Stock TransactionsPROSPECT CAP CORP

Total Bought
976,606
34 transactions
Total Sold
692,791
22 transactions
Net
+283,815
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
TrueMark Investments, LLC380,932738,152+357,2200.721.27+0.55buy
AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP0295,000+295,0000.210.20-0.01buy
XML Financial, LLC1,891,2682,044,448+153,1801.051.02-0.04buy
SMH CAPITAL ADVISORS INC101,304145,605+44,3011.712.41+0.69buy
DnB Asset Management AS342,285372,294+30,0090.010.01-0.00buy
BI Asset Management Fondsmaeglerselskab A/S450,087473,879+23,7920.040.04+0.00buy
Inspire Investing, LLC63,55076,885+13,3350.040.04+0.00buy
Palogic Value Management, L.P.223,460232,894+9,4340.520.42-0.10buy
Teamwork Financial Advisors, LLC54,13563,515+9,3800.040.05+0.00buy
Wealthfront Advisers LLC14,26922,704+8,4350.000.00+0.00buy
BARRETT & COMPANY, INC.44,35050,775+6,4250.110.12+0.01buy
Focus Partners Advisor Solutions, LLC16,52320,705+4,1820.000.00-0.00buy
J.W. COLE ADVISORS, INC.21,54725,424+3,8770.010.01+0.00buy
WMG Financial Advisors, LLC19,35022,850+3,5000.060.06-0.00buy
Strategies Wealth Advisors, LLC31,68033,957+2,2770.030.02-0.00buy
Carnegie Investment Counsel568,000570,000+2,0000.020.02-0.00buy
Sage Capital Management, LLC14,00015,500+1,5000.040.04-0.00buy
Next Level Private LLC47,11048,292+1,1820.120.11-0.01buy
Cadence Bank32,63633,745+1,1090.010.01-0.00buy
Detalus Advisors, LLC12,00013,000+1,0000.020.02+0.00buy
Activest Wealth Management2,3003,300+1,0000.000.01+0.00buy
Founders Capital Management3,0004,000+1,0000.010.01+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC21,02521,735+7100.010.00-0.00buy
FWG Investments, LLC.34,95535,607+6520.200.16-0.03buy
Regal Investment Advisors LLC24,13624,764+6280.010.01+0.00buy
Cherry Creek Investment Advisors, Inc.15,43415,959+5250.040.04-0.00buy
Cutter & CO Brokerage, Inc.12,10512,473+3680.020.02-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC12,56712,746+1790.030.03-0.00buy
Thrive Wealth Management, LLC52,27352,428+1550.060.05-0.01buy
KG&L Capital Management,LLC10,36410,480+1160.020.02-0.00buy
Cypress Capital Management LLC (WY)1,8951,960+650.010.01+0.00buy
Roble, Belko & Company, Inc945+360.000.000.00buy
Ausdal Financial Partners, Inc.39,16639,191+250.020.02-0.00buy
LAFFER TENGLER INVESTMENTS, INC.2,5392,548+90.570.52-0.05buy
Garden State Investment Advisory Services LLC88,96088,786-1740.170.15-0.02sell
Csenge Advisory Group44,12843,922-2060.010.01-0.00sell
HHM Wealth Advisors, LLC5,6725,372-3000.000.00-0.00sell
MONETA GROUP INVESTMENT ADVISORS LLC12,95212,252-7000.000.00-0.00sell
ROMAN BUTLER FULLERTON & CO45,22644,342-8840.080.07-0.01sell
Kovack Advisors, Inc.143,414142,363-1,0510.090.08-0.01sell
PHILADELPHIA TRUST CO81,35078,450-2,9000.030.03-0.00sell
Traynor Capital Management, Inc.14,34110,560-3,7810.010.00-0.00sell
VIRTUS ADVISERS, LLC206,391202,133-4,2580.560.51-0.05sell
Vanguard Capital Wealth Advisors20,30313,563-6,7400.080.08+0.00sell
Inspire Advisors, LLC22,37115,130-7,2410.020.01-0.01sell
Triumph Capital Management26,51118,368-8,1430.060.04-0.02sell
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC181,000171,000-10,0000.240.18-0.07sell
EMC Capital Management20,76210,000-10,7620.070.24+0.17sell
Arkadios Wealth Advisors22,92511,901-11,0240.010.00-0.00sell
Garner Asset Management Corp128,421106,529-21,8920.440.39-0.05sell
DARK FOREST CAPITAL MANAGEMENT LP46,41116,066-30,3450.050.01-0.04sell
NATIXIS33,386756-32,6300.000.00-0.00sell
Lineweaver Wealth Advisors, LLC35,0000-35,0000.010.01-0.00sell
Strategic Financial Concepts, LLC98,45921,199-77,2600.010.04+0.03sell
PHILLIPS FINANCIAL MANAGEMENT, LLC100,0000-100,0000.010.01-0.00sell
LSV ASSET MANAGEMENT891,235563,735-327,5000.010.01-0.00sell
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