HERCULES CAPITAL INC
| Fund | Previous Shares | Current Shares | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Legal & General Group Plc | 1,172,230 | 1,382,084 | +209,854 | 0.01 | 0.01 | +0.00 | buy |
| TECTONIC ADVISORS LLC | 689,511 | 759,746 | +70,235 | 0.71 | 0.75 | 0.00 | buy |
| Sound Income Strategies, LLC | 2,752,867 | 2,703,275 | +49,592 | 2.57 | 2.43 | 0.00 | sell |
| DENALI ADVISORS LLC | 265,576 | 233,249 | +32,327 | 0.57 | 0.49 | 0.00 | sell |
| Waterloo Capital, L.P. | 158,053 | 185,319 | +27,266 | 0.22 | 0.25 | 0.00 | buy |
| SteelPeak Wealth, LLC | 38,016 | 15,574 | +22,442 | 0.02 | 0.01 | 0.00 | sell |
| Whipplewood Advisors, LLC | 15,318 | 35,554 | +20,236 | 0.19 | 0.43 | +0.24 | buy |
| CX Institutional | 21,857 | 5,094 | +16,763 | 0.01 | 0.00 | 0.00 | sell |
| CANADA LIFE ASSURANCE Co | 206,341 | 215,596 | +9,255 | 0.01 | 0.01 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 300,139 | 309,211 | +9,072 | 0.04 | 0.04 | -0.00 | buy |