Stock Transactions

ROCKET PHARMACEUTICALS INC

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Newtyn Management, LLC2,650,0003,165,900+515,9000.981.21+0.23buy
Privium Fund Management B.V.170,146242,146+72,0000.110.18+0.07buy
MONIMUS CAPITAL MANAGEMENT, LP138,012153,728+15,7160.320.15-0.17buy
RICE HALL JAMES & ASSOCIATES, LLC84,98791,887+6,9000.020.02+0.00buy
PIER 88 INVESTMENT PARTNERS LLC47,88054,200+6,3200.040.05+0.01buy
China Universal Asset Management Co., Ltd.17,63519,266+1,6310.000.01+0.00buy
GRIMES & COMPANY, INC.12,64511,547-1,0980.000.00+0.00sell
Voleon Capital Management LP67,98149,794-18,1870.010.00-0.00sell
Hennion & Walsh Asset Management, Inc.309,247287,815-21,4320.040.03-0.00sell
PDT Partners, LLC220,884186,596-34,2880.050.04-0.01sell
Prosight Management, LP743,942683,856-60,0860.540.40-0.14sell
M28 Capital Management LP385,680210,871-174,8090.981.40+0.42sell
Monaco Asset Management SAM2,987,2962,058,303-928,9933.112.34-0.77sell
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