PROSPECT CAP CORP
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC | 3,224,849 | 13,535,291 | +10,310,442 | 0.24 | 1.02 | +0.77 | buy |
| GENDELL JEFFREY L | 3,728,319 | 4,009,902 | +281,583 | 0.17 | 0.14 | -0.03 | buy |
| Naviter Wealth, LLC | 384,219 | 570,785 | +186,566 | 0.13 | 0.19 | +0.06 | buy |
| FAMILY WEALTH PARTNERS, LLC | 150,479 | 212,817 | +62,338 | 0.14 | 0.19 | +0.05 | buy |
| BFSG, LLC | 10,510 | 72,844 | +62,334 | 0.00 | 0.02 | +0.02 | buy |
| 180 WEALTH ADVISORS, LLC | 346,097 | 400,521 | +54,424 | 0.10 | 0.12 | +0.02 | buy |
| BRIAN LOW FINANCIAL GROUP, LLC | 10,000 | 40,308 | +30,308 | 0.02 | 0.07 | +0.05 | buy |
| BARRETT & COMPANY, INC. | 32,277 | 38,321 | +6,044 | 0.03 | 0.03 | +0.01 | buy |
| Claro Advisors LLC | 192,405 | 197,405 | +5,000 | 0.07 | 0.06 | -0.01 | buy |
| Massar Capital Management, LP | 23,184 | 27,095 | +3,911 | 0.01 | 0.01 | +0.00 | buy |
| Tactive Advisors, LLC | 578,837 | 581,994 | +3,157 | 0.44 | 0.43 | -0.01 | buy |
| Regal Investment Advisors LLC | 18,022 | 20,788 | +2,766 | 0.00 | 0.00 | +0.00 | buy |
| TCFG WEALTH MANAGEMENT, LLC | 275,333 | 277,914 | +2,581 | 0.28 | 0.27 | -0.01 | buy |
| Inspire Advisors, LLC | 13,003 | 15,288 | +2,285 | 0.00 | 0.00 | +0.00 | buy |
| Strategies Wealth Advisors, LLC | 36,561 | 38,459 | +1,898 | 0.01 | 0.01 | +0.00 | buy |
| Significant Wealth Partners LLC | 13,780 | 15,527 | +1,747 | 0.04 | 0.05 | +0.01 | buy |
| GREAT VALLEY ADVISOR GROUP, INC. | 22,802 | 23,983 | +1,181 | 0.00 | 0.00 | +0.00 | buy |
| Navalign, LLC | 10,428 | 11,551 | +1,123 | 0.01 | 0.01 | +0.00 | buy |
| Next Level Private LLC | 20,035 | 21,061 | +1,026 | 0.01 | 0.01 | -0.00 | buy |
| Founders Capital Management | 4,000 | 5,000 | +1,000 | 0.01 | 0.01 | +0.00 | buy |
| West Branch Capital LLC | 558 | 1,077 | +519 | 0.00 | 0.00 | +0.00 | buy |
| Cherry Creek Investment Advisors, Inc. | 31,316 | 31,716 | +400 | 0.03 | 0.04 | +0.00 | buy |
| SILVERLAKE WEALTH MANAGEMENT LLC | 15,153 | 15,483 | +330 | 0.01 | 0.01 | -0.00 | buy |
| Onyx Bridge Wealth Group LLC | 15,672 | 15,872 | +200 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 17,702 | 17,785 | +83 | 0.00 | 0.00 | +0.00 | buy |
| Traynor Capital Management, Inc. | 10,655 | 10,681 | +26 | 0.00 | 0.00 | +0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 18,174 | 18,176 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Samalin Investment Counsel, LLC | 19,607 | 19,529 | -78 | 0.02 | 0.02 | +0.00 | sell |
| MONETA GROUP INVESTMENT ADVISORS LLC | 12,953 | 12,253 | -700 | 0.00 | 0.00 | -0.00 | sell |
| DENALI ADVISORS LLC | 85,301 | 84,551 | -750 | 0.02 | 0.02 | +0.00 | sell |
| Sculati Wealth Management, LLC | 19,300 | 16,265 | -3,035 | 0.02 | 0.02 | -0.00 | sell |
| Garner Asset Management Corp | 40,515 | 37,475 | -3,040 | 0.04 | 0.04 | -0.00 | sell |
| Headlands Technologies LLC | 74,777 | 66,088 | -8,689 | 0.02 | 0.02 | +0.00 | sell |
| Garden State Investment Advisory Services LLC | 67,373 | 58,393 | -8,980 | 0.04 | 0.04 | -0.01 | sell |
| Ausdal Financial Partners, Inc. | 20,878 | 10,781 | -10,097 | 0.00 | 0.00 | -0.00 | sell |
| PHILADELPHIA TRUST CO | 43,200 | 17,250 | -25,950 | 0.01 | 0.00 | -0.00 | sell |
| AIGEN INVESTMENT MANAGEMENT, LP | 45,826 | 13,255 | -32,571 | 0.03 | 0.01 | -0.02 | sell |
| XML Financial, LLC | 87,115 | 52,149 | -34,966 | 0.02 | 0.01 | -0.01 | sell |
| GatePass Capital, LLC | 306,150 | 236,900 | -69,250 | 0.41 | 0.30 | -0.11 | sell |
| GraniteShares Advisors LLC | 1,059,980 | 951,110 | -108,870 | 1.67 | 1.79 | +0.12 | sell |
| Virtus Investment Advisers, LLC | 460,789 | 337,946 | -122,843 | 0.32 | 0.24 | -0.08 | sell |
| SMH CAPITAL ADVISORS INC | 426,473 | 1,113 | -425,360 | 2.25 | 3.38 | +1.13 | sell |
| CAXTON ASSOCIATES LLP | 710,253 | 133,523 | -576,730 | 0.04 | 0.01 | -0.03 | sell |