PROSPECT CAP CORP
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| CAXTON ASSOCIATES LLP | 690,059 | 1,176,623 | +486,564 | 0.06 | 0.09 | +0.03 | buy |
| Palogic Value Management, L.P. | 367,397 | 745,831 | +378,434 | 0.49 | 0.87 | +0.38 | buy |
| SMH CAPITAL ADVISORS INC | 145,536 | 438,847 | +293,311 | 1.05 | 2.38 | +1.33 | buy |
| Virtus Investment Advisers, LLC | 424,478 | 657,589 | +233,111 | 0.46 | 0.52 | +0.06 | buy |
| Claro Advisors LLC | 27,165 | 169,865 | +142,700 | 0.01 | 0.07 | +0.05 | buy |
| Kovack Advisors, Inc. | 345,080 | 480,638 | +135,558 | 0.11 | 0.12 | +0.02 | buy |
| 180 WEALTH ADVISORS, LLC | 83,839 | 211,039 | +127,200 | 0.04 | 0.07 | +0.03 | buy |
| Catalyst Capital Advisors LLC | 95,140 | 200,742 | +105,602 | 0.01 | 0.01 | +0.01 | buy |
| DnB Asset Management AS | 301,970 | 401,659 | +99,689 | 0.00 | 0.00 | +0.00 | buy |
| Tweedy, Browne Co LLC | 67,032 | 139,622 | +72,590 | 0.02 | 0.03 | +0.01 | buy |
| FAMILY WEALTH PARTNERS, LLC | 81,186 | 137,260 | +56,074 | 0.10 | 0.14 | +0.04 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 120,045 | 142,545 | +22,500 | 0.03 | 0.04 | +0.01 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 77,875 | 96,210 | +18,335 | 0.03 | 0.04 | +0.01 | buy |
| Beacon Financial Advisory LLC | 15,406 | 31,185 | +15,779 | 0.01 | 0.02 | +0.01 | buy |
| Significant Wealth Partners LLC | 11,283 | 17,947 | +6,664 | 0.02 | 0.02 | +0.01 | buy |
| Headlands Technologies LLC | 11,839 | 18,367 | +6,528 | 0.00 | 0.00 | -0.00 | buy |
| XML Financial, LLC | 644,604 | 648,224 | +3,620 | 0.18 | 0.15 | -0.03 | buy |
| Legacy Wealth Managment, LLC/ID | 639 | 3,639 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| Cadence Bank | 37,459 | 39,174 | +1,715 | 0.01 | 0.01 | -0.00 | buy |
| GREAT VALLEY ADVISOR GROUP, INC. | 20,667 | 21,622 | +955 | 0.00 | 0.00 | -0.00 | buy |
| Next Level Private LLC | 32,375 | 33,240 | +865 | 0.03 | 0.03 | -0.01 | buy |
| MONETA GROUP INVESTMENT ADVISORS LLC | 12,553 | 12,953 | +400 | 0.00 | 0.00 | -0.00 | buy |
| VSM Wealth Advisory, LLC | 6,653 | 6,993 | +340 | 0.01 | 0.01 | -0.00 | buy |
| SILVERLAKE WEALTH MANAGEMENT LLC | 14,545 | 14,824 | +279 | 0.01 | 0.01 | -0.00 | buy |
| KG&L Capital Management,LLC | 10,096 | 10,276 | +180 | 0.01 | 0.01 | -0.00 | buy |
| Crewe Advisors LLC | 2,362 | 2,527 | +165 | 0.00 | 0.00 | -0.00 | buy |
| IFG Advisory, LLC | 19,045 | 19,120 | +75 | 0.00 | 0.00 | -0.00 | buy |
| West Branch Capital LLC | 514 | 539 | +25 | 0.00 | 0.00 | -0.00 | buy |
| West Financial Advisors, LLC | 274 | 287 | +13 | 0.00 | 0.00 | -0.00 | buy |
| Millstone Evans Group, LLC | 14 | 15 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Regal Investment Advisors LLC | 18,136 | 17,867 | -269 | 0.00 | 0.00 | -0.00 | sell |
| Tactive Advisors, LLC | 586,123 | 585,837 | -286 | 0.60 | 0.46 | -0.15 | sell |
| Ethos Financial Group, LLC | 43,547 | 42,835 | -712 | 0.01 | 0.01 | -0.00 | sell |
| Traynor Capital Management, Inc. | 12,184 | 10,972 | -1,212 | 0.00 | 0.00 | -0.00 | sell |
| SHUFRO ROSE & CO LLC | 12,700 | 11,000 | -1,700 | 0.00 | 0.00 | -0.00 | sell |
| Carnegie Lake Advisors LLC | 12,800 | 11,000 | -1,800 | 0.02 | 0.01 | -0.00 | sell |
| PHILADELPHIA TRUST CO | 48,200 | 45,700 | -2,500 | 0.01 | 0.01 | -0.00 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 21,320 | 18,752 | -2,568 | 0.00 | 0.00 | -0.00 | sell |
| Sculati Wealth Management, LLC | 29,219 | 26,635 | -2,584 | 0.03 | 0.03 | -0.01 | sell |
| Teamwork Financial Advisors, LLC | 15,874 | 12,733 | -3,141 | 0.01 | 0.00 | -0.00 | sell |
| Strategies Wealth Advisors, LLC | 37,915 | 34,665 | -3,250 | 0.01 | 0.01 | -0.00 | sell |
| Garner Asset Management Corp | 49,267 | 45,430 | -3,837 | 0.07 | 0.05 | -0.02 | sell |
| Ausdal Financial Partners, Inc. | 25,841 | 21,718 | -4,123 | 0.01 | 0.00 | -0.00 | sell |
| BARRETT & COMPANY, INC. | 49,198 | 44,773 | -4,425 | 0.06 | 0.04 | -0.02 | sell |
| TCFG WEALTH MANAGEMENT, LLC | 277,072 | 272,203 | -4,869 | 0.40 | 0.29 | -0.10 | sell |
| Garden State Investment Advisory Services LLC | 72,635 | 67,432 | -5,203 | 0.06 | 0.05 | -0.02 | sell |
| Inspire Advisors, LLC | 27,432 | 21,591 | -5,841 | 0.01 | 0.01 | -0.00 | sell |
| Modern Wealth Management, LLC | 33,602 | 20,839 | -12,763 | 0.00 | 0.00 | -0.00 | sell |
| FWG Investments, LLC. | 27,945 | 14,814 | -13,131 | 0.07 | 0.03 | -0.04 | sell |
| Generali Investments CEE, investicni spolecnost, a.s. | 116,251 | 101,234 | -15,017 | 0.03 | 0.02 | -0.01 | sell |
| Cherry Creek Investment Advisors, Inc. | 49,031 | 31,316 | -17,715 | 0.07 | 0.04 | -0.04 | sell |
| DENALI ADVISORS LLC | 124,960 | 104,940 | -20,020 | 0.04 | 0.03 | -0.01 | sell |
| LSV ASSET MANAGEMENT | 563,735 | 535,835 | -27,900 | 0.00 | 0.00 | -0.00 | sell |
| LeClair Wealth Partners LLC | 105,220 | 40,435 | -64,785 | 0.23 | 0.07 | -0.16 | sell |
| Naviter Wealth, LLC | 680,135 | 496,290 | -183,845 | 0.27 | 0.16 | -0.11 | sell |