Stock TransactionsPROSPECT CAP CORP

Total Bought
652,386
29 transactions
Total Sold
517,997
17 transactions
Net
+134,389
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Thomas J. Herzfeld Advisors, Inc.1,828,4112,315,582+487,1712.533.23+0.70buy
TrueMark Investments, LLC501,917564,932+63,0150.690.61-0.08buy
Focus Partners Advisor Solutions, LLC25,22947,878+22,6490.000.00+0.00buy
FAMILY WEALTH PARTNERS, LLC21,21542,333+21,1180.040.08+0.04buy
DENALI ADVISORS LLC110,138128,237+18,0990.050.06+0.01buy
Samalin Investment Counsel, LLC14,50024,276+9,7760.030.04+0.01buy
Global Assets Advisory, LLC15,99824,995+8,9970.040.02-0.02buy
Inspire Advisors, LLC15,95723,417+7,4600.010.01+0.00buy
TCFG WEALTH MANAGEMENT, LLC269,580274,657+5,0770.580.57-0.02buy
SMH CAPITAL ADVISORS INC144,652146,335+1,6831.501.39-0.11buy
Ausdal Financial Partners, Inc.25,49126,716+1,2250.010.01-0.00buy
Cadence Bank34,93636,030+1,0940.010.01+0.00buy
Strategies Wealth Advisors, LLC35,60836,387+7790.020.02-0.00buy
Comprehensive Money Management Services LLC16,80017,550+7500.060.06-0.00buy
Next Level Private LLC31,11131,656+5450.050.05-0.01buy
Cutter & CO Brokerage, Inc.15,94016,465+5250.020.02-0.00buy
Cherry Creek Investment Advisors, Inc.47,83848,355+5170.100.10+0.00buy
Wealthfront Advisers LLC16,39316,889+4960.000.00-0.00buy
BARRETT & COMPANY, INC.48,23248,649+4170.090.09-0.00buy
GREAT VALLEY ADVISOR GROUP, INC.19,56119,899+3380.000.00-0.00buy
West Financial Advisors, LLC256519+2630.000.00+0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC14,13814,314+1760.020.02-0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC12,25212,352+1000.000.00-0.00buy
Cypress Capital Management LLC (WY)2,0292,093+640.010.01+0.00buy
NATIXIS791815+240.000.00-0.00buy
Traynor Capital Management, Inc.12,12912,152+230.000.00+0.00buy
Claro Advisors LLC27,16527,168+30.020.01-0.00buy
Millstone Evans Group, LLC1314+10.000.00-0.00buy
Csenge Advisory Group43,92243,923+10.010.01-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC21,39021,142-2480.000.00-0.00sell
Regal Investment Advisors LLC23,28122,602-6790.010.01-0.00sell
Sculati Wealth Management, LLC33,15530,510-2,6450.060.05-0.01sell
Wealthcare Advisory Partners LLC14,08310,414-3,6690.000.00-0.00sell
Teamwork Financial Advisors, LLC35,48431,237-4,2470.020.02-0.00sell
Kovack Advisors, Inc.145,095139,972-5,1230.060.06-0.00sell
Carnegie Lake Advisors LLC18,11512,800-5,3150.030.02-0.01sell
Garden State Investment Advisory Services LLC77,44871,910-5,5380.100.09-0.01sell
PHILADELPHIA TRUST CO71,70065,700-6,0000.020.02+0.00sell
Inspire Investing, LLC93,19983,864-9,3350.040.04-0.00sell
Navis Wealth Advisors, LLC61,11242,837-18,2750.290.17-0.12sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC173,914139,252-34,6620.060.05-0.01sell
Garner Asset Management Corp97,58354,917-42,6660.370.10-0.27sell
XML Financial, LLC946,006898,508-47,4980.370.34-0.03sell
Naviter Wealth, LLC508,914452,540-56,3740.270.23-0.04sell
DnB Asset Management AS383,942301,970-81,9720.010.01-0.00sell
BI Asset Management Fondsmaeglerselskab A/S707,827514,076-193,7510.030.02-0.01sell
Page 1 of 1