Stock TransactionsPROSPECT CAP CORP

Total Bought
392,587
37 transactions
Total Sold
360,918
14 transactions
Net
+31,669
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
BI Asset Management Fondsmaeglerselskab A/S159,258239,132+79,8740.020.03+0.01buy
VIRTUS ADVISERS, LLC57,223131,691+74,4680.210.48+0.27buy
XML Financial, LLC1,324,8441,384,395+59,5510.951.00+0.05buy
AIGEN INVESTMENT MANAGEMENT, LP17,32557,677+40,3520.020.07+0.05buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC234,412269,322+34,9100.200.20+0.00buy
Realta Investment Advisors030,000+30,0000.010.01+0.00buy
LSV ASSET MANAGEMENT1,713,0541,737,254+24,2000.020.02+0.00buy
EMC Capital Management5,64116,677+11,0360.130.07-0.06buy
Kathmere Capital Management, LLC47,26757,967+10,7000.050.05+0.01buy
Teamwork Financial Advisors, LLC52,31857,636+5,3180.050.06+0.00buy
Garden State Investment Advisory Services LLC80,79385,399+4,6060.220.24+0.02buy
Kovack Advisors, Inc.124,572127,558+2,9860.100.11+0.01buy
Triumph Capital Management74,85377,291+2,4380.210.21+0.00buy
WealthPLAN Partners, LLC8,33010,330+2,0000.010.01-0.00buy
Palogic Value Management, L.P.171,718173,505+1,7870.500.52+0.02buy
ROMAN BUTLER FULLERTON & CO52,90354,234+1,3310.160.15-0.01buy
Inspire Advisors, LLC18,87719,995+1,1180.020.02-0.00buy
Next Level Private LLC43,13544,015+8800.180.17-0.00buy
Strategies Wealth Advisors, LLC26,99027,814+8240.030.03-0.00buy
Texas Yale Capital Corp.10,50011,150+6500.000.00-0.00buy
LAFFER TENGLER INVESTMENTS, INC.2,5173,156+6390.690.93+0.24buy
Cadence Bank29,13529,720+5850.020.02+0.00buy
Detalus Advisors, LLC12,95513,500+5450.040.04+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC19,24619,637+3910.010.01+0.00buy
CNB Bank7,5007,842+3420.030.03+0.00buy
Regal Investment Advisors LLC21,45221,697+2450.010.01+0.00buy
Garner Asset Management Corp162,810163,010+2000.560.56+0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC11,96612,099+1330.040.04-0.00buy
Thrive Wealth Management, LLC51,74851,866+1180.080.08+0.00buy
Traynor Capital Management, Inc.13,83513,947+1120.010.01+0.00buy
Core Wealth Advisors, Inc.2,3442,415+710.010.01+0.00buy
KG&L Capital Management,LLC10,59910,660+610.030.03-0.00buy
Cypress Capital Management LLC (WY)1,6771,726+490.010.01+0.00buy
LVW Advisors, LLC12,15212,196+440.020.02+0.00buy
BBR PARTNERS, LLC10,37410,385+110.010.01-0.00buy
Rise Advisors, LLC348359+110.000.00+0.00buy
SMH CAPITAL ADVISORS INC100,719100,720+11.351.42+0.07buy
Gerber Kawasaki Wealth & Investment Management12,73012,725-50.010.01-0.00sell
MONETA GROUP INVESTMENT ADVISORS LLC12,79712,747-500.000.00-0.00sell
Ausdal Financial Partners, Inc.27,00626,681-3250.020.02-0.00sell
J.W. COLE ADVISORS, INC.22,24021,818-4220.010.01-0.00sell
PSI Advisors, LLC5750-5750.000.00-0.00sell
MONEY CONCEPTS CAPITAL CORP16,72415,000-1,7240.010.01-0.00sell
NATIXIS34,72832,985-1,7430.000.00-0.00sell
Clear Creek Financial Management, LLC32,11629,989-2,1270.030.03-0.00sell
Vanguard Capital Wealth Advisors44,48840,163-4,3250.250.23-0.03sell
Arkadios Wealth Advisors132,024127,306-4,7180.100.07-0.02sell
BARRETT & COMPANY, INC.66,62447,440-19,1840.240.17-0.07sell
Carnegie Investment Counsel666,000637,000-29,0000.020.02+0.00sell
Sculati Wealth Management, LLC116,56586,125-30,4400.360.27-0.10sell
Muzinich & Co., Inc.541,754275,474-266,2802.961.46-1.50sell
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