Stock Transactions — FIRST TR SR FLTG RATE INCOME

Total Bought
558,289
38 transactions
Total Sold
858,514
31 transactions
Net
-300,225
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY1,869,3592,009,107+139,7480.000.00-0.00buy
Invesco Ltd.374,797512,105+137,3080.000.00+0.00buy
AMERIPRISE FINANCIAL INC147,094188,001+40,9070.000.00+0.00buy
Advisors Asset Management, Inc.626,785663,961+37,1760.120.12+0.00buy
Kestra Advisory Services, LLC16,23134,222+17,9910.000.00+0.00buy
Sunpointe, LLC017,697+17,6970.000.07+0.07buy
WELLS FARGO & COMPANY/MN104,962122,254+17,2920.000.00+0.00buy
GraniteShares Advisors LLC252,814269,666+16,8521.631.68+0.05buy
D.A. DAVIDSON & CO.222,315236,902+14,5870.020.02-0.00buy
JANE STREET GROUP, LLC014,181+14,1810.000.00+0.00buy
BANK OF AMERICA CORP /DE/630,560643,395+12,8350.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC363,926375,601+11,6750.010.01-0.00buy
UBS Group AG185,877197,199+11,3220.000.00+0.00buy
Tactive Advisors, LLC011,230+11,2300.000.04+0.04buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.011,160+11,1600.000.01+0.01buy
Penserra Capital Management LLC358,963369,896+10,9330.060.05-0.01buy
ACCREDITED INVESTOR SERVICES, LLC010,147+10,1470.000.08+0.08buy
Cambridge Investment Research Advisors, Inc.46,24254,469+8,2270.000.00+0.00buy
Strategic Financial Concepts, LLC38,50042,100+3,6000.070.06-0.01buy
TFG Advisers LLC219,234222,532+3,2980.810.77-0.03buy
RFG Advisory, LLC31,98633,717+1,7310.010.01-0.00buy
NWF Advisory Services Inc.22,83024,187+1,3570.030.03-0.00buy
Geneos Wealth Management Inc.39,86740,891+1,0240.010.01-0.00buy
IFP Advisors, Inc179,057179,957+9000.060.05-0.00buy
Princeton Global Asset Management LLC0900+9000.000.00+0.00buy
Baird Financial Group, Inc.60,91461,700+7860.000.00-0.00buy
Verity Asset Management, Inc.15,02415,720+6960.060.08+0.01buy
UHLMANN PRICE SECURITIES, LLC18,03718,567+5300.130.13-0.00buy
COMERICA BANK354785+4310.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC27,65028,023+3730.000.00-0.00buy
TRUIST FINANCIAL CORP29,88530,258+3730.000.00-0.00buy
CoreFirst Bank & Trust0312+3120.000.00+0.00buy
1607 Capital Partners, LLC157,708157,961+2530.130.13+0.00buy
Global Retirement Partners, LLC3,3413,466+1250.000.00-0.00buy
Salomon & Ludwin, LLC0112+1120.000.00+0.00buy
Moss Adams Wealth Advisors LLC16,47716,577+1000.020.02-0.00buy
Rockefeller Capital Management L.P.54,75454,840+860.000.00-0.00buy
Steward Partners Investment Advisory, LLC034+340.000.00+0.00buy
WHITTIER TRUST CO1,3581,35800.000.00-0.00hold
Apriem Advisors21,00021,00000.020.02-0.00hold
AEGON USA Investment Management, LLC30,01730,01700.240.23-0.01hold
CWM, LLC21,40321,40300.000.00-0.00hold
GPS Wealth Strategies Group, LLC15015000.000.00-0.00hold
CoreCap Advisors, LLC24124100.000.00-0.00hold
KINGSWOOD WEALTH ADVISORS, LLC17,10717,10700.000.01+0.01hold
Farther Finance Advisors, LLC13313300.000.00-0.00hold
TD Waterhouse Canada Inc.1,4001,40000.000.00-0.00hold
Concurrent Investment Advisors, LLC12,70012,70000.000.00-0.00hold
GAMMA Investing LLC51751700.000.00-0.00hold
CULLEN/FROST BANKERS, INC.13,00013,00000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
SIT INVESTMENT ASSOCIATES INC103,158103,15800.020.02-0.00hold
NBC SECURITIES, INC.2,8102,81000.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/2,0002,00000.000.00-0.00hold
WPG Advisers, LLC1,1631,096-670.010.01-0.00sell
AMERIFLEX GROUP, INC.17,73617,636-1000.070.09+0.02sell
MAI Capital Management2,8492,700-1490.000.00-0.00sell
SeaCrest Wealth Management, LLC18,28018,060-2200.020.02-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC2540-2540.000.00-0.00sell
Arax Advisory Partners5000-5000.000.00-0.00sell
Hexagon Capital Partners LLC5090-5090.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC45,84345,309-5340.000.00-0.00sell
ROYAL BANK OF CANADA167,829167,238-5910.000.00-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV19,26918,042-1,2270.010.01-0.00sell
Center for Financial Planning, Inc.1,4500-1,4500.000.00-0.00sell
STIFEL FINANCIAL CORP101,20199,719-1,4820.000.00-0.00sell
SHUFRO ROSE & CO LLC82,10080,600-1,5000.070.07+0.00sell
Shaker Financial Services, LLC167,587166,080-1,5070.660.61-0.05sell
Everstar Asset Management, LLC46,34543,345-3,0000.230.27+0.04sell
WESCAP Management Group, Inc.22,14218,111-4,0310.050.04-0.01sell
Equitable Holdings, Inc.37,82733,577-4,2500.000.00-0.00sell
OSAIC HOLDINGS, INC.42,91038,562-4,3480.000.00-0.00sell
Elequin Capital, LP6,2920-6,2920.010.00-0.01sell
Cetera Investment Advisers44,37035,392-8,9780.000.00-0.00sell
Edgemoor Investment Advisors, Inc.639,011628,648-10,3630.600.55-0.04sell
HRT FINANCIAL LP14,1390-14,1390.000.00-0.00sell
LPL Financial LLC497,608481,395-16,2130.000.00-0.00sell
Kovitz Investment Group Partners, LLC333,112315,334-17,7780.020.01-0.00sell
Virtus Investment Advisers, LLC102,33681,640-20,6960.280.28-0.00sell
MILLENNIUM MANAGEMENT LLC22,7950-22,7950.000.00-0.00sell
GENTRY PRIVATE WEALTH, LLC29,0000-29,0000.240.00-0.24sell
Helium Advisors LLC124,41688,944-35,4720.920.57-0.35sell
GUGGENHEIM CAPITAL LLC628,899523,301-105,5980.060.04-0.02sell
Pathstone Holdings, LLC431,212283,741-147,4710.020.01-0.01sell
JONES ROAD CAPITAL MANAGEMENT, L.P.398,0000-398,0002.870.00-2.87sell
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