Stock TransactionsPROSPECT CAP CORP

Total Bought
1,377,005
35 transactions
Total Sold
414,663
17 transactions
Net
+962,342
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
CAXTON ASSOCIATES LLP370,075690,059+319,9840.050.06+0.00buy
Tactive Advisors, LLC321,095586,123+265,0280.940.60-0.34buy
Naviter Wealth, LLC452,540680,135+227,5950.230.27+0.04buy
Kovack Advisors, Inc.139,972345,080+205,1080.060.11+0.05buy
180 WEALTH ADVISORS, LLC17,88783,839+65,9520.010.04+0.03buy
Virtus Investment Advisers, LLC376,696424,478+47,7820.420.46+0.04buy
LeClair Wealth Partners LLC60,131105,220+45,0890.180.23+0.05buy
Inspire Investing, LLC83,864123,278+39,4140.040.04+0.00buy
FAMILY WEALTH PARTNERS, LLC42,33381,186+38,8530.080.10+0.02buy
Tweedy, Browne Co LLC30,56267,032+36,4700.010.02+0.01buy
AIGEN INVESTMENT MANAGEMENT, LP50,12777,875+27,7480.030.03+0.00buy
Wealthfront Advisers LLC16,88938,988+22,0990.000.00+0.00buy
Navis Wealth Advisors, LLC42,83750,000+7,1630.170.13-0.04buy
BI Asset Management Fondsmaeglerselskab A/S514,076520,592+6,5160.020.02-0.01buy
Generali Investments CEE, investicni spolecnost, a.s.109,962116,251+6,2890.040.03-0.01buy
Inspire Advisors, LLC23,41727,432+4,0150.010.01-0.00buy
TCFG WEALTH MANAGEMENT, LLC274,657277,072+2,4150.570.40-0.17buy
Strategies Wealth Advisors, LLC36,38737,915+1,5280.020.01-0.01buy
Cadence Bank36,03037,459+1,4290.010.01-0.00buy
Crewe Advisors LLC9792,362+1,3830.000.00+0.00buy
GREAT VALLEY ADVISOR GROUP, INC.19,89920,667+7680.000.00-0.00buy
Garden State Investment Advisory Services LLC71,91072,635+7250.090.06-0.03buy
Next Level Private LLC31,65632,375+7190.050.03-0.01buy
Cherry Creek Investment Advisors, Inc.48,35549,031+6760.100.07-0.03buy
BARRETT & COMPANY, INC.48,64949,198+5490.090.06-0.03buy
VSM Wealth Advisory, LLC6,1626,653+4910.010.01-0.00buy
Wealthcare Advisory Partners LLC10,41410,852+4380.000.00-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC14,31414,545+2310.020.01-0.01buy
MONETA GROUP INVESTMENT ADVISORS LLC12,35212,553+2010.000.00-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC21,14221,320+1780.000.00-0.00buy
Cypress Capital Management LLC (WY)2,0932,145+520.010.01-0.00buy
Semmax Financial Advisors Inc.1,4801,524+440.000.00-0.00buy
Traynor Capital Management, Inc.12,15212,184+320.000.00-0.00buy
Ethos Financial Group, LLC43,52043,547+270.020.01-0.01buy
West Branch Capital LLC500514+140.000.00-0.00buy
KG&L Capital Management,LLC10,09710,096-10.010.01-0.00sell
Csenge Advisory Group43,92343,922-10.010.01-0.00sell
Claro Advisors LLC27,16827,165-30.010.01-0.00sell
West Financial Advisors, LLC519274-2450.000.00-0.00sell
SMH CAPITAL ADVISORS INC146,335145,536-7991.391.05-0.34sell
Ausdal Financial Partners, Inc.26,71625,841-8750.010.01-0.00sell
Sculati Wealth Management, LLC30,51029,219-1,2910.050.03-0.02sell
Comprehensive Money Management Services LLC17,55015,550-2,0000.060.04-0.02sell
DENALI ADVISORS LLC128,237124,960-3,2770.060.04-0.02sell
Regal Investment Advisors LLC22,60218,136-4,4660.010.00-0.00sell
Garner Asset Management Corp54,91749,267-5,6500.100.07-0.03sell
IFG Advisory, LLC33,19519,045-14,1500.010.00-0.00sell
Teamwork Financial Advisors, LLC31,23715,874-15,3630.020.01-0.01sell
PHILADELPHIA TRUST CO65,70048,200-17,5000.020.01-0.01sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC139,252120,045-19,2070.050.03-0.02sell
Glenview Trust Co90,71914,788-75,9310.010.00-0.01sell
XML Financial, LLC898,508644,604-253,9040.340.18-0.17sell
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