Stock TransactionsHERCULES CAPITAL INC

Total Bought
488,353
60 transactions
Total Sold
777,334
32 transactions
Net
-288,981
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
TWO SIGMA INVESTMENTS, LP586,109457,677+128,4320.030.020.00sell
TECTONIC ADVISORS LLC370,206433,032+62,8260.550.56+0.01buy
ARES MANAGEMENT LLC143,038198,306+55,2680.090.11+0.02buy
TrueMark Investments, LLC147,418199,153+51,7351.031.26+0.22buy
Sound Income Strategies, LLC2,689,6732,737,345+47,6723.443.460.00buy
Muzinich & Co., Inc.371,476408,362+36,8865.805.66-0.15buy
Advisors Asset Management, Inc.372,267406,985+34,7180.150.150.00buy
D.A. DAVIDSON & CO.265,027283,850+18,8230.050.05-0.00buy
TFG Advisers LLC18,90636,654+17,7480.150.26+0.11buy
NATIXIS76,52491,715+15,1910.010.01+0.00buy
Good Life Advisors, LLC14,49828,996+14,4980.020.04+0.01buy
Melia Wealth LLC732,058743,573+11,5158.177.56-0.61buy
Global Retirement Partners, LLC48,40659,871+11,4650.030.040.00buy
Naviter Wealth, LLC127,549137,931+10,3820.390.38-0.01buy
Advisors Capital Management, LLC946,313955,600+9,2870.340.31-0.03buy
Essex Financial Services, Inc.53,60762,802+9,1950.070.09+0.02buy
Left Brain Wealth Management, LLC200,081208,661+8,5801.911.91-0.00buy
ALPS ADVISORS INC48,27555,365+7,0900.010.01+0.00buy
NAPA WEALTH MANAGEMENT113,897120,294+6,3971.571.12-0.45buy
Baker Avenue Asset Management, LP154,690159,668+4,9780.110.10-0.01buy
VIRTUS ADVISERS, LLC36,41441,266+4,8520.360.38+0.01buy
DnB Asset Management AS135,256140,106+4,8500.010.01-0.00buy
Autumn Glory Partners, LLC10,50014,500+4,0000.110.11-0.00buy
Inspire Investing, LLC19,44023,203+3,7630.050.05+0.00buy
ARMSTRONG ADVISORY GROUP, INC1,8005,380+3,5800.000.01+0.01buy
Graypoint LLC136,697140,230+3,5330.190.18-0.02buy
Rockefeller Capital Management L.P.134,629137,868+3,2390.010.010.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC10,53313,590+3,0570.010.01+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV89,07791,648+2,5710.150.13-0.02buy
Chicago Partners Investment Group LLC13,60315,704+2,1010.010.01-0.00buy
Mirador Capital Partners LP38,21840,227+2,0090.150.14-0.00buy
Truvestments Capital LLC134,342136,275+1,9331.090.72-0.38buy
RMR Wealth Builders16,99718,699+1,7020.040.04-0.00buy
GRIMES & COMPANY, INC.18,00919,452+1,4430.010.01-0.00buy
CIBC Private Wealth Group LLC113,201114,491+1,2900.000.000.00buy
Cornerstone Wealth Management, LLC18,60619,873+1,2670.030.03-0.00buy
Beacon Pointe Advisors, LLC18,24117,111+1,1300.000.000.00sell
Taylor Frigon Capital Management LLC114,676115,796+1,1201.121.13+0.02buy
SteelPeak Wealth, LLC28,38429,503+1,1190.030.03-0.00buy
Global Assets Advisory, LLC16,75717,785+1,0280.550.19-0.36buy
CONFLUENCE INVESTMENT MANAGEMENT LLC379,548380,452+9040.110.10-0.01buy
Arkadios Wealth Advisors54,90255,802+9000.080.06-0.01buy
Founders Financial Alliance, LLC28,02828,701+6730.170.16-0.01buy
Morse Asset Management, Inc34,30034,900+6000.170.15-0.02buy
Geneos Wealth Management Inc.4,0054,505+5000.000.000.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.17,07317,495+4220.020.02-0.00buy
Penbrook Management LLC23,78924,194+4050.300.31+0.01buy
Prossimo Advisors, LLC16,94917,304+3550.310.25-0.07buy
Accel Wealth Management15,57815,849+2710.130.12-0.01buy
HB Wealth Management, LLC10,27210,474+2020.000.00-0.00buy
Tradewinds Capital Management, LLC3,4223,497+750.020.02-0.00buy
Kozak & Associates, Inc.2,6412,698+570.010.01-0.00buy
WHITTIER TRUST CO OF NEVADA INC2,5002,554+540.000.000.00buy
Register Financial Advisors LLC15,30615,355+490.160.15-0.00buy
WEDBUSH SECURITIES INC15,68915,727+380.010.010.00buy
ELEVATION WEALTH PARTNERS, LLC1,7291,767+380.020.01-0.00buy
Caitlin John, LLC1,6531,683+300.020.02-0.00buy
NAPLES GLOBAL ADVISORS, LLC61,62961,659+300.130.11-0.01buy
Diligent Investors, LLC24,42224,442+200.120.11-0.01buy
Sowell Financial Services LLC27,41827,432+140.030.03-0.00buy
Painted Porch Advisors LLC1,5291,532+30.020.02-0.00buy
HORIZON FINANCIAL SERVICES, LLC7880+20.000.00-0.00buy
Prime Capital Investment Advisors, LLC11,99211,925-670.000.00-0.00sell
1620 INVESTMENT ADVISORS, INC.31,74631,632-1140.500.45-0.05sell
Principle Wealth Partners LLC16,39016,265-1250.030.02-0.00sell
CALDWELL SUTTER CAPITAL, INC.4,2164,016-2000.040.04-0.01sell
Latitude Advisors, LLC10,61310,386-2270.130.12-0.02sell
Old Port Advisors10,73410,302-4320.070.06-0.01sell
Sand Hill Global Advisors, LLC27,18826,752-4360.030.02-0.00sell
C M BIDWELL & ASSOCIATES LTD4,1803,640-5400.060.04-0.01sell
FAS Wealth Partners, Inc.208,025206,967-1,0580.370.32-0.04sell
Monument Capital Management18,41817,310-1,1080.110.09-0.02sell
ADVISORY RESEARCH INC13,99712,842-1,1550.050.04-0.01sell
Creegan & Nassoura Financial Group, LLC81,62080,370-1,2501.150.99-0.15sell
KELLEHER FINANCIAL ADVISORS12,23010,945-1,2850.100.08-0.02sell
Inspire Advisors, LLC20,79018,686-2,1040.060.04-0.01sell
Dakota Wealth Management41,77939,377-2,4020.020.02-0.00sell
Legacy Capital Wealth Partners, LLC98,03493,211-4,8230.510.37-0.14sell
FLPUTNAM INVESTMENT MANAGEMENT CO5,381250-5,1310.000.00-0.00sell
EAGLE GLOBAL ADVISORS LLC33,30026,900-6,4000.040.03-0.01sell
Triumph Capital Management25,29715,496-9,8010.200.11-0.09sell
Gilman Hill Asset Management, LLC607,669597,707-9,9622.251.96-0.29sell
ELEVATION POINT WEALTH PARTNERS, LLC142,679132,075-10,6040.230.25+0.02sell
BigSur Wealth Management LLC37,00025,315-11,6850.230.14-0.09sell
CENTAURUS FINANCIAL, INC.237,366222,491-14,8750.320.28-0.05sell
Waterloo Capital, L.P.150,555134,229-16,3260.370.29-0.08sell
Hennion & Walsh Asset Management, Inc.132,436112,391-20,0450.140.10-0.04sell
DELPHI MANAGEMENT INC /MA/96,79175,066-21,7251.611.34-0.27sell
S&T BANK/PA387,159357,127-30,0322.021.84-0.18sell
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC340,780286,734-54,0462.982.24-0.74sell
Legal & General Group Plc1,254,4101,171,517-82,8930.010.01-0.00sell
Strategic Financial Concepts, LLC353,22116,300-336,9210.010.10+0.09sell
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