Stock TransactionsHERCULES CAPITAL INC

Total Bought
1,037,377
60 transactions
Total Sold
920,939
35 transactions
Net
+116,438
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
TWO SIGMA INVESTMENTS, LP457,677945,849+488,1720.020.050.00buy
Sound Income Strategies, LLC2,737,3452,815,214+77,8693.463.500.00buy
Left Brain Wealth Management, LLC208,661275,876+67,2151.912.09+0.19buy
Advisors Capital Management, LLC955,6001,018,210+62,6100.310.32+0.02buy
TECTONIC ADVISORS LLC433,032493,808+60,7760.560.65+0.09buy
Muzinich & Co., Inc.408,362449,996+41,6345.665.66+0.00buy
NATIXIS91,71554,897+36,8180.010.010.00sell
ARES MANAGEMENT LLC198,306226,606+28,3000.110.16+0.05buy
Graypoint LLC140,230164,903+24,6730.180.20+0.02buy
Naviter Wealth, LLC137,931158,087+20,1560.380.38+0.01buy
Melia Wealth LLC743,573760,359+16,7867.567.97+0.42buy
ELEVATION POINT WEALTH PARTNERS, LLC132,075147,542+15,4670.250.24-0.01buy
DnB Asset Management AS140,106153,965+13,8590.010.01+0.00buy
TFG Advisers LLC36,65450,268+13,6140.260.36+0.10buy
NOMURA ASSET MANAGEMENT CO LTD4,08616,388+12,3020.000.00+0.00buy
Brookstone Capital Management10,62520,229+9,6040.000.01+0.00buy
Waterloo Capital, L.P.134,229143,000+8,7710.290.30+0.02buy
Global Retirement Partners, LLC59,87151,340+8,5310.040.030.00sell
Truvestments Capital LLC136,275144,104+7,8290.720.750.00buy
Autumn Glory Partners, LLC14,50020,500+6,0000.110.20+0.09buy
GRIMES & COMPANY, INC.19,45225,414+5,9620.010.01+0.00buy
D.A. DAVIDSON & CO.283,850289,183+5,3330.050.05+0.00buy
Bristlecone Advisors, LLC41,98647,184+5,1980.070.07+0.01buy
OCCUDO QUANTITATIVE STRATEGIES LP10,64215,490+4,8480.040.06+0.02buy
NAPA WEALTH MANAGEMENT120,294124,195+3,9011.121.08-0.04buy
Baker Avenue Asset Management, LP159,668162,850+3,1820.100.10+0.00buy
Principle Wealth Partners LLC16,26519,385+3,1200.020.03+0.00buy
VIRTUS ADVISERS, LLC41,26644,288+3,0220.380.36-0.02buy
Mirador Capital Partners LP40,22743,077+2,8500.140.16+0.01buy
Inspire Advisors, LLC18,68621,071+2,3850.040.05+0.01buy
DELPHI MANAGEMENT INC /MA/75,06677,426+2,3601.341.50+0.16buy
Colonial River Investments, LLC15,30217,177+1,8750.150.17+0.02buy
AXXCESS WEALTH MANAGEMENT, LLC15,30217,177+1,8750.010.01+0.00buy
WEDBUSH SECURITIES INC15,72713,913+1,8140.010.010.00sell
CONFLUENCE INVESTMENT MANAGEMENT LLC380,452382,163+1,7110.100.11+0.01buy
Cornerstone Wealth Management, LLC19,87321,441+1,5680.030.03+0.00buy
Balboa Wealth Partners26,89428,449+1,5550.130.13-0.00buy
Sowell Financial Services LLC27,43228,758+1,3260.030.03+0.01buy
Estabrook Capital Management5541,878+1,3240.000.01+0.00buy
Prosperity Consulting Group, LLC12,16713,406+1,2390.020.02+0.00buy
Accel Wealth Management15,84917,003+1,1540.120.13+0.01buy
SteelPeak Wealth, LLC29,50330,307+8040.030.03-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV91,64892,447+7990.130.14+0.01buy
Advisors Asset Management, Inc.406,985406,191+7940.150.150.00sell
Sand Hill Global Advisors, LLC26,75227,417+6650.020.02+0.00buy
NAPLES GLOBAL ADVISORS, LLC61,65962,259+6000.110.12+0.00buy
Rockefeller Capital Management L.P.137,868138,364+4960.010.010.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.17,49517,921+4260.020.02+0.00buy
Prime Capital Investment Advisors, LLC11,92512,335+4100.000.00+0.00buy
Penbrook Management LLC24,19424,602+4080.310.34+0.03buy
RMR Wealth Builders18,69919,084+3850.040.04+0.00buy
Beaumont Financial Advisors, LLC11,41911,688+2690.020.02+0.00buy
CIBC Private Wealth Group LLC114,491114,678+1870.000.000.00buy
Chicago Partners Investment Group LLC15,70415,811+1070.010.01-0.00buy
ARMSTRONG ADVISORY GROUP, INC5,3805,456+760.010.01+0.00buy
Tradewinds Capital Management, LLC3,4973,571+740.020.02+0.00buy
1620 INVESTMENT ADVISORS, INC.31,63231,690+580.450.48+0.03buy
Kozak & Associates, Inc.2,6982,756+580.010.01-0.00buy
WHITTIER TRUST CO OF NEVADA INC2,5542,608+540.000.000.00buy
Caitlin John, LLC1,6831,713+300.020.02+0.00buy
Diligent Investors, LLC24,44224,463+210.110.11+0.00buy
Register Financial Advisors LLC15,35515,375+200.150.16+0.00buy
Painted Porch Advisors LLC1,5321,535+30.020.02-0.00buy
HORIZON FINANCIAL SERVICES, LLC8082+20.000.00-0.00buy
CALDWELL SUTTER CAPITAL, INC.4,0163,976-400.040.04+0.00sell
ELEVATION WEALTH PARTNERS, LLC1,7671,703-640.010.01-0.00sell
ADVISORY RESEARCH INC12,84212,695-1470.040.04-0.00sell
Monument Capital Management17,31017,161-1490.090.10+0.00sell
Abundance Wealth Counselors55,91655,748-1680.230.24+0.02sell
Creegan & Nassoura Financial Group, LLC80,37080,170-2000.991.08+0.09sell
Latitude Advisors, LLC10,38610,167-2190.120.12-0.00sell
Arkadios Wealth Advisors55,80255,573-2290.060.06-0.00sell
Dakota Wealth Management39,37738,727-6500.020.02+0.00sell
Future Financial Wealth Managment LLC31,30030,550-7500.440.45+0.01sell
BigSur Wealth Management LLC25,31524,500-8150.140.14+0.00sell
Inspire Investing, LLC23,20322,377-8260.050.05+0.00sell
Triumph Capital Management15,49614,469-1,0270.110.10-0.01sell
FOUNDATIONS INVESTMENT ADVISORS, LLC13,59012,515-1,0750.010.00-0.00sell
Essex Financial Services, Inc.62,80260,897-1,9050.090.09-0.00sell
Taylor Frigon Capital Management LLC115,796113,841-1,9551.131.16+0.02sell
MAS Advisors LLC20,95818,921-2,0370.880.64-0.24sell
FULTON BANK, N.A.15,41713,317-2,1000.010.01-0.00sell
ALPS ADVISORS INC55,36553,030-2,3350.010.01-0.00sell
Legacy Capital Wealth Partners, LLC93,21188,934-4,2770.370.44+0.08sell
DENALI ADVISORS LLC358,580349,500-9,0800.760.74-0.02sell
FAS Wealth Partners, Inc.206,967196,208-10,7590.320.33+0.01sell
Crestline Management, LP37,40324,597-12,8060.040.02-0.02sell
Good Life Advisors, LLC28,99614,498-14,4980.040.02-0.01sell
Gilman Hill Asset Management, LLC597,707577,158-20,5491.962.02+0.06sell
Hennion & Walsh Asset Management, Inc.112,39188,515-23,8760.100.08-0.02sell
S&T BANK/PA357,127312,575-44,5521.842.00+0.16sell
Legal & General Group Plc1,171,5171,077,851-93,6660.010.01-0.00sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC155,21260,513-94,6990.930.35-0.58sell
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC286,734145,582-141,1522.241.05-1.19sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC407,11920,742-386,3770.060.04-0.02sell
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