Stock TransactionsHERCULES CAPITAL INC

Total Bought
6,067,340
119 transactions
Total Sold
5,337,449
99 transactions
Net
+729,891
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
CITADEL ADVISORS LLC815,3852,937,122+2,121,7370.010.03+0.02buy
VAN ECK ASSOCIATES CORP3,163,9813,877,634+713,6530.040.04+0.00buy
MORGAN STANLEY1,264,6161,812,484+547,8680.000.00+0.00buy
Sound Income Strategies, LLC3,382,0583,667,518+285,4602.382.60+0.22buy
FRANKLIN RESOURCES INC1,135,4891,383,905+248,4160.000.00+0.00buy
Legal & General Group Plc1,498,6531,681,333+182,6800.010.01+0.00buy
UBS Group AG2,493,9922,645,744+151,7520.010.01+0.00buy
Border to Coast Pensions Partnership Ltd475,000600,000+125,0000.120.14+0.02buy
HRT FINANCIAL LP495,278613,003+117,7250.020.02-0.00buy
TECTONIC ADVISORS LLC893,1021,006,408+113,3060.700.76+0.07buy
OSAIC HOLDINGS, INC.100,251190,536+90,2850.000.00+0.00buy
Summit Financial, LLC40,284121,219+80,9350.010.02+0.01buy
BALYASNY ASSET MANAGEMENT L.P.151,940232,700+80,7600.000.01+0.00buy
BlackRock, Inc.855,052924,105+69,0530.000.00-0.00buy
Abundance Wealth Counselors62,147127,895+65,7480.130.13-0.00buy
Advisors Capital Management, LLC856,216919,542+63,3260.150.15+0.01buy
LPL Financial LLC1,795,6771,857,272+61,5950.010.01-0.00buy
RAYMOND JAMES FINANCIAL INC476,568532,094+55,5260.000.00+0.00buy
AMERIPRISE FINANCIAL INC438,077485,156+47,0790.000.00+0.00buy
NORTHERN TRUST CORP86,233127,130+40,8970.000.00+0.00buy
STATE STREET CORP223,172262,521+39,3490.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC44,38179,336+34,9550.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC3,43538,122+34,6870.000.02+0.01buy
AE Wealth Management LLC100,693135,293+34,6000.010.01+0.00buy
BANK OF AMERICA CORP /DE/227,010259,640+32,6300.000.00+0.00buy
&PARTNERS76,856108,620+31,7640.010.01+0.00buy
Gilman Hill Asset Management, LLC617,833646,682+28,8491.381.40+0.02buy
Squarepoint Ops LLC14,35542,476+28,1210.000.00+0.00buy
CANADA LIFE ASSURANCE Co184,580211,479+26,8990.000.01+0.00buy
Whipplewood Advisors, LLC59,04583,463+24,4180.450.89+0.43buy
LAZARD ASSET MANAGEMENT LLC124,353148,753+24,4000.000.00+0.00buy
IHT Wealth Management, LLC100,895125,185+24,2900.030.04+0.01buy
Creative Planning68,78492,193+23,4090.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.12,90833,729+20,8210.010.02+0.01buy
Cerity Partners LLC197,967217,753+19,7860.000.00+0.00buy
Farther Finance Advisors, LLC18,16637,745+19,5790.000.00+0.00buy
SMH CAPITAL ADVISORS INC41,06559,466+18,4011.723.68+1.96buy
Quantbot Technologies LP63,98381,135+17,1520.040.05+0.01buy
Wealth Architects, LLC10,73627,460+16,7240.010.03+0.02buy
Atom Investors LP24,88241,230+16,3480.030.06+0.03buy
Left Brain Wealth Management, LLC10,20025,358+15,1580.060.12+0.06buy
Penbrook Management LLC15,06029,387+14,3270.170.30+0.13buy
MML INVESTORS SERVICES, LLC23,74637,265+13,5190.000.00+0.00buy
D.A. DAVIDSON & CO.323,397335,890+12,4930.030.03+0.00buy
Secure Asset Management, LLC65,53977,837+12,2980.150.17+0.02buy
CANTOR FITZGERALD, L. P.18,00030,045+12,0450.010.01-0.00buy
Kestra Advisory Services, LLC62,83074,477+11,6470.000.00+0.00buy
Lido Advisors, LLC77,54988,450+10,9010.000.00+0.00buy
Triumph Capital Management81,86292,379+10,5170.250.26+0.02buy
Legacy Capital Wealth Partners, LLC98,333108,546+10,2130.300.33+0.03buy
FAS Wealth Partners, Inc.180,756190,914+10,1580.170.16-0.01buy
BNP PARIBAS FINANCIAL MARKETS193,310202,990+9,6800.000.00-0.00buy
Palogic Value Management, L.P.34,78343,058+8,2750.230.24+0.02buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC71,11679,383+8,2670.000.00-0.00buy
MACKENZIE FINANCIAL CORP19,92028,125+8,2050.000.00+0.00buy
Naviter Wealth, LLC210,445217,666+7,2210.390.31-0.08buy
Muzinich & Co., Inc.1,350,1251,357,013+6,8886.987.31+0.34buy
RMR Wealth Builders19,56126,068+6,5070.020.03+0.00buy
IFG Advisory, LLC2,0007,495+5,4950.080.00-0.08buy
Kovack Advisors, Inc.54,76160,238+5,4770.040.05+0.00buy
SHARPEPOINT LLC142,488147,847+5,3591.251.17-0.09buy
Pasadena Private Wealth, LLC21,80226,802+5,0000.040.05+0.01buy
Inspire Advisors, LLC16,12120,562+4,4410.020.02+0.00buy
Mariner, LLC53,98458,422+4,4380.000.00+0.00buy
Stratos Wealth Partners, LTD.21,12225,410+4,2880.000.00+0.00buy
Waterloo Capital, L.P.186,760190,911+4,1510.190.17-0.02buy
Intrua Financial, LLC14,59518,674+4,0790.020.03+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV94,61698,614+3,9980.070.07+0.00buy
Accel Wealth Management39,74143,516+3,7750.150.15+0.00buy
GUGGENHEIM CAPITAL LLC37,12040,877+3,7570.000.00-0.00buy
Diversify Advisory Services, LLC20,91723,858+2,9410.050.01-0.04buy
Founders Financial Alliance, LLC21,56724,503+2,9360.060.05-0.01buy
Neuberger Berman Group LLC301,673304,573+2,9000.000.00-0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC273,343276,182+2,8390.060.07+0.01buy
DIVERSIFY WEALTH MANAGEMENT, LLC21,03223,858+2,8260.010.01+0.00buy
CALDWELL SUTTER CAPITAL, INC.6,2349,009+2,7750.040.05+0.02buy
NAPLES GLOBAL ADVISORS, LLC79,89982,584+2,6850.090.08-0.01buy
Inspire Investing, LLC5,8588,233+2,3750.010.01-0.00buy
Taylor Frigon Capital Management LLC158,491160,722+2,2311.331.19-0.15buy
Sumitomo Mitsui Trust Group, Inc.1,025,3371,027,434+2,0970.010.01-0.00buy
Sequoia Financial Advisors, LLC10,66712,336+1,6690.000.00+0.00buy
SIGNATUREFD, LLC7,5619,126+1,5650.000.00+0.00buy
ELEVATION POINT WEALTH PARTNERS, LLC206,303207,786+1,4830.070.06-0.01buy
Integrated Wealth Concepts LLC16,05917,150+1,0910.000.00-0.00buy
Significant Wealth Partners LLC125,136126,219+1,0832.282.16-0.12buy
DELPHI MANAGEMENT INC /MA/66,99968,080+1,0811.181.05-0.13buy
Caitlin John, LLC1,6022,643+1,0410.010.02+0.01buy
Essex Financial Services, Inc.55,41256,448+1,0360.050.04-0.00buy
KELLEHER FINANCIAL ADVISORS20,38721,412+1,0250.080.05-0.03buy
Beaumont Financial Advisors, LLC13,23914,047+8080.010.01+0.00buy
ProShare Advisors LLC31,47932,250+7710.000.00+0.00buy
Apollon Wealth Management, LLC151,796152,377+5810.040.03-0.01buy
Snowden Capital Advisors LLC11,43611,936+5000.000.00-0.00buy
Rossby Financial, LCC518997+4790.000.00+0.00buy
IFP Advisors, Inc9,74110,182+4410.000.00-0.00buy
KFG WEALTH MANAGEMENT, LLC13,91514,335+4200.030.03-0.00buy
Rockefeller Capital Management L.P.142,061142,459+3980.000.00-0.00buy
Cetera Investment Advisers256,621257,002+3810.000.00-0.00buy
RIVERBRIDGE PARTNERS LLC90,67290,993+3210.030.04+0.01buy
JONES FINANCIAL COMPANIES LLLP8,0638,372+3090.000.00-0.00buy
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