Stock TransactionsHERCULES CAPITAL INC

Total Bought
764,067
50 transactions
Total Sold
510,663
36 transactions
Net
+253,404
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Strategic Financial Concepts, LLC16,300353,221+336,9210.070.01-0.06buy
Melia Wealth LLC691,540732,058+40,5187.178.17+1.00buy
Legal & General Group Plc1,214,2821,254,410+40,1280.010.01+0.00buy
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC303,818340,780+36,9622.662.98+0.32buy
Sound Income Strategies, LLC2,654,1192,689,673+35,5543.663.440.00buy
Naviter Wealth, LLC92,184127,549+35,3650.280.39+0.11buy
TWO SIGMA INVESTMENTS, LP614,756586,109+28,6470.030.030.00sell
TECTONIC ADVISORS LLC344,863370,206+25,3430.490.55+0.06buy
NAPA WEALTH MANAGEMENT90,320113,897+23,5770.881.57+0.69buy
DnB Asset Management AS115,630135,256+19,6260.010.01+0.00buy
Left Brain Wealth Management, LLC181,401200,081+18,6801.621.91+0.29buy
Advisors Capital Management, LLC928,042946,313+18,2710.310.34+0.02buy
D.A. DAVIDSON & CO.248,115265,027+16,9120.040.05+0.01buy
SteelPeak Wealth, LLC12,67528,384+15,7090.010.03+0.02buy
Truvestments Capital LLC123,188134,342+11,1540.871.09+0.22buy
Concurrent Investment Advisors, LLC26,60737,493+10,8860.020.03+0.01buy
Essex Financial Services, Inc.44,67753,607+8,9300.080.07-0.00buy
VIRTUS ADVISERS, LLC27,78236,414+8,6320.270.36+0.09buy
GRIMES & COMPANY, INC.10,04018,009+7,9690.010.01+0.01buy
Gilman Hill Asset Management, LLC600,184607,669+7,4851.992.25+0.26buy
BigSur Wealth Management LLC29,70037,000+7,3000.170.23+0.06buy
Waterloo Capital, L.P.144,347150,555+6,2080.340.37+0.03buy
Cornerstone Wealth Management, LLC14,61018,606+3,9960.020.03+0.01buy
Taylor Frigon Capital Management LLC111,026114,676+3,6500.981.12+0.14buy
Graypoint LLC133,374136,697+3,3230.180.19+0.02buy
Polaris Capital Management, LLC125,545128,665+3,1200.120.14+0.03buy
CONFLUENCE INVESTMENT MANAGEMENT LLC376,673379,548+2,8750.090.11+0.02buy
ELEVATION POINT WEALTH PARTNERS, LLC140,090142,679+2,5890.200.23+0.03buy
CIBC Private Wealth Group LLC115,495113,201+2,2940.000.000.00sell
Mirador Capital Partners LP36,15538,218+2,0630.130.15+0.02buy
Advisors Asset Management, Inc.374,007372,267+1,7400.130.150.00sell
Chicago Partners Investment Group LLC11,98413,603+1,6190.010.01+0.00buy
ALPS ADVISORS INC46,75048,275+1,5250.010.01+0.00buy
Colonial River Investments, LLC13,97715,302+1,3250.150.17+0.02buy
&PARTNERS11,20012,453+1,2530.030.01-0.02buy
Accel Wealth Management14,51215,578+1,0660.110.13+0.01buy
Rockefeller Capital Management L.P.135,435134,629+8060.010.010.00sell
Founders Financial Alliance, LLC27,40128,028+6270.150.17+0.02buy
RMR Wealth Builders16,42616,997+5710.040.04+0.00buy
WEDBUSH SECURITIES INC15,12015,689+5690.010.010.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.16,67517,073+3980.020.02+0.00buy
Sowell Financial Services LLC27,08027,418+3380.020.03+0.00buy
Geneos Wealth Management Inc.4,2054,005+2000.000.000.00sell
HB Wealth Management, LLC10,08710,272+1850.000.00+0.00buy
NATIXIS76,35176,524+1730.010.01+0.00buy
Latitude Advisors, LLC10,45610,613+1570.120.13+0.01buy
Kelly Financial Services LLC1,9222,070+1480.010.02+0.00buy
Penbrook Management LLC23,69623,789+930.270.30+0.03buy
IAM Advisory, LLC15,68615,765+790.080.09+0.01buy
Tradewinds Capital Management, LLC3,3543,422+680.020.02+0.00buy
Kozak & Associates, Inc.2,5882,641+530.010.01+0.00buy
Register Financial Advisors LLC15,26115,306+450.150.16+0.01buy
Caitlin John, LLC1,6261,653+270.020.02+0.00buy
Pathway Financial Advisers, LLC836837+10.010.01+0.00buy
HORIZON FINANCIAL SERVICES, LLC7778+10.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV89,15389,077-760.140.15+0.01sell
CALDWELL SUTTER CAPITAL, INC.4,3164,216-1000.040.04+0.00sell
Old Port Advisors10,84410,734-1100.060.07+0.00sell
ELEVATION WEALTH PARTNERS, LLC1,9201,729-1910.020.02-0.00sell
1620 INVESTMENT ADVISORS, INC.31,94631,746-2000.590.50-0.10sell
ADVISORY RESEARCH INC14,21413,997-2170.050.05+0.00sell
FOUNDATIONS INVESTMENT ADVISORS, LLC11,00010,533-4670.010.01-0.00sell
Monument Capital Management19,03018,418-6120.100.11+0.01sell
Good Life Advisors, LLC15,14714,498-6490.020.02-0.00sell
DELPHI MANAGEMENT INC /MA/97,45096,791-6591.391.61+0.22sell
MAS Advisors LLC21,67920,958-7210.461.02+0.56sell
LM Advisors LLC11,90010,900-1,0000.030.00-0.03sell
Creegan & Nassoura Financial Group, LLC82,62081,620-1,0001.021.15+0.13sell
Inspire Advisors, LLC21,87320,790-1,0830.060.06+0.00sell
CHILTON CAPITAL MANAGEMENT LLC4,3053,000-1,3050.000.00-0.00sell
PFG Investments, LLC109,511108,175-1,3360.120.16+0.04sell
NAPLES GLOBAL ADVISORS, LLC63,02961,629-1,4000.120.13+0.01sell
FAS Wealth Partners, Inc.209,986208,025-1,9610.340.37+0.02sell
FULTON BANK, N.A.17,41715,417-2,0000.010.01-0.00sell
Inspire Investing, LLC22,11319,440-2,6730.040.05+0.00sell
CENTAURUS FINANCIAL, INC.240,818237,366-3,4520.310.32+0.01sell
Baker Avenue Asset Management, LP158,824154,690-4,1340.110.11-0.01sell
Hennion & Walsh Asset Management, Inc.137,302132,436-4,8660.140.14+0.00sell
Prime Capital Investment Advisors, LLC18,31811,992-6,3260.000.00-0.00sell
Muzinich & Co., Inc.378,292371,476-6,8164.195.80+1.61sell
Diligent Investors, LLC33,20424,422-8,7820.150.12-0.03sell
Border to Coast Pensions Partnership Ltd374,837350,000-24,8370.150.17+0.01sell
Sand Hill Global Advisors, LLC54,34827,188-27,1600.050.03-0.02sell
SVB WEALTH LLC74,14146,981-27,1600.030.02-0.01sell
S&T BANK/PA528,548387,159-141,3891.872.02+0.15sell
Global Assets Advisory, LLC221,05116,757-204,2940.550.55-0.01sell
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