Stock TransactionsPROSPECT CAP CORP

Total Bought
4,443,374
37 transactions
Total Sold
1,111,219
20 transactions
Net
+3,332,155
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Y.D. More Investments Ltd1,254,3195,062,879+3,808,5605.562.96-2.59buy
XML Financial, LLC1,712,9381,891,268+178,3300.971.05+0.08buy
PHILLIPS FINANCIAL MANAGEMENT, LLC0100,000+100,0000.010.01+0.00buy
Strategic Financial Concepts, LLC18,09998,459+80,3600.020.01-0.01buy
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC110,000181,000+71,0000.190.24+0.06buy
VIRTUS ADVISERS, LLC141,749206,391+64,6420.420.56+0.14buy
BI Asset Management Fondsmaeglerselskab A/S394,365450,087+55,7220.040.04-0.00buy
DnB Asset Management AS319,056342,285+23,2290.010.01-0.00buy
DARK FOREST CAPITAL MANAGEMENT LP34,58646,411+11,8250.030.05+0.01buy
Kathmere Capital Management, LLC57,96769,462+11,4950.040.04+0.00buy
Ausdal Financial Partners, Inc.29,06939,166+10,0970.020.02+0.00buy
FWG Investments, LLC.29,41334,955+5,5420.180.20+0.02buy
Kovack Advisors, Inc.138,549143,414+4,8650.090.09-0.01buy
Palogic Value Management, L.P.218,875223,460+4,5850.520.52+0.00buy
IFG Advisory, LLC33,19536,195+3,0000.010.01-0.00buy
ROMAN BUTLER FULLERTON & CO43,76745,226+1,4590.090.08-0.01buy
Next Level Private LLC46,01147,110+1,0990.120.12+0.00buy
Strategies Wealth Advisors, LLC30,62131,680+1,0590.030.03-0.00buy
Inspire Advisors, LLC21,33322,371+1,0380.020.02+0.00buy
Cadence Bank31,60632,636+1,0300.010.01+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC20,07021,025+9550.010.01-0.00buy
Regal Investment Advisors LLC23,55224,136+5840.010.01-0.00buy
WMG Financial Advisors, LLC18,90019,350+4500.060.06-0.00buy
Cutter & CO Brokerage, Inc.11,70012,105+4050.020.02+0.00buy
BARRETT & COMPANY, INC.43,95644,350+3940.110.11-0.00buy
NATIXIS33,00033,386+3860.000.00+0.00buy
Cherry Creek Investment Advisors, Inc.15,11115,434+3230.050.04-0.00buy
HHM Wealth Advisors, LLC5,3725,672+3000.000.00-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC12,40012,567+1670.030.03-0.01buy
Thrive Wealth Management, LLC52,12952,273+1440.060.06-0.00buy
Traynor Capital Management, Inc.14,20114,341+1400.010.01-0.00buy
Cypress Capital Management LLC (WY)1,8361,895+590.010.01+0.00buy
LVW Advisors, LLC12,29412,348+540.010.01-0.00buy
Triumph Capital Management26,47226,511+390.060.06-0.00buy
Copperwynd Financial, LLC26,65726,686+290.050.05-0.00buy
Realta Investment Advisors185192+70.000.00-0.00buy
Arkadios Wealth Advisors22,92422,925+10.010.01-0.00buy
SMH CAPITAL ADVISORS INC101,322101,304-181.511.71+0.21sell
Garner Asset Management Corp128,455128,421-340.430.44+0.01sell
KG&L Capital Management,LLC10,52810,364-1640.020.02-0.00sell
Garden State Investment Advisory Services LLC89,14288,960-1820.180.17-0.01sell
LAFFER TENGLER INVESTMENTS, INC.2,7412,539-2020.710.57-0.14sell
Cape Investment Advisory, Inc.878559-3190.000.00-0.00sell
J.W. COLE ADVISORS, INC.21,92221,547-3750.010.01-0.00sell
Inspire Investing, LLC65,04563,550-1,4950.040.04+0.00sell
Teamwork Financial Advisors, LLC55,98854,135-1,8530.050.04-0.00sell
Sculati Wealth Management, LLC37,82533,695-4,1300.090.08-0.01sell
Vanguard Capital Wealth Advisors24,85220,303-4,5490.100.08-0.02sell
NWF Advisory Services Inc.14,80010,100-4,7000.010.01-0.00sell
Wealthfront Advisers LLC19,08814,269-4,8190.000.00-0.00sell
PHILADELPHIA TRUST CO86,35081,350-5,0000.040.03-0.00sell
MCDONALD PARTNERS LLC10,0000-10,0000.000.00-0.00sell
Carnegie Investment Counsel580,000568,000-12,0000.020.02-0.00sell
Venture Visionary Partners LLC14,0000-14,0000.000.00-0.00sell
Windsor Capital Management, LLC4,722,0004,687,000-35,0001.471.44-0.02sell
AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP295,0000-295,0000.220.21-0.01sell
LSV ASSET MANAGEMENT1,608,614891,235-717,3790.020.01-0.01sell
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