Stock TransactionsFIRST TR SR FLTG RATE INCOME

Total Bought
737,100
35 transactions
Total Sold
736,080
32 transactions
Net
+1,020
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC85,914276,336+190,4220.020.05+0.03buy
CSS LLC/IL17,603106,858+89,2550.010.05+0.04buy
Almitas Capital LLC382,863466,072+83,2090.831.08+0.24buy
Beverly Hills Private Wealth, LLC071,217+71,2170.000.13+0.13buy
ABSOLUTE INVESTMENT ADVISERS, LLC066,089+66,0890.000.06+0.06buy
READYSTATE ASSET MANAGEMENT LP038,844+38,8440.000.02+0.02buy
Penserra Capital Management LLC708,328736,401+28,0730.080.05-0.03buy
Quarry LP027,306+27,3060.000.04+0.04buy
Prospera Financial Services Inc023,343+23,3430.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC53,03972,261+19,2220.040.04+0.01buy
Virtu Financial LLC013,983+13,9830.000.00+0.00buy
XTX Topco Ltd013,606+13,6060.000.00+0.00buy
MAI Capital Management2,70015,645+12,9450.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.56,83464,991+8,1570.000.00-0.00buy
Logan Stone Capital, LLC153,708161,408+7,7000.410.33-0.08buy
Cetera Investment Advisers65,66673,003+7,3370.000.00-0.00buy
STIFEL FINANCIAL CORP135,937143,019+7,0820.000.00-0.00buy
D.A. DAVIDSON & CO.252,296258,137+5,8410.010.01-0.00buy
Quantum Portfolio Management LLC04,679+4,6790.000.02+0.02buy
COMMONWEALTH EQUITY SERVICES, LLC48,30252,717+4,4150.000.00-0.00buy
Clearstead Advisors, LLC02,875+2,8750.000.00+0.00buy
Apriem Advisors21,00023,500+2,5000.020.02+0.00buy
CoreCap Advisors, LLC1,7413,441+1,7000.000.00+0.00buy
Ethos Financial Group, LLC21,44922,775+1,3260.020.01-0.00buy
SeaCrest Wealth Management, LLC18,18219,367+1,1850.020.02+0.00buy
RFG Advisory, LLC23,19624,055+8590.000.00-0.00buy
Concurrent Investment Advisors, LLC12,20012,850+6500.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC20,24620,852+6060.010.01-0.01buy
Kestra Advisory Services, LLC18,08318,586+5030.000.00-0.00buy
Integrated Wealth Concepts LLC0472+4720.000.00+0.00buy
Arax Advisory Partners0418+4180.000.00+0.00buy
Janney Montgomery Scott LLC66,94867,298+3500.000.00-0.00buy
Helium Advisors LLC12,40412,737+3330.110.10-0.01buy
Geneos Wealth Management Inc.34,29634,596+3000.010.01-0.00buy
FIFTH THIRD BANCORP379677+2980.000.00+0.00buy
WHITTIER TRUST CO1,3581,35800.000.00-0.00hold
WHITTIER TRUST CO OF NEVADA INC30630600.000.00-0.00hold
Yakira Capital Management, Inc.48,78348,78300.140.14+0.00hold
IFP Advisors, Inc1,2001,20000.000.00-0.00hold
Moss Adams Wealth Advisors LLC15,16115,16100.010.01-0.00hold
WESCAP Management Group, Inc.18,11118,11100.030.03-0.00hold
Steward Partners Investment Advisory, LLC2,4822,48200.000.00+0.00hold
Pinnacle Wealth Planning Services, Inc.1,8931,89300.000.00-0.00hold
Rockefeller Capital Management L.P.47,88147,88100.000.00-0.00hold
Salomon & Ludwin, LLC11211200.000.00-0.00hold
Princeton Global Asset Management LLC90090000.000.00-0.00hold
CoreFirst Bank & Trust31231200.000.00-0.00hold
KINGSWOOD WEALTH ADVISORS, LLC17,09717,09700.010.01-0.00hold
TD Waterhouse Canada Inc.1,4001,40000.000.00-0.00hold
Sunpointe, LLC17,69717,69700.060.05-0.01hold
Everstar Asset Management, LLC40,54540,54500.210.19-0.02hold
HIGHLINE WEALTH PARTNERS LLC80080000.000.00-0.00hold
NWF Advisory Services Inc.15,53715,53700.020.01-0.00hold
Alteri Wealth LLC10,37010,37000.030.03-0.00hold
WPG Advisers, LLC83983900.010.00-0.00hold
CULLEN/FROST BANKERS, INC.8,0008,00000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
NBC SECURITIES, INC.4,0054,00500.000.00-0.00hold
HARBOUR INVESTMENTS, INC.1,1691,16900.000.00-0.00hold
BALYASNY ASSET MANAGEMENT L.P.111,622111,522-1000.000.00-0.00sell
Farther Finance Advisors, LLC1160-1160.000.00-0.00sell
Western Wealth Management, LLC1420-1420.000.00-0.00sell
Strategic Financial Concepts, LLC26,40026,200-2000.060.08+0.01sell
Creative Capital Management Investments LLC2500-2500.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS907617-2900.000.00-0.00sell
OSAIC HOLDINGS, INC.57,07556,724-3510.000.00-0.00sell
Allworth Financial LP4000-4000.000.00-0.00sell
Advisory Services Network, LLC4920-4920.000.00-0.00sell
Verity Asset Management, Inc.69,54368,826-7170.280.25-0.03sell
Global Retirement Partners, LLC9,9559,182-7730.000.00-0.00sell
HOURGLASS CAPITAL, LLC113,800111,800-2,0000.230.21-0.02sell
AMERIPRISE FINANCIAL INC301,726299,197-2,5290.000.00-0.00sell
ROYAL BANK OF CANADA103,76799,957-3,8100.000.00-0.00sell
Edgemoor Investment Advisors, Inc.487,589481,824-5,7650.370.32-0.05sell
WELLS FARGO & COMPANY/MN133,183123,704-9,4790.000.00-0.00sell
SHUFRO ROSE & CO LLC72,30062,300-10,0000.050.03-0.01sell
RAYMOND JAMES FINANCIAL INC418,605407,522-11,0830.000.00-0.00sell
Virtus Investment Advisers, LLC51,54540,444-11,1010.140.09-0.05sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV11,9220-11,9220.010.00-0.01sell
Invesco Ltd.564,547548,313-16,2340.000.00-0.00sell
UBS Group AG227,213210,558-16,6550.000.00-0.00sell
CX Institutional23,9132,738-21,1750.010.00-0.01sell
1607 Capital Partners, LLC94,81965,892-28,9270.070.06-0.01sell
BANK OF AMERICA CORP /DE/515,236473,244-41,9920.000.00-0.00sell
Focus Partners Wealth217,576162,321-55,2550.000.00-0.00sell
GUGGENHEIM CAPITAL LLC202,051145,694-56,3570.020.01-0.01sell
MORGAN STANLEY1,244,8861,183,843-61,0430.000.00-0.00sell
Baird Financial Group, Inc.69,0460-69,0460.000.00-0.00sell
LPL Financial LLC402,053326,115-75,9380.000.00-0.00sell
Independent Advisor Alliance110,8150-110,8150.010.00-0.01sell
Advisors Asset Management, Inc.693,692582,569-111,1230.110.09-0.03sell
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