Stock TransactionsFIRST TR SR FLTG RATE INCOME

Total Bought
249,123
8 transactions
Total Sold
145,698
6 transactions
Net
+103,425
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
JONES ROAD CAPITAL MANAGEMENT, L.P.235,000370,054+135,0542.813.89+1.09buy
SIT INVESTMENT ASSOCIATES INC63,287123,301+60,0140.020.03+0.01buy
1607 Capital Partners, LLC631,315677,415+46,1000.470.48+0.01buy
Realta Investment Advisors11,89514,414+2,5190.030.03+0.01buy
AQR Arbitrage LLC126,563128,727+2,1640.060.05-0.00buy
Shaker Financial Services, LLC24,67626,675+1,9990.120.11-0.00buy
SHUFRO ROSE & CO LLC51,60052,400+8000.050.05+0.00buy
TFG Advisers LLC188,548189,021+4730.890.80-0.09buy
WHITENER CAPITAL MANAGEMENT, INC.14,67014,220-4500.060.05-0.01sell
Wagner Wealth Management, LLC306,961292,322-14,6391.130.99-0.14sell
VIRTUS ADVISERS, LLC68,10148,868-19,2330.410.31-0.10sell
Edgemoor Investment Advisors, Inc.779,031746,834-32,1970.920.79-0.13sell
Matisse Capital69,74035,989-33,7510.490.19-0.30sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD415,950370,522-45,4280.360.31-0.06sell
Page 1 of 1