Stock TransactionsPROSPECT CAP CORP

Total Bought
939,508
30 transactions
Total Sold
798,325
27 transactions
Net
+141,183
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
XML Financial, LLC1,326,6721,712,938+386,2660.840.97+0.13buy
BI Asset Management Fondsmaeglerselskab A/S246,905394,365+147,4600.030.04+0.01buy
Tactive Advisors, LLC184,360321,095+136,7350.710.94+0.23buy
DnB Asset Management AS254,115319,056+64,9410.010.01+0.00buy
Palogic Value Management, L.P.164,334218,875+54,5410.440.52+0.09buy
Eschler Asset Management LLP175,000215,000+40,0000.810.76-0.05buy
VIRTUS ADVISERS, LLC104,339141,749+37,4100.400.42+0.02buy
DARK FOREST CAPITAL MANAGEMENT LP10,46234,586+24,1240.010.03+0.02buy
Next Level Private LLC30,75346,011+15,2580.100.12+0.01buy
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC100,000110,000+10,0000.260.19-0.08buy
Wealthfront Advisers LLC10,23519,088+8,8530.000.00+0.00buy
EMC Capital Management16,67720,762+4,0850.070.07+0.00buy
Strategies Wealth Advisors, LLC28,71930,621+1,9020.030.03-0.00buy
NWF Advisory Services Inc.13,43514,800+1,3650.020.01-0.00buy
Teamwork Financial Advisors, LLC54,92955,988+1,0590.060.05-0.01buy
Inspire Investing, LLC64,02765,045+1,0180.040.04-0.01buy
WMG Financial Advisors, LLC17,90018,900+1,0000.070.06-0.01buy
SHUFRO ROSE & CO LLC11,70012,700+1,0000.010.01-0.00buy
Cadence Bank30,63531,606+9710.010.01-0.00buy
Gerber Kawasaki Wealth & Investment Management13,14113,587+4460.000.00-0.00buy
Regal Investment Advisors LLC23,30223,552+2500.010.01-0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC12,75112,952+2010.000.00-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC12,24512,400+1550.040.03-0.01buy
Thrive Wealth Management, LLC51,99352,129+1360.070.06-0.01buy
Traynor Capital Management, Inc.14,07114,201+1300.010.01-0.00buy
Core Wealth Advisors, Inc.2,4942,577+830.010.00-0.00buy
Cypress Capital Management LLC (WY)1,7791,836+570.010.01-0.00buy
LVW Advisors, LLC12,24412,294+500.010.01-0.00buy
NATIXIS32,98933,000+110.000.00-0.00buy
SMH CAPITAL ADVISORS INC101,321101,322+11.321.51+0.19buy
Summit Global Investments75,02275,000-220.030.03+0.00sell
LAFFER TENGLER INVESTMENTS, INC.2,8552,741-1140.790.71-0.08sell
Ausdal Financial Partners, Inc.29,25429,069-1850.020.02-0.00sell
KG&L Capital Management,LLC10,75610,528-2280.030.02-0.00sell
Arkadios Wealth Advisors23,57422,924-6500.010.01-0.00sell
WEBSTER BANK, N. A.2,6201,620-1,0000.000.00-0.00sell
FWG Investments, LLC.30,42229,413-1,0090.230.18-0.05sell
Detalus Advisors, LLC13,50012,000-1,5000.030.02-0.01sell
Garden State Investment Advisory Services LLC90,65689,142-1,5140.220.18-0.04sell
Inspire Advisors, LLC23,87921,333-2,5460.020.02-0.01sell
IFG Advisory, LLC36,19533,195-3,0000.020.01-0.00sell
BARRETT & COMPANY, INC.47,78743,956-3,8310.150.11-0.04sell
Kovack Advisors, Inc.144,907138,549-6,3580.100.09-0.01sell
Cape Investment Advisory, Inc.13,299878-12,4210.040.00-0.04sell
ROMAN BUTLER FULLERTON & CO56,19143,767-12,4240.140.09-0.05sell
Vanguard Capital Wealth Advisors37,65024,852-12,7980.180.10-0.09sell
Atom Investors LP30,59117,415-13,1760.030.01-0.02sell
Carnegie Investment Counsel594,000580,000-14,0000.020.02-0.00sell
J.W. COLE ADVISORS, INC.36,41021,922-14,4880.010.01-0.01sell
Y.D. More Investments Ltd1,273,2091,254,319-18,8906.125.56-0.56sell
Sculati Wealth Management, LLC57,90037,825-20,0750.160.09-0.07sell
Garner Asset Management Corp152,537128,455-24,0820.670.43-0.24sell
FORTE CAPITAL LLC /ADV94,15864,158-30,0000.080.04-0.03sell
Windsor Capital Management, LLC4,767,0004,722,000-45,0001.541.47-0.08sell
Triumph Capital Management82,40926,472-55,9370.210.06-0.15sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC251,543175,506-76,0370.190.10-0.09sell
LSV ASSET MANAGEMENT2,035,6541,608,614-427,0400.030.02-0.01sell
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