Stock TransactionsPROSPECT CAP CORP

Total Bought
5,345,162
35 transactions
Total Sold
849,499
21 transactions
Net
+4,495,663
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Windsor Capital Management, LLC04,767,000+4,767,0001.661.54-0.12buy
LSV ASSET MANAGEMENT1,737,2542,035,654+298,4000.020.03+0.00buy
Tactive Advisors, LLC83,484184,360+100,8760.440.71+0.27buy
DnB Asset Management AS212,110254,115+42,0050.010.01+0.00buy
WINTON GROUP Ltd60,89388,574+27,6810.030.04+0.01buy
Kovack Advisors, Inc.127,558144,907+17,3490.110.10-0.00buy
J.W. COLE ADVISORS, INC.21,81836,410+14,5920.010.01+0.00buy
Venture Visionary Partners LLC014,000+14,0000.000.00-0.00buy
Inspire Investing, LLC50,76564,027+13,2620.040.04+0.00buy
Olympiad Research LP28,27239,474+11,2020.170.19+0.02buy
BI Asset Management Fondsmaeglerselskab A/S239,132246,905+7,7730.030.03-0.00buy
Garden State Investment Advisory Services LLC85,39990,656+5,2570.240.22-0.02buy
Triumph Capital Management77,29182,409+5,1180.210.21-0.00buy
Atom Investors LP25,99730,591+4,5940.040.03-0.00buy
Inspire Advisors, LLC19,99523,879+3,8840.020.02+0.00buy
Ausdal Financial Partners, Inc.26,68129,254+2,5730.020.02-0.00buy
ROMAN BUTLER FULLERTON & CO54,23456,191+1,9570.150.14-0.02buy
SHUFRO ROSE & CO LLC10,00011,700+1,7000.010.01+0.00buy
Regal Investment Advisors LLC21,69723,302+1,6050.010.01-0.00buy
Cadence Bank29,72030,635+9150.020.01-0.00buy
Strategies Wealth Advisors, LLC27,81428,719+9050.030.03-0.00buy
SMH CAPITAL ADVISORS INC100,720101,321+6011.421.32-0.11buy
LEVEL FOUR ADVISORY SERVICES, LLC19,63720,070+4330.010.01-0.00buy
Gerber Kawasaki Wealth & Investment Management12,72513,141+4160.010.00-0.00buy
BARRETT & COMPANY, INC.47,44047,787+3470.170.15-0.01buy
SILVERLAKE WEALTH MANAGEMENT LLC12,09912,245+1460.040.04-0.00buy
Thrive Wealth Management, LLC51,86651,993+1270.080.07-0.01buy
Traynor Capital Management, Inc.13,94714,071+1240.010.01-0.00buy
KG&L Capital Management,LLC10,66010,756+960.030.03-0.00buy
Core Wealth Advisors, Inc.2,4152,494+790.010.01-0.00buy
Cypress Capital Management LLC (WY)1,7261,779+530.010.01-0.00buy
LVW Advisors, LLC12,19612,244+480.020.01-0.00buy
Beacon Capital Management, LLC1,4491,478+290.000.00+0.00buy
Rise Advisors, LLC359370+110.000.00-0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC12,74712,751+40.000.00-0.00buy
LAFFER TENGLER INVESTMENTS, INC.3,1562,855-3010.930.79-0.14sell
CNB Bank7,8427,500-3420.030.02-0.00sell
DUDLEY CAPITAL MANAGEMENT, LLC28,90028,500-4000.120.11-0.01sell
Texas Yale Capital Corp.11,15010,500-6500.000.00-0.00sell
EAGLE GLOBAL ADVISORS LLC27,80025,900-1,9000.010.01-0.00sell
Vanguard Capital Wealth Advisors40,16337,650-2,5130.230.18-0.04sell
Teamwork Financial Advisors, LLC57,63654,929-2,7070.060.06-0.00sell
MONEY CONCEPTS CAPITAL CORP15,00010,000-5,0000.010.01-0.00sell
Palogic Value Management, L.P.173,505164,334-9,1710.500.44-0.06sell
Garner Asset Management Corp163,010152,537-10,4730.560.67+0.10sell
Next Level Private LLC44,01530,753-13,2620.170.10-0.07sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC269,322251,543-17,7790.200.19-0.01sell
VIRTUS ADVISERS, LLC131,691104,339-27,3520.480.40-0.09sell
Sculati Wealth Management, LLC86,12557,900-28,2250.270.16-0.10sell
Sigma Planning Corp92,83953,245-39,5940.020.02+0.00sell
Carnegie Investment Counsel637,000594,000-43,0000.020.02-0.00sell
XML Financial, LLC1,384,3951,326,672-57,7231.000.84-0.17sell
Arkadios Wealth Advisors127,30623,574-103,7320.070.01-0.06sell
PHILADELPHIA TRUST CO191,35086,350-105,0000.120.05-0.07sell
DARK FOREST CAPITAL MANAGEMENT LP148,26410,462-137,8020.080.01-0.07sell
Muzinich & Co., Inc.275,47432,901-242,5731.160.13-1.03sell
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