Stock TransactionsHERCULES CAPITAL INC

Total Bought
601,456
49 transactions
Total Sold
744,842
26 transactions
Net
-143,386
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Legal & General Group Plc1,032,3411,170,501+138,1600.010.01+0.00buy
TWO SIGMA INVESTMENTS, LP494,191395,353+98,8380.020.020.00sell
ARES MANAGEMENT LLC25,000118,038+93,0380.010.050.00buy
FJ Capital Management LLC60,806140,352+79,5460.110.23+0.12buy
Sound Income Strategies, LLC2,521,1092,580,372+59,2633.503.580.00buy
Advisors Asset Management, Inc.420,971367,364+53,6070.150.130.00sell
Hennion & Walsh Asset Management, Inc.130,000171,119+41,1190.140.16+0.03buy
TECTONIC ADVISORS LLC297,984324,792+26,8080.460.45-0.01buy
ExodusPoint Capital Management, LP68,53889,021+20,4830.010.020.00buy
D.A. DAVIDSON & CO.203,521221,994+18,4730.040.04+0.00buy
Kovack Advisors, Inc.26,54444,936+18,3920.060.09+0.03buy
Geneos Wealth Management Inc.22,6104,505+18,1050.020.000.00sell
Baker Avenue Asset Management, LP155,686167,854+12,1680.130.12-0.00buy
WINTON GROUP Ltd22,90932,577+9,6680.030.04+0.01buy
Legacy Capital Wealth Partners, LLC92,51999,722+7,2030.420.47+0.05buy
Muzinich & Co., Inc.371,378378,292+6,9144.234.19-0.04buy
NATIXIS57,75763,473+5,7160.010.010.00buy
DELPHI MANAGEMENT INC /MA/86,83191,971+5,1401.461.41-0.05buy
Abundance Wealth Counselors42,33547,228+4,8930.200.20+0.01buy
Penbrook Management LLC19,19823,904+4,7060.230.27+0.04buy
MCDONALD PARTNERS LLC43,50048,000+4,5000.230.24+0.01buy
Inspire Investing, LLC21,64525,744+4,0990.050.05+0.00buy
Graypoint LLC126,107129,958+3,8510.190.17-0.02buy
Polaris Capital Management, LLC121,860125,545+3,6850.110.10-0.01buy
Colonial River Investments, LLC10,33813,977+3,6390.110.14+0.03buy
Inspire Advisors, LLC18,14621,732+3,5860.050.05+0.00buy
Core Wealth Partners LLC21,00324,153+3,1500.310.33+0.02buy
Rockefeller Capital Management L.P.137,759134,689+3,0700.010.010.00sell
Essex Financial Services, Inc.41,43044,472+3,0420.080.08-0.00buy
Arkadios Wealth Advisors51,74154,741+3,0000.080.08-0.00buy
CALDWELL SUTTER CAPITAL, INC.1,9394,520+2,5810.020.04+0.02buy
Anfield Capital Management, LLC12,31614,748+2,4320.100.13+0.04buy
MAS Advisors LLC10,25212,547+2,2950.240.27+0.03buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV84,08085,610+1,5300.140.13-0.01buy
C M BIDWELL & ASSOCIATES LTD2,7304,220+1,4900.030.05+0.02buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.15,30616,565+1,2590.020.02+0.00buy
Founders Financial Alliance, LLC24,06325,250+1,1870.170.16-0.01buy
IHT Wealth Management, LLC44,77245,884+1,1120.040.03-0.00buy
WEDBUSH SECURITIES INC15,45514,720+7350.010.010.00sell
PRELUDE CAPITAL MANAGEMENT, LLC15,06515,599+5340.020.02+0.00buy
Olympiad Research LP15,06515,599+5340.240.20-0.04buy
RMR Wealth Builders15,48115,902+4210.040.04-0.00buy
ALPS ADVISORS INC38,70039,100+4000.010.01-0.00buy
Beaumont Financial Advisors, LLC13,69714,093+3960.020.02-0.00buy
NAPLES GLOBAL ADVISORS, LLC62,82963,129+3000.130.12-0.01buy
CONFLUENCE INVESTMENT MANAGEMENT LLC387,190387,424+2340.100.09-0.01buy
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC278,925279,103+1782.602.49-0.11buy
Tradewinds Capital Management, LLC3,2013,282+810.020.02+0.00buy
Kelly Financial Services LLC1,8171,873+560.010.01-0.00buy
Register Financial Advisors LLC15,15915,214+550.180.17-0.01buy
Kozak & Associates, Inc.2,0842,137+530.010.01-0.00buy
MACROVIEW INVESTMENT MANAGEMENT LLC1,6931,736+430.040.03-0.00buy
Diligent Investors, LLC34,30534,327+220.170.16-0.01buy
FourThought Financial Partners, LLC16,74216,763+210.040.04-0.00buy
Old Port Advisors11,94211,624-3180.070.06-0.01sell
PFG Investments, LLC15,76014,775-9850.050.05-0.00sell
Good Life Advisors, LLC17,92716,427-1,5000.030.03-0.01sell
Taylor Frigon Capital Management LLC112,930110,788-2,1421.030.93-0.10sell
Sowell Financial Services LLC27,08024,016-3,0640.030.02-0.01sell
FAS Wealth Partners, Inc.222,146218,696-3,4500.390.35-0.04sell
FULTON BANK, N.A.26,41722,417-4,0000.020.02-0.00sell
1620 INVESTMENT ADVISORS, INC.35,58430,107-5,4770.660.55-0.11sell
VIRTUS ADVISERS, LLC34,75428,517-6,2370.350.30-0.04sell
SVB WEALTH LLC74,14166,572-7,5690.030.03+0.00sell
Left Brain Wealth Management, LLC173,801164,821-8,9801.781.59-0.19sell
OCCUDO QUANTITATIVE STRATEGIES LP29,71520,285-9,4300.060.05-0.02sell
Mirador Capital Partners LP48,29033,270-15,0200.180.12-0.06sell
Gilman Hill Asset Management, LLC626,378609,323-17,0552.021.89-0.13sell
ELEVATION POINT WEALTH PARTNERS, LLC160,943138,983-21,9600.290.22-0.07sell
S&T BANK/PA604,192575,396-28,7961.911.77-0.14sell
ADVISORY RESEARCH INC74,16415,168-58,9960.170.04-0.13sell
Advisors Capital Management, LLC1,006,309929,499-76,8100.420.32-0.10sell
Sigma Planning Corp168,81388,278-80,5350.100.12+0.01sell
CENTAURUS FINANCIAL, INC.332,751244,588-88,1630.470.31-0.17sell
MILLER HOWARD INVESTMENTS INC /NY400,000270,000-130,0000.240.16-0.08sell
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