Stock Transactions — FIRST TR SR FLTG RATE INCOME

Total Bought
1,786,409
35 transactions
Total Sold
2,065,825
38 transactions
Net
-279,416
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
RAYMOND JAMES FINANCIAL INC56,986356,724+299,7380.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC79,281349,329+270,0480.020.07+0.05buy
Focus Partners Wealth0241,905+241,9050.000.00+0.00buy
Logan Stone Capital, LLC0162,903+162,9030.000.40+0.40buy
BALYASNY ASSET MANAGEMENT L.P.0111,622+111,6220.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC095,518+95,5180.000.01+0.01buy
Almitas Capital LLC088,034+88,0340.000.20+0.20buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP069,201+69,2010.000.00+0.00buy
Penserra Capital Management LLC714,654767,231+52,5770.090.09+0.01buy
Yakira Capital Management, Inc.049,810+49,8100.000.17+0.17buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC043,939+43,9390.000.03+0.03buy
UBS Group AG209,481252,376+42,8950.000.00+0.00buy
Verity Asset Management, Inc.25,47467,772+42,2980.080.29+0.21buy
1607 Capital Partners, LLC53,46194,651+41,1900.040.06+0.02buy
READYSTATE ASSET MANAGEMENT LP036,803+36,8030.000.02+0.02buy
Invesco Ltd.634,778653,730+18,9520.000.00-0.00buy
Cetera Investment Advisers45,10163,378+18,2770.000.00+0.00buy
CSS LLC/IL017,603+17,6030.000.01+0.01buy
AMERIPRISE FINANCIAL INC268,985286,536+17,5510.000.00+0.00buy
NOMURA HOLDINGS INC015,336+15,3360.000.00+0.00buy
STIFEL FINANCIAL CORP95,294107,616+12,3220.000.00+0.00buy
XTX Topco Ltd010,587+10,5870.000.00+0.00buy
D.A. DAVIDSON & CO.244,589252,303+7,7140.020.02-0.00buy
Global Retirement Partners, LLC3,5319,955+6,4240.000.00+0.00buy
Baird Financial Group, Inc.62,12068,476+6,3560.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.02,590+2,5900.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,170+1,1700.000.00+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC16,69117,421+7300.010.01-0.00buy
UHLMANN PRICE SECURITIES, LLC19,10419,668+5640.120.12+0.00buy
Motiv8 Investments LLC0514+5140.000.00+0.00buy
Allworth Financial LP0500+5000.000.00+0.00buy
Ethos Financial Group, LLC21,10821,449+3410.020.02-0.00buy
OSAIC HOLDINGS, INC.38,59238,885+2930.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.53,72853,828+1000.000.00-0.00buy
GPS Wealth Strategies Group, LLC150154+40.000.00+0.00buy
MAI Capital Management2,7002,70000.000.00-0.00hold
Apriem Advisors21,00021,00000.020.02-0.00hold
AEGON USA Investment Management, LLC30,01730,01700.200.21+0.01hold
CWM, LLC21,40321,40300.000.00-0.00hold
IFP Advisors, Inc170,507170,50700.040.04-0.01hold
WESCAP Management Group, Inc.18,11118,11100.040.04-0.00hold
Steward Partners Investment Advisory, LLC2,4822,48200.000.00-0.00hold
Salomon & Ludwin, LLC11211200.000.00+0.00hold
Princeton Global Asset Management LLC90090000.000.00-0.00hold
CoreFirst Bank & Trust31231200.000.00+0.00hold
CoreCap Advisors, LLC24124100.000.00-0.00hold
SEVEN MILE ADVISORY17,56217,56200.030.03+0.00hold
Farther Finance Advisors, LLC18318300.000.00-0.00hold
TD Waterhouse Canada Inc.1,4001,40000.000.00-0.00hold
GAMMA Investing LLC51751700.000.00-0.00hold
Sunpointe, LLC17,69717,69700.060.06-0.00hold
Everstar Asset Management, LLC40,54540,54500.230.22-0.01hold
HIGHLINE WEALTH PARTNERS LLC80080000.000.00+0.00hold
Alteri Wealth LLC10,37010,37000.040.03-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
NBC SECURITIES, INC.2,8102,81000.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/2,0002,00000.000.00-0.00hold
WPG Advisers, LLC1,1061,027-790.010.01-0.00sell
BNP PARIBAS FINANCIAL MARKETS1,031907-1240.000.00-0.00sell
SeaCrest Wealth Management, LLC19,08518,898-1870.020.02-0.00sell
Geneos Wealth Management Inc.34,71634,526-1900.010.01-0.00sell
Moss Adams Wealth Advisors LLC15,43515,161-2740.010.01-0.00sell
WHITTIER TRUST CO1,6721,358-3140.000.00-0.00sell
Corient Private Wealth LLC13,28712,972-3150.000.00-0.00sell
COMERICA BANK878497-3810.000.00-0.00sell
Advisory Services Network, LLC4920-4920.000.00-0.00sell
Concurrent Investment Advisors, LLC12,70012,200-5000.000.00-0.00sell
Janney Montgomery Scott LLC68,44866,948-1,5000.000.00-0.00sell
ROYAL BANK OF CANADA110,192107,305-2,8870.000.00-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV18,12613,683-4,4430.010.01-0.00sell
CULLEN/FROST BANKERS, INC.13,0008,000-5,0000.000.00-0.00sell
SHUFRO ROSE & CO LLC79,80072,300-7,5000.070.05-0.02sell
NWF Advisory Services Inc.26,53719,017-7,5200.030.02-0.01sell
RFG Advisory, LLC98,55890,817-7,7410.020.02-0.00sell
Rockefeller Capital Management L.P.57,12349,085-8,0380.000.00-0.00sell
WELLS FARGO & COMPANY/MN138,168125,759-12,4090.000.00-0.00sell
Kestra Advisory Services, LLC34,32220,640-13,6820.000.00-0.00sell
Virtus Investment Advisers, LLC84,29365,895-18,3980.240.18-0.06sell
Equitable Holdings, Inc.19,6630-19,6630.000.00-0.00sell
LPL Financial LLC455,254435,236-20,0180.000.00-0.00sell
JANE STREET GROUP, LLC31,0680-31,0680.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC31,3960-31,3960.000.00-0.00sell
TRUIST FINANCIAL CORP34,7310-34,7310.000.00-0.00sell
World Investment Advisors35,2880-35,2880.010.00-0.01sell
CX Institutional60,40223,649-36,7530.020.01-0.01sell
Advisors Asset Management, Inc.719,607682,771-36,8360.120.12-0.01sell
Helium Advisors LLC49,15812,087-37,0710.410.12-0.29sell
Strategic Financial Concepts, LLC46,8000-46,8000.070.00-0.07sell
BANK OF AMERICA CORP /DE/604,588541,437-63,1510.000.00-0.00sell
GUGGENHEIM CAPITAL LLC338,144242,671-95,4730.030.02-0.01sell
Edgemoor Investment Advisors, Inc.600,577490,037-110,5400.460.38-0.08sell
Kovitz Investment Group Partners, LLC218,4870-218,4870.010.00-0.01sell
GraniteShares Advisors LLC295,7100-295,7101.710.00-1.71sell
COMMONWEALTH EQUITY SERVICES, LLC377,96550,869-327,0960.000.00-0.00sell
MORGAN STANLEY2,003,4341,469,664-533,7700.000.00-0.00sell
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