Stock Transactions — FIRST TR SR FLTG RATE INCOME

Total Bought
1,035,016
42 transactions
Total Sold
1,145,762
25 transactions
Net
-110,746
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Penserra Capital Management LLC369,896714,654+344,7580.050.09+0.03buy
Invesco Ltd.512,105634,778+122,6730.000.00+0.00buy
AMERIPRISE FINANCIAL INC188,001268,985+80,9840.000.00+0.00buy
Janney Montgomery Scott LLC068,448+68,4480.000.00+0.00buy
RFG Advisory, LLC33,71798,558+64,8410.010.02+0.01buy
CX Institutional060,402+60,4020.000.02+0.02buy
Advisors Asset Management, Inc.663,961719,607+55,6460.120.12+0.00buy
World Investment Advisors035,288+35,2880.000.01+0.01buy
GraniteShares Advisors LLC269,666295,710+26,0441.681.71+0.03buy
Ethos Financial Group, LLC021,108+21,1080.000.02+0.02buy
SEVEN MILE ADVISORY017,562+17,5620.000.03+0.03buy
JANE STREET GROUP, LLC14,18131,068+16,8870.000.00+0.00buy
WELLS FARGO & COMPANY/MN122,254138,168+15,9140.000.00+0.00buy
Corient Private Wealth LLC013,287+13,2870.000.00+0.00buy
UBS Group AG197,199209,481+12,2820.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC45,30956,986+11,6770.000.00+0.00buy
Alteri Wealth LLC010,370+10,3700.000.04+0.04buy
Verity Asset Management, Inc.15,72025,474+9,7540.080.08+0.01buy
Cetera Investment Advisers35,39245,101+9,7090.000.00-0.00buy
D.A. DAVIDSON & CO.236,902244,589+7,6870.020.02-0.00buy
Strategic Financial Concepts, LLC42,10046,800+4,7000.060.07+0.01buy
TRUIST FINANCIAL CORP30,25834,731+4,4730.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC28,02331,396+3,3730.000.00+0.00buy
Virtus Investment Advisers, LLC81,64084,293+2,6530.280.24-0.04buy
Steward Partners Investment Advisory, LLC342,482+2,4480.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC375,601377,965+2,3640.010.00-0.00buy
NWF Advisory Services Inc.24,18726,537+2,3500.030.03-0.00buy
Rockefeller Capital Management L.P.54,84057,123+2,2830.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS01,031+1,0310.000.00+0.00buy
SeaCrest Wealth Management, LLC18,06019,085+1,0250.020.02+0.00buy
HIGHLINE WEALTH PARTNERS LLC0800+8000.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC18,56719,104+5370.130.12-0.02buy
Advisory Services Network, LLC0492+4920.000.00+0.00buy
Baird Financial Group, Inc.61,70062,120+4200.000.00-0.00buy
WHITTIER TRUST CO1,3581,672+3140.000.00+0.00buy
Kestra Advisory Services, LLC34,22234,322+1000.000.00-0.00buy
COMERICA BANK785878+930.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV18,04218,126+840.010.01-0.00buy
Global Retirement Partners, LLC3,4663,531+650.000.00-0.00buy
Farther Finance Advisors, LLC133183+500.000.00+0.00buy
OSAIC HOLDINGS, INC.38,56238,592+300.000.00-0.00buy
WPG Advisers, LLC1,0961,106+100.010.01-0.00buy
MAI Capital Management2,7002,70000.000.00-0.00hold
Apriem Advisors21,00021,00000.020.02-0.00hold
AEGON USA Investment Management, LLC30,01730,01700.230.20-0.02hold
CWM, LLC21,40321,40300.000.00-0.00hold
WESCAP Management Group, Inc.18,11118,11100.040.04-0.00hold
GPS Wealth Strategies Group, LLC15015000.000.00-0.00hold
Salomon & Ludwin, LLC11211200.000.00-0.00hold
Princeton Global Asset Management LLC90090000.000.00-0.00hold
CoreFirst Bank & Trust31231200.000.00-0.00hold
CoreCap Advisors, LLC24124100.000.00-0.00hold
TD Waterhouse Canada Inc.1,4001,40000.000.00-0.00hold
Concurrent Investment Advisors, LLC12,70012,70000.000.00-0.00hold
GAMMA Investing LLC51751700.000.00-0.00hold
Sunpointe, LLC17,69717,69700.070.06-0.01hold
CULLEN/FROST BANKERS, INC.13,00013,00000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
NBC SECURITIES, INC.2,8102,81000.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/2,0002,00000.000.00+0.00hold
KINGSWOOD WEALTH ADVISORS, LLC17,10716,691-4160.010.01-0.00sell
Cambridge Investment Research Advisors, Inc.54,46953,728-7410.000.00-0.00sell
SHUFRO ROSE & CO LLC80,60079,800-8000.070.07+0.00sell
Moss Adams Wealth Advisors LLC16,57715,435-1,1420.020.01-0.00sell
Everstar Asset Management, LLC43,34540,545-2,8000.270.23-0.04sell
STIFEL FINANCIAL CORP99,71995,294-4,4250.000.00-0.00sell
MORGAN STANLEY2,009,1072,003,434-5,6730.000.00-0.00sell
Geneos Wealth Management Inc.40,89134,716-6,1750.010.01-0.00sell
IFP Advisors, Inc179,957170,507-9,4500.050.04-0.01sell
ACCREDITED INVESTOR SERVICES, LLC10,1470-10,1470.080.00-0.08sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.11,1600-11,1600.010.00-0.01sell
Tactive Advisors, LLC11,2300-11,2300.040.00-0.04sell
Equitable Holdings, Inc.33,57719,663-13,9140.000.00-0.00sell
AMERIFLEX GROUP, INC.17,6360-17,6360.090.00-0.09sell
SIT INVESTMENT ASSOCIATES INC103,15879,281-23,8770.020.02-0.01sell
LPL Financial LLC481,395455,254-26,1410.000.00-0.00sell
Edgemoor Investment Advisors, Inc.628,648600,577-28,0710.550.46-0.09sell
BANK OF AMERICA CORP /DE/643,395604,588-38,8070.000.00-0.00sell
Helium Advisors LLC88,94449,158-39,7860.570.41-0.16sell
ROYAL BANK OF CANADA167,238110,192-57,0460.000.00-0.00sell
Kovitz Investment Group Partners, LLC315,334218,487-96,8470.010.01-0.01sell
1607 Capital Partners, LLC157,96153,461-104,5000.130.04-0.09sell
Shaker Financial Services, LLC166,0800-166,0800.610.00-0.61sell
GUGGENHEIM CAPITAL LLC523,301338,144-185,1570.040.03-0.02sell
Pathstone Holdings, LLC283,7410-283,7410.010.00-0.01sell
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