Stock TransactionsHERCULES CAPITAL INC

Total Bought
1,092,621
50 transactions
Total Sold
305,478
35 transactions
Net
+787,143
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Muzinich & Co., Inc.992,8201,335,787+342,9677.257.90+0.65buy
Legal & General Group Plc1,172,2301,382,084+209,8540.010.01+0.00buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC107,148239,614+132,4660.390.81+0.41buy
TECTONIC ADVISORS LLC689,511759,746+70,2350.710.75+0.04buy
SAGE ADVISORS, LLC58,030119,974+61,9440.791.50+0.71buy
Sound Income Strategies, LLC2,752,8672,703,275+49,5922.572.430.00sell
TWINBEECH CAPITAL LP22,05658,421+36,3650.020.08+0.06buy
Advisors Capital Management, LLC794,251828,258+34,0070.190.18-0.00buy
Waterloo Capital, L.P.158,053185,319+27,2660.220.25+0.03buy
Border to Coast Pensions Partnership Ltd375,000400,000+25,0000.120.13+0.01buy
Magnetar Financial LLC40,37963,570+23,1910.000.01+0.01buy
Whipplewood Advisors, LLC15,31835,554+20,2360.190.43+0.24buy
CX Institutional21,8575,094+16,7630.010.000.00sell
SHARPEPOINT LLC88,336100,621+12,2851.511.13-0.37buy
CANADA LIFE ASSURANCE Co206,341215,596+9,2550.010.01+0.00buy
D.A. DAVIDSON & CO.300,139309,211+9,0720.040.04-0.00buy
Taylor Frigon Capital Management LLC154,414163,288+8,8741.451.56+0.10buy
EAGLE GLOBAL ADVISORS LLC31,17539,640+8,4650.020.03+0.00buy
Legacy Capital Wealth Partners, LLC81,66289,597+7,9350.340.36+0.03buy
FOUNDATIONS INVESTMENT ADVISORS, LLC25,90233,595+7,6930.010.010.00buy
Accel Wealth Management32,90139,053+6,1520.180.20+0.02buy
Pasadena Private Wealth, LLC17,94024,002+6,0620.050.06+0.01buy
Autumn Glory Partners, LLC29,00035,000+6,0000.230.23+0.01buy
Global Endowment Management, LP15,00020,000+5,0000.040.05+0.01buy
Left Brain Wealth Management, LLC290,883295,753+4,8701.731.93+0.20buy
DELPHI MANAGEMENT INC /MA/74,69478,512+3,8181.311.44+0.13buy
ARMSTRONG ADVISORY GROUP, INC2,8375,261+2,4240.000.01+0.00buy
Abundance Wealth Counselors59,95761,609+1,6520.190.20+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV96,69098,337+1,6470.110.10-0.02buy
SUMMIT SECURITIES GROUP LLC6002,000+1,4000.000.00+0.00buy
Inspire Investing, LLC29,06830,454+1,3860.050.05-0.00buy
Baker Avenue Asset Management, LP11,01511,896+8810.000.01+0.00buy
FOX RUN MANAGEMENT, L.L.C.23,69724,354+6570.070.07+0.00buy
SMH CAPITAL ADVISORS INC40,56541,065+5001.481.57+0.09buy
CALDWELL SUTTER CAPITAL, INC.4,1414,586+4450.030.04+0.00buy
Estabrook Capital Management2,0022,397+3950.010.01+0.00buy
Essex Financial Services, Inc.56,40956,739+3300.060.06-0.00buy
Beaumont Financial Advisors, LLC12,52412,845+3210.020.02+0.00buy
Apollon Wealth Management, LLC19,14419,445+3010.010.010.00buy
Bramshill Investments, LLC37,13337,385+2520.050.04-0.01buy
Prime Capital Investment Advisors, LLC25,06625,259+1930.010.010.00buy
RMR Wealth Builders20,06220,241+1790.030.03-0.00buy
Triumph Capital Management9,4789,605+1270.040.040.00buy
NAPLES GLOBAL ADVISORS, LLC71,44971,569+1200.110.10-0.00buy
Tradewinds Capital Management, LLC3,8063,893+870.020.02-0.00buy
Kozak & Associates, Inc.3,4373,515+780.010.01+0.00buy
Bank Julius Baer & Co. Ltd, Zurich2,7402,811+710.000.00-0.00buy
ELEVATION WEALTH PARTNERS, LLC3,1113,181+700.020.02+0.00buy
Modern Wealth Management, LLC13,76513,820+550.010.00-0.00buy
Global Retirement Partners, LLC69,61569,574+410.030.020.00sell
Caitlin John, LLC1,5251,560+350.020.02-0.00buy
West Financial Advisors, LLC5355+20.000.00+0.00buy
HAGER INVESTMENT MANAGEMENT SERVICES, LLC5152+10.000.00+0.00buy
Penbrook Management LLC14,77514,767-80.200.19-0.00sell
DELTA ASSET MANAGEMENT LLC/TN2,2512,221-300.000.00-0.00sell
1620 INVESTMENT ADVISORS, INC.31,06330,993-700.400.39-0.01sell
OCCUDO QUANTITATIVE STRATEGIES LP10,48610,387-990.020.01-0.01sell
Cornerstone Wealth Management, LLC21,17621,050-1260.020.02-0.00sell
Inspire Advisors, LLC17,97117,733-2380.030.03-0.00sell
Mirador Capital Partners LP44,16743,617-5500.120.11-0.01sell
FourThought Financial Partners, LLC13,03512,436-5990.020.02-0.00sell
Security National Bank4,3533,508-8450.010.01-0.00sell
Colonial River Investments, LLC15,38214,507-8750.110.10-0.01sell
Dakota Wealth Management38,72037,835-8850.010.01-0.00sell
Creegan & Nassoura Financial Group, LLC79,67078,420-1,2500.970.96-0.01sell
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC92,48691,125-1,3610.540.50-0.04sell
Diversify Advisory Services, LLC23,53422,003-1,5310.010.01-0.00sell
Register Financial Advisors LLC15,33813,362-1,9760.110.10-0.02sell
Sand Hill Global Advisors, LLC15,83213,832-2,0000.010.01-0.00sell
FAS Wealth Partners, Inc.185,046182,746-2,3000.240.22-0.01sell
Cedar Wealth Management, LLC8,9596,559-2,4000.050.04-0.01sell
CHILTON CAPITAL MANAGEMENT LLC8,9055,500-3,4050.010.00-0.00sell
Monument Capital Management34,44730,960-3,4870.160.14-0.02sell
Gilman Hill Asset Management, LLC584,051580,440-3,6111.731.72-0.01sell
DnB Asset Management AS114,192107,922-6,2700.010.01-0.00sell
Virtus Investment Advisers, LLC40,99633,518-7,4780.220.17-0.05sell
Union Bancaire Privee, UBP SA35,78127,808-7,9731.450.96-0.49sell
LM Advisors LLC10,900205-10,6950.030.20+0.17sell
Melia Wealth LLC813,540802,185-11,3556.746.98+0.24sell
CONFLUENCE INVESTMENT MANAGEMENT LLC302,513289,789-12,7240.080.08+0.00sell
Naviter Wealth, LLC209,005193,963-15,0420.460.48+0.02sell
SteelPeak Wealth, LLC38,01615,574-22,4420.020.01-0.01sell
DENALI ADVISORS LLC265,576233,249-32,3270.570.49-0.08sell
FJ Capital Management LLC203,991169,984-34,0070.410.35-0.06sell
S&T BANK/PA249,016197,893-51,1231.321.18-0.15sell
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