Stock TransactionsPROSPECT CAP CORP

Total Bought
15,187,152
102 transactions
Total Sold
10,482,749
88 transactions
Net
+4,704,403
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
PRIVATE MANAGEMENT GROUP INC13,535,29120,534,804+6,999,5131.021.25+0.23buy
VAN ECK ASSOCIATES CORP7,296,7349,685,724+2,388,9900.010.01-0.00buy
UBS Group AG5,473,3686,633,748+1,160,3800.000.00-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP1,701,7692,246,915+545,1460.010.00-0.00buy
CAXTON ASSOCIATES LLP133,523592,554+459,0310.010.03+0.02buy
Legal & General Group Plc3,640,6654,032,811+392,1460.000.00-0.00buy
Clear Harbor Asset Management, LLC65,500325,525+260,0250.010.05+0.04buy
LeClair Wealth Partners LLC0239,061+239,0610.000.29+0.29buy
MORGAN STANLEY2,451,9162,686,736+234,8200.000.00-0.00buy
KINGSWOOD WEALTH ADVISORS, LLC0228,091+228,0910.000.02+0.02buy
GatePass Capital, LLC236,900434,050+197,1500.300.38+0.08buy
180 WEALTH ADVISORS, LLC400,521580,986+180,4650.120.13+0.02buy
GraniteShares Advisors LLC951,1101,094,360+143,2501.791.63-0.16buy
ROYAL BANK OF CANADA81,016199,998+118,9820.000.00+0.00buy
Brevan Howard Capital Management LP246,087356,327+110,2400.010.01+0.01buy
BALYASNY ASSET MANAGEMENT L.P.0109,969+109,9690.000.00+0.00buy
Virtus Investment Advisers, LLC337,946428,612+90,6660.240.23-0.01buy
Orion Porfolio Solutions, LLC089,180+89,1800.000.00+0.00buy
SIMPLEX TRADING, LLC087,612+87,6120.000.01+0.01buy
Tower Research Capital LLC (TRC)36,821122,601+85,7800.000.01+0.00buy
Naviter Wealth, LLC570,785656,528+85,7430.190.14-0.05buy
Kestra Advisory Services, LLC78,173163,473+85,3000.000.00+0.00buy
OSAIC HOLDINGS, INC.184,211262,607+78,3960.000.00+0.00buy
Mariner, LLC35,572111,237+75,6650.000.00+0.00buy
J. Safra Sarasin Holding AG072,939+72,9390.000.00+0.00buy
CANADA LIFE ASSURANCE Co378,837437,595+58,7580.000.00-0.00buy
RMR Wealth Builders044,938+44,9380.000.01+0.01buy
BFSG, LLC72,844117,381+44,5370.020.02+0.01buy
Arkadios Wealth Advisors36,13478,425+42,2910.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC125,024156,345+31,3210.020.02-0.00buy
MAI Capital Management16,30647,412+31,1060.000.00+0.00buy
Retirement Planning Group, LLC029,817+29,8170.000.00+0.00buy
FAMILY WEALTH PARTNERS, LLC212,817241,586+28,7690.190.17-0.02buy
Lido Advisors, LLC63,09089,077+25,9870.000.00+0.00buy
Focus Partners Advisor Solutions, LLC205,853229,694+23,8410.010.00-0.00buy
Kovack Advisors, Inc.468,541491,576+23,0350.070.05-0.01buy
Jain Global LLC022,828+22,8280.000.00+0.00buy
GUGGENHEIM CAPITAL LLC200,777220,616+19,8390.000.00-0.00buy
CWA Asset Management Group, LLC018,405+18,4050.000.00+0.00buy
GTS SECURITIES LLC017,314+17,3140.000.00+0.00buy
WINTON GROUP Ltd015,200+15,2000.000.00+0.00buy
Strategic Wealth Partners, Ltd.40,30855,306+14,9980.010.01+0.00buy
BRIAN LOW FINANCIAL GROUP, LLC40,30855,306+14,9980.070.07+0.00buy
CITIGROUP INC3815,034+14,9960.000.00+0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC20,50634,070+13,5640.000.00+0.00buy
Tyche Wealth Partners LLC013,418+13,4180.000.00+0.00buy
Blueshift Asset Management, LLC011,024+11,0240.000.01+0.01buy
EP Wealth Advisors, LLC010,490+10,4900.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC499,760509,901+10,1410.000.00-0.00buy
Ameritas Advisory Services, LLC06,664+6,6640.000.00+0.00buy
Caitong International Asset Management Co., Ltd10,91416,970+6,0560.010.01+0.00buy
Commonwealth Retirement Investments LLC05,790+5,7900.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.15,97220,773+4,8010.000.00-0.00buy
Inspire Advisors, LLC15,28819,426+4,1380.000.00-0.00buy
IFG Advisory, LLC04,000+4,0000.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV21,82025,783+3,9630.000.00-0.00buy
Cresset Asset Management, LLC68,09071,937+3,8470.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP1,2135,023+3,8100.000.00+0.00buy
Tactive Advisors, LLC581,994585,111+3,1170.430.33-0.10buy
Arax Advisory Partners02,750+2,7500.000.00+0.00buy
Elequin Capital, LP02,451+2,4510.000.00+0.00buy
HUNTINGTON NATIONAL BANK43,19245,496+2,3040.000.00-0.00buy
Significant Wealth Partners LLC15,52717,754+2,2270.050.04-0.01buy
Strategies Wealth Advisors, LLC38,45940,632+2,1730.010.01-0.00buy
EverSource Wealth Advisors, LLC3,0155,074+2,0590.000.00+0.00buy
MML INVESTORS SERVICES, LLC12,69114,735+2,0440.000.00-0.00buy
North Star Investment Management Corp.2,0834,000+1,9170.000.00+0.00buy
Spire Wealth Management102,608104,196+1,5880.010.01-0.00buy
BESSEMER GROUP INC40,00041,549+1,5490.000.00-0.00buy
Institute for Wealth Management, LLC.01,424+1,4240.000.00+0.00buy
GREAT VALLEY ADVISOR GROUP, INC.23,98325,335+1,3520.000.00-0.00buy
IFP Advisors, Inc23,51224,798+1,2860.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,9264,174+1,2480.000.00+0.00buy
Kingsview Wealth Management, LLC19,87821,001+1,1230.000.00-0.00buy
Prospera Financial Services Inc57,98659,090+1,1040.000.00-0.00buy
STIFEL FINANCIAL CORP187,828188,788+9600.000.00-0.00buy
Next Level Private LLC21,06122,011+9500.010.01-0.00buy
Wealthfront Advisers LLC51,74452,683+9390.000.00-0.00buy
Quarry LP0860+8600.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC18,17619,027+8510.000.00-0.00buy
RMG Wealth Management LLC0836+8360.000.00+0.00buy
Navalign, LLC11,55112,299+7480.010.01-0.00buy
Wealthcare Advisory Partners LLC12,62213,336+7140.000.00-0.00buy
Garden State Investment Advisory Services LLC58,39359,040+6470.040.03-0.01buy
PFG Investments, LLC18,64519,271+6260.000.00-0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV10,94011,558+6180.000.00-0.00buy
West Branch Capital LLC1,0771,638+5610.000.00+0.00buy
Cape Investment Advisory, Inc.0559+5590.000.00+0.00buy
Parallel Advisors, LLC3,9774,477+5000.000.00-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC15,48315,861+3780.010.01-0.00buy
Avion Wealth5,1005,372+2720.000.00-0.00buy
AdvisorNet Financial, Inc4,4134,648+2350.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC10,75410,987+2330.000.00-0.00buy
Crewe Advisors LLC3,5163,729+2130.000.00-0.00buy
Farther Finance Advisors, LLC12,82212,959+1370.000.00-0.00buy
Steward Partners Investment Advisory, LLC2,7612,886+1250.000.00-0.00buy
Sigma Planning Corp36,56836,685+1170.000.00-0.00buy
JFS WEALTH ADVISORS, LLC040+400.000.00+0.00buy
NATIXIS9801,017+370.000.00+0.00buy
Traynor Capital Management, Inc.10,68110,711+300.000.00-0.00buy
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