Stock Transactions — FIRST TR SR FLTG RATE INCOME

Total Bought
806,247
33 transactions
Total Sold
1,062,790
30 transactions
Net
-256,543
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY2,096,4932,482,084+385,5910.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC181,495260,297+78,8020.000.00+0.00buy
Pathstone Holdings, LLC051,663+51,6630.000.00+0.00buy
JONES ROAD CAPITAL MANAGEMENT, L.P.370,054411,879+41,8253.893.79-0.11buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD370,522407,784+37,2620.310.35+0.04buy
Advisors Asset Management, Inc.263,495296,725+33,2300.050.06+0.00buy
Shaker Financial Services, LLC26,67559,343+32,6680.110.24+0.13buy
Strategic Financial Concepts, LLC022,200+22,2000.000.06+0.06buy
GraniteShares Advisors LLC149,356171,140+21,7841.360.94-0.42buy
VIRTUS ADVISERS, LLC48,86865,337+16,4690.310.36+0.05buy
RFG Advisory, LLC012,576+12,5760.000.00+0.00buy
B. Riley Wealth Advisors, Inc.27,95539,157+11,2020.010.01+0.00buy
NWF Advisory Services Inc.010,743+10,7430.000.02+0.02buy
Rockefeller Capital Management L.P.39,06749,140+10,0730.000.00+0.00buy
Cetera Investment Advisers26,18635,294+9,1080.000.00-0.00buy
D.A. DAVIDSON & CO.220,839227,455+6,6160.020.02-0.00buy
TFG Advisers LLC189,021195,031+6,0100.800.79-0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO03,135+3,1350.000.00+0.00buy
SeaCrest Wealth Management, LLC10,67513,805+3,1300.010.02+0.00buy
CWM, LLC18,43921,210+2,7710.000.00+0.00buy
UBS Group AG201,529203,986+2,4570.000.00-0.00buy
OSAIC HOLDINGS, INC.91,98294,048+2,0660.000.00+0.00buy
OPPENHEIMER & CO INC15,85417,600+1,7460.000.00+0.00buy
COMERICA BANK1,3652,228+8630.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.63,81264,486+6740.060.06+0.00buy
Avior Wealth Management, LLC0589+5890.000.00+0.00buy
Geneos Wealth Management Inc.9,1749,674+5000.000.00+0.00buy
CoreCap Advisors, LLC0371+3710.000.00+0.00buy
Clear Point Advisors Inc.2,1492,212+630.020.02-0.00buy
Kestra Advisory Services, LLC10,87710,910+330.000.00-0.00buy
ASSETMARK, INC014+140.000.00+0.00buy
Hexagon Capital Partners LLC3,2613,273+120.010.01-0.00buy
Global Retirement Partners, LLC1,2771,278+10.000.00-0.00buy
WHITTIER TRUST CO1,3581,35800.000.00-0.00hold
ENVESTNET ASSET MANAGEMENT INC25,22725,22700.000.00-0.00hold
Apriem Advisors16,20016,20000.020.02-0.00hold
AEGON USA Investment Management, LLC30,01730,01700.220.21-0.01hold
Westchester Capital Management, LLC43,26943,26900.020.02+0.00hold
IFP Advisors, Inc55055000.000.00-0.00hold
WESCAP Management Group, Inc.22,14222,14200.070.07-0.01hold
GPS Wealth Strategies Group, LLC15015000.000.00-0.00hold
CoreFirst Bank & Trust31231200.000.00-0.00hold
Beacon Capital Management, LLC38338300.000.00-0.00hold
Concurrent Investment Advisors, LLC10,00010,00000.000.00-0.00hold
Tidemark, LLC65365300.000.00-0.00hold
CULLEN/FROST BANKERS, INC.10,00010,00000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
SIT INVESTMENT ASSOCIATES INC123,301123,30100.030.03-0.00hold
NBC SECURITIES, INC.2,8422,84200.000.00-0.00hold
TRUIST FINANCIAL CORP26,62726,62700.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/1,0001,00000.000.00+0.00hold
Realta Investment Advisors14,41413,904-5100.030.03-0.00sell
WHITENER CAPITAL MANAGEMENT, INC.14,22013,250-9700.050.04-0.01sell
WELLS FARGO & COMPANY/MN68,79367,240-1,5530.000.00-0.00sell
Gradient Investments LLC3,5091,800-1,7090.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,22510,266-1,9590.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP2,7000-2,7000.000.00-0.00sell
SHUFRO ROSE & CO LLC52,40049,100-3,3000.050.04-0.01sell
AMERIPRISE FINANCIAL INC108,196103,941-4,2550.000.00-0.00sell
Advisory Services Network, LLC4,5860-4,5860.000.00-0.00sell
ROYAL BANK OF CANADA184,538179,817-4,7210.000.00-0.00sell
Quarry LP5,6640-5,6640.030.00-0.03sell
KINGSWOOD WEALTH ADVISORS, LLC21,59115,778-5,8130.020.02-0.01sell
Cambridge Investment Research Advisors, Inc.42,36835,062-7,3060.000.00-0.00sell
STIFEL FINANCIAL CORP99,51990,862-8,6570.000.00-0.00sell
Edgemoor Investment Advisors, Inc.746,834737,329-9,5050.790.72-0.07sell
Qube Research & Technologies Ltd9,7850-9,7850.000.00-0.00sell
THRIVENT FINANCIAL FOR LUTHERANS15,3240-15,3240.000.00-0.00sell
CLOUGH CAPITAL PARTNERS L P16,5860-16,5860.020.00-0.02sell
NOMURA HOLDINGS INC16,6450-16,6450.000.00-0.00sell
Elequin Capital, LP20,8300-20,8300.060.00-0.06sell
Walleye Capital LLC26,8200-26,8200.000.00-0.00sell
Matisse Capital35,9890-35,9890.190.00-0.19sell
LPL Financial LLC1,344,7041,306,231-38,4730.010.01-0.00sell
BANK OF AMERICA CORP /DE/941,762887,319-54,4430.000.00-0.00sell
AQR Arbitrage LLC128,72771,103-57,6240.050.03-0.03sell
Invesco Ltd.520,323448,648-71,6750.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC94,2310-94,2310.000.00-0.00sell
1607 Capital Partners, LLC677,415563,485-113,9300.480.48-0.00sell
GUGGENHEIM CAPITAL LLC453,787318,882-134,9050.030.02-0.01sell
Wagner Wealth Management, LLC292,3220-292,3220.990.00-0.99sell
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