Stock Transactions — ROCKET PHARMACEUTICALS INC

Total Bought
14,003,987
88 transactions
Total Sold
19,823,686
92 transactions
Net
-5,819,699
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
CITIGROUP INC10,4255,246,349+5,235,9240.000.01+0.01buy
VANGUARD GROUP INC6,892,2048,544,423+1,652,2190.000.00+0.00buy
Opaleye Management Inc.0955,000+955,0000.000.44+0.44buy
BlackRock, Inc.7,114,3717,906,071+791,7000.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP1,609,6822,131,929+522,2470.010.01+0.00buy
Point72 Asset Management, L.P.0507,909+507,9090.000.00+0.00buy
D. E. Shaw & Co., Inc.2,189,7502,640,518+450,7680.010.01+0.00buy
DEUTSCHE BANK AG\80,735474,866+394,1310.000.00+0.00buy
PANAGORA ASSET MANAGEMENT INC0348,803+348,8030.000.00+0.00buy
MORGAN STANLEY3,647,0393,941,377+294,3380.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC137,177421,174+283,9970.000.00+0.00buy
FEDERATED HERMES, INC.627,567881,249+253,6820.000.01+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,914,5542,120,269+205,7150.000.00+0.00buy
Schonfeld Strategic Advisors LLC0149,413+149,4130.000.00+0.00buy
Newtyn Management, LLC2,502,8632,650,000+147,1371.000.98-0.01buy
MONIMUS CAPITAL MANAGEMENT, LP0138,012+138,0120.000.32+0.32buy
JANE STREET GROUP, LLC484,481602,580+118,0990.000.00+0.00buy
HRT FINANCIAL LP0109,797+109,7970.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP87,338193,430+106,0920.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD095,100+95,1000.000.00+0.00buy
Monaco Asset Management SAM2,892,2612,987,296+95,0353.513.11-0.40buy
LPL Financial LLC094,256+94,2560.000.00+0.00buy
Jain Global LLC092,058+92,0580.000.00+0.00buy
Brevan Howard Capital Management LP089,130+89,1300.000.01+0.01buy
FMR LLC311,701395,275+83,5740.000.00+0.00buy
Invesco Ltd.222,453304,437+81,9840.000.00+0.00buy
TWO SIGMA ADVISERS, LP1,795,7511,864,651+68,9000.010.01+0.00buy
BANK OF AMERICA CORP /DE/514,921579,507+64,5860.000.00+0.00buy
SIMPLEX TRADING, LLC042,495+42,4950.000.00+0.00buy
Virtus Investment Advisers, LLC37,06478,474+41,4100.030.07+0.04buy
Quantinno Capital Management LP040,397+40,3970.000.00+0.00buy
PIER 88 INVESTMENT PARTNERS LLC11,38047,880+36,5000.010.04+0.03buy
WELLS FARGO & COMPANY/MN67,533103,906+36,3730.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC209,846242,169+32,3230.000.00+0.00buy
Marex Group plc28,50057,500+29,0000.000.00+0.00buy
Corient Private Wealth LLC028,024+28,0240.000.00+0.00buy
MARSHALL WACE, LLP026,347+26,3470.000.00+0.00buy
Engineers Gate Manager LP71,40696,009+24,6030.000.00+0.00buy
Scientech Research LLC022,079+22,0790.000.05+0.05buy
Virtu Financial LLC018,746+18,7460.000.000.00buy
TWO SIGMA SECURITIES, LLC016,500+16,5000.000.00+0.00buy
SG Americas Securities, LLC48,72963,748+15,0190.000.00-0.00buy
Abel Hall, LLC014,157+14,1570.000.01+0.01buy
HSBC HOLDINGS PLC013,581+13,5810.000.00+0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC012,915+12,9150.000.00+0.00buy
Creative Planning154,985167,039+12,0540.000.00+0.00buy
Sequoia Financial Advisors, LLC012,051+12,0510.000.00+0.00buy
TWO SIGMA SECURITIES, LLC012,038+12,0380.000.01+0.01buy
FRANKLIN RESOURCES INC010,848+10,8480.000.00+0.00buy
Cerity Partners LLC13,18722,792+9,6050.000.00+0.00buy
Ballentine Partners, LLC88,57097,625+9,0550.000.00+0.00buy
Dynamic Technology Lab Private Ltd30,76038,110+7,3500.020.03+0.01buy
QUADRANT CAPITAL GROUP LLC16,04023,096+7,0560.000.00+0.00buy
Caitong International Asset Management Co., Ltd05,822+5,8220.000.01+0.01buy
Bank of New York Mellon Corp245,313250,962+5,6490.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.305,438309,247+3,8090.040.04+0.00buy
BARCLAYS PLC149,393153,049+3,6560.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.02,566+2,5660.000.00+0.00buy
Steward Partners Investment Advisory, LLC13,84016,340+2,5000.000.00+0.00buy
US BANCORP \DE\9472,987+2,0400.000.00+0.00buy
RICE HALL JAMES & ASSOCIATES, LLC83,00784,987+1,9800.010.02+0.00buy
SIGNATUREFD, LLC11,52113,492+1,9710.000.00+0.00buy
ProShare Advisors LLC18,33520,268+1,9330.000.00+0.00buy
CANADA LIFE ASSURANCE Co7,6269,434+1,8080.000.00+0.00buy
Larson Financial Group LLC1451,629+1,4840.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC17,12818,230+1,1020.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.4,1725,259+1,0870.000.00+0.00buy
Allworth Financial LP2,0212,988+9670.000.00+0.00buy
Optiver Holding B.V.1,0801,825+7450.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC0736+7360.000.00+0.00buy
CWM, LLC31,81532,480+6650.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.6,5087,145+6370.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV15,44516,046+6010.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM4,8205,217+3970.000.00+0.00buy
Hudson Bay Capital Management LP34,70035,000+3000.000.00+0.00buy
EverSource Wealth Advisors, LLC2,5142,811+2970.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC744,074744,286+2120.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB626825+1990.000.00+0.00buy
Fortitude Family Office, LLC0164+1640.000.00+0.00buy
Avion Wealth0133+1330.000.000.00buy
JONES FINANCIAL COMPANIES LLLP1,8751,985+1100.000.00+0.00buy
GAMMA Investing LLC091+910.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC11,39011,469+790.000.00+0.00buy
Sunbelt Securities, Inc.3162+310.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC031+310.000.00+0.00buy
MAI Capital Management102131+290.000.00+0.00buy
Global Retirement Partners, LLC019+190.000.00+0.00buy
AMALGAMATED BANK2,6572,662+50.000.00+0.00buy
Ameritas Investment Partners, Inc.7,7977,79700.000.00+0.00hold
TD ASSET MANAGEMENT INC102,538102,53800.000.00+0.00hold
VOYA INVESTMENT MANAGEMENT LLC14,65014,65000.000.00+0.00hold
INTECH INVESTMENT MANAGEMENT LLC40,72740,72700.000.00+0.00hold
ALLIANCEBERNSTEIN L.P.157,290157,29000.000.00+0.00hold
Rathbones Group PLC20,00020,00000.000.00+0.00hold
DekaBank Deutsche Girozentrale89,70089,70000.000.00+0.00hold
Daiwa Securities Group Inc.30430400.000.00-0.00hold
Sio Capital Management, LLC400,000400,00000.000.00-0.00hold
RTW INVESTMENTS, LP350,000350,00000.000.00-0.00hold
RTW INVESTMENTS, LP17,687,77217,687,77200.710.62-0.09hold
BOOTHBAY FUND MANAGEMENT, LLC36,91236,91200.000.00+0.00hold
Page 1 of 3