Stock Transactions — ROCKET PHARMACEUTICALS INC

Total Bought
13,633,464
88 transactions
Total Sold
11,991,628
113 transactions
Net
+1,641,836
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Monaco Asset Management SAM452,7672,892,261+2,439,4940.423.51+3.09buy
CITADEL ADVISORS LLC156,0501,670,927+1,514,8770.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC2,348,8373,570,391+1,221,5540.010.01+0.00buy
D. E. Shaw & Co., Inc.992,8252,189,750+1,196,9250.000.01+0.00buy
BALYASNY ASSET MANAGEMENT L.P.131,8061,313,737+1,181,9310.000.01+0.01buy
JPMORGAN CHASE & CO1,207,8022,097,033+889,2310.000.00+0.00buy
VANGUARD GROUP INC6,122,4616,892,204+769,7430.000.00+0.00buy
Newtyn Management, LLC2,000,0002,502,863+502,8630.741.00+0.26buy
MORGAN STANLEY3,169,0363,647,039+478,0030.000.00+0.00buy
JANE STREET GROUP, LLC44,268484,481+440,2130.000.00+0.00buy
TWO SIGMA ADVISERS, LP1,490,2511,795,751+305,5000.010.01+0.00buy
ADAR1 Capital Management, LLC275,800575,800+300,0000.110.19+0.08buy
Squarepoint Ops LLC192,018438,379+246,3610.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC74,917264,431+189,5140.000.00+0.00buy
GSA CAPITAL PARTNERS LLP37,239224,276+187,0370.010.06+0.05buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC614,761744,074+129,3130.000.00+0.00buy
Creative Planning43,471154,985+111,5140.000.00+0.00buy
Invesco Ltd.111,004222,453+111,4490.000.00+0.00buy
MAVERICK CAPITAL LTD8,363,8138,468,344+104,5310.310.37+0.05buy
BOOTHBAY FUND MANAGEMENT, LLC098,741+98,7410.000.01+0.01buy
AQR CAPITAL MANAGEMENT LLC777,668873,247+95,5790.000.00+0.00buy
Ballentine Partners, LLC088,570+88,5700.000.00+0.00buy
Lion Point Capital, LP086,000+86,0000.001.59+1.59buy
ExodusPoint Capital Management, LP165,037242,184+77,1470.000.01+0.01buy
Man Group plc062,576+62,5760.000.00+0.00buy
Atom Investors LP053,334+53,3340.000.01+0.01buy
Walleye Capital LLC576,051625,533+49,4820.010.02+0.00buy
BANK OF AMERICA CORP /DE/467,105514,921+47,8160.000.00+0.00buy
FMR LLC266,049311,701+45,6520.000.00+0.00buy
IEQ CAPITAL, LLC39,05281,177+42,1250.000.00+0.00buy
AXQ CAPITAL, LP041,994+41,9940.000.05+0.05buy
Arax Advisory Partners035,855+35,8550.000.00+0.00buy
Assenagon Asset Management S.A.035,816+35,8160.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.274,259305,438+31,1790.030.04+0.01buy
Dynamic Technology Lab Private Ltd030,760+30,7600.000.02+0.02buy
Voleon Capital Management LP40,02768,037+28,0100.010.01+0.00buy
SANDERS MORRIS HARRIS LLC027,709+27,7090.000.01+0.01buy
STIFEL FINANCIAL CORP16,35039,200+22,8500.000.00+0.00buy
Concurrent Investment Advisors, LLC56,60676,096+19,4900.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC017,128+17,1280.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC016,040+16,0400.000.00+0.00buy
CWM, LLC15,81031,815+16,0050.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV015,445+15,4450.000.00+0.00buy
GRIMES & COMPANY, INC.015,411+15,4110.000.00+0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC014,496+14,4960.000.00+0.00buy
Russell Investments Group, Ltd.47814,072+13,5940.000.00+0.00buy
Bank of New York Mellon Corp231,986245,313+13,3270.000.00+0.00buy
AMERIPRISE FINANCIAL INC013,200+13,2000.000.00+0.00buy
Cerity Partners LLC013,187+13,1870.000.00+0.00buy
XTX Topco Ltd134,445147,501+13,0560.010.02+0.01buy
Virtu Financial LLC012,386+12,3860.000.00+0.00buy
WELLS FARGO & COMPANY/MN55,74967,533+11,7840.000.00+0.00buy
Pallas Capital Advisors LLC011,321+11,3210.000.00+0.00buy
DEUTSCHE BANK AG\70,24880,735+10,4870.000.00+0.00buy
ArchPoint Investors010,000+10,0000.000.01+0.01buy
Rockefeller Capital Management L.P.96,982106,982+10,0000.000.00+0.00buy
SIGNATUREFD, LLC3,55911,521+7,9620.000.00+0.00buy
Hudson Bay Capital Management LP27,40034,700+7,3000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC122,670129,858+7,1880.000.00+0.00buy
Virtus Investment Advisers, LLC30,63037,064+6,4340.030.03+0.01buy
Mariner, LLC23,06429,466+6,4020.000.00+0.00buy
Marex Group plc22,50028,500+6,0000.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey17,60422,110+4,5060.000.00+0.00buy
FEDERATED HERMES, INC.624,303627,567+3,2640.000.00+0.00buy
Sterling Capital Management LLC1,9514,987+3,0360.000.00+0.00buy
BANK OF MONTREAL /CAN/73,80076,521+2,7210.000.00+0.00buy
UMB Bank, n.a.02,046+2,0460.000.00+0.00buy
Allworth Financial LP6402,021+1,3810.000.00+0.00buy
Optiver Holding B.V.01,080+1,0800.000.00+0.00buy
COMERICA BANK2881,358+1,0700.000.00+0.00buy
Advisory Services Network, LLC01,000+1,0000.000.00+0.00buy
EverSource Wealth Advisors, LLC1,5992,514+9150.000.00+0.00buy
Clearstead Advisors, LLC0726+7260.000.00+0.00buy
Physician Wealth Advisors, Inc.4901,162+6720.000.00+0.00buy
RHUMBLINE ADVISERS120,282120,771+4890.000.00+0.00buy
MetLife Investment Management, LLC45,85946,305+4460.000.00+0.00buy
MPM BioImpact LLC3,903,0813,903,381+3001.662.08+0.43buy
True Wealth Design, LLC0210+2100.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB442626+1840.000.00+0.00buy
Wilmington Savings Fund Society, FSB0140+1400.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC1,5151,633+1180.000.00+0.00buy
PRUDENTIAL FINANCIAL INC10,16510,260+950.000.00+0.00buy
Parallel Advisors, LLC230279+490.000.00+0.00buy
PRINCIPAL SECURITIES, INC.042+420.000.00+0.00buy
Sunbelt Securities, Inc.031+310.000.00+0.00buy
Larson Financial Group LLC123145+220.000.00+0.00buy
Wealthspire Advisors, LLC020+200.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.4,1624,172+100.000.00+0.00buy
Ameritas Investment Partners, Inc.7,7977,79700.000.00+0.00hold
TANG CAPITAL MANAGEMENT LLC850,000850,00000.110.11+0.00hold
Rathbones Group PLC20,00020,00000.000.00+0.00hold
MACQUARIE GROUP LTD58,00058,00000.000.00+0.00hold
DekaBank Deutsche Girozentrale89,70089,70000.000.00+0.00hold
Daiwa Securities Group Inc.30430400.000.00-0.00hold
Sio Capital Management, LLC400,000400,00000.010.00-0.00hold
RTW INVESTMENTS, LP350,000350,00000.000.00+0.00hold
RTW INVESTMENTS, LP17,687,77217,687,77200.620.71+0.09hold
BOOTHBAY FUND MANAGEMENT, LLC36,91236,91200.000.00+0.00hold
PDT Partners, LLC265,982265,98200.040.05+0.02hold
LMR Partners LLP75,73175,73100.000.00-0.00hold
Page 1 of 3