728+33,7010.450.530.00buy
Connor, Clark & Lunn Investment Management Ltd.401,704374,324+27,3800.030.03-0.00sell
Geneos Wealth Management Inc.5,06022,588+17,5280.000.020.00buy
ELEVATION POINT WEALTH PARTNERS, LLC176,211164,206+12,0050.260.260.00sell
S&T BANK/PA628,258617,304+10,9541.461.640.00sell
CreativeOne Wealth, LLC14,23721,714+7,4770.010.020.00buy
EAGLE GLOBAL ADVISORS LLC18,50023,830+5,3300.020.020.00buy
FAS Wealth Partners, Inc.216,023221,224+5,2010.300.41+0.11buy
WEDBUSH SECURITIES INC18,25814,384+3,8740.010.010.00sell
Rockefeller Capital Management L.P.134,921138,445+3,5240.010.010.00buy
Vestmark Advisory Solutions, Inc.17,16015,916+1,2440.010.010.00sell
QUEST INVESTMENT MANAGEMENT LLC15,31514,115+1,2000.030.03+0.00sell
NATIXIS54,04752,857+1,1900.010.010.00sell
ALPS ADVISORS INC43,50042,500+1,0000.000.010.00sell
Penbrook Management LLC18,03718,548+5110.180.200.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.14,56415,051+4870.010.02+0.00buy
Laird Norton Wetherby Wealth Management, LLC14,25514,368+1130.010.010.00buy
Kozak & Associates, Inc.1,9782,035+570.010.010.00buy
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