Stock Transactions — PROSPECT CAP CORP

Total Bought
15,579,320
128 transactions
Total Sold
8,569,560
101 transactions
Net
+7,009,760
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BALYASNY ASSET MANAGEMENT L.P.39,4882,478,914+2,439,4260.000.02+0.02buy
Thomas J. Herzfeld Advisors, Inc.01,828,411+1,828,4110.002.53+2.53buy
UBS Group AG348,2821,274,088+925,8060.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC22,220946,648+924,4280.000.00+0.00buy
Kestra Advisory Services, LLC0673,000+673,0000.000.36+0.36buy
HRT FINANCIAL LP0514,885+514,8850.000.01+0.01buy
Naviter Wealth, LLC0508,914+508,9140.000.27+0.27buy
JANE STREET GROUP, LLC90,064539,232+449,1680.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP398,012790,032+392,0200.000.01+0.00buy
MORGAN STANLEY2,204,1882,580,006+375,8180.000.00-0.00buy
TWO SIGMA INVESTMENTS, LP317,178684,812+367,6340.000.01+0.00buy
Private Advisor Group, LLC33,739385,332+351,5930.000.01+0.01buy
CITADEL ADVISORS LLC28,279373,780+345,5010.000.00+0.00buy
Sowell Financial Services LLC0341,000+341,0000.000.02+0.02buy
Trexquant Investment LP0331,608+331,6080.000.02+0.02buy
TWO SIGMA ADVISERS, LP25,100313,600+288,5000.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0270,533+270,5330.000.00+0.00buy
CHOREO, LLC0252,737+252,7370.000.02+0.02buy
BlackRock, Inc.1,232,0521,480,300+248,2480.000.00-0.00buy
BI Asset Management Fondsmaeglerselskab A/S473,879707,827+233,9480.040.03-0.01buy
Brevan Howard Capital Management LP19,630247,658+228,0280.010.03+0.02buy
GOLDMAN SACHS GROUP INC86,870271,895+185,0250.000.00+0.00buy
ExodusPoint Capital Management, LP0183,854+183,8540.000.01+0.01buy
Cubist Systematic Strategies, LLC0160,882+160,8820.000.01+0.01buy
XTX Topco Ltd16,509172,329+155,8200.010.06+0.06buy
D. E. Shaw & Co., Inc.0136,238+136,2380.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC1,373,2041,498,346+125,1420.010.01-0.00buy
BNP PARIBAS FINANCIAL MARKETS136,249259,449+123,2000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC688,000810,000+122,0000.000.00+0.00buy
GROUP ONE TRADING LLC137,049258,853+121,8040.030.04+0.01buy
Palogic Value Management, L.P.232,894351,294+118,4000.500.61+0.11buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS340,000450,000+110,0000.000.00+0.00buy
BANK OF AMERICA CORP /DE/59,324168,906+109,5820.000.00+0.00buy
Jaffetilchin Investment Partners, LLC0106,000+106,0000.000.01+0.01buy
CenterBook Partners LP0102,651+102,6510.000.03+0.03buy
PHILLIPS FINANCIAL MANAGEMENT, LLC0100,000+100,0000.010.01+0.00buy
Glenview Trust Co090,719+90,7190.000.01+0.01buy
Alpine Global Management, LLC080,300+80,3000.000.10+0.10buy
VIRTUS ADVISERS, LLC202,133279,372+77,2390.510.49-0.01buy
Cerity Partners LLC070,504+70,5040.000.00+0.00buy
Spire Wealth Management25,23392,144+66,9110.000.01+0.01buy
Aquatic Capital Management LLC11,80073,024+61,2240.000.01+0.01buy
Navis Wealth Advisors, LLC061,112+61,1120.000.29+0.29buy
DARK FOREST CAPITAL MANAGEMENT LP16,06666,047+49,9810.010.04+0.03buy
Centurion Wealth Management LLC045,000+45,0000.000.01+0.01buy
D.A. DAVIDSON & CO.299,078342,831+43,7530.010.01-0.00buy
Virtu Financial LLC162,844205,041+42,1970.050.05-0.00buy
Atria Wealth Solutions, Inc.24,55463,477+38,9230.000.00+0.00buy
Centiva Capital, LP037,039+37,0390.000.01+0.01buy
Squarepoint Ops LLC102,985137,288+34,3030.000.00-0.00buy
Cyndeo Wealth Partners, LLC24,00056,000+32,0000.000.00+0.00buy
Cherry Creek Investment Advisors, Inc.15,95947,838+31,8790.040.10+0.06buy
SIMPLEX TRADING, LLC14,87842,409+27,5310.000.01+0.00buy
WOLVERINE TRADING, LLC027,375+27,3750.000.00+0.00buy
Prostatis Group LLC022,732+22,7320.000.03+0.03buy
Empowered Funds, LLC15,08836,835+21,7470.000.00+0.00buy
Cravens & Co Advisors, LLC020,000+20,0000.000.07+0.07buy
OXFORD ASSET MANAGEMENT LLP019,561+19,5610.000.04+0.04buy
Merit Financial Group, LLC018,266+18,2660.000.00+0.00buy
AE Wealth Management LLC017,319+17,3190.000.00+0.00buy
Inspire Investing, LLC76,88593,199+16,3140.040.04+0.00buy
Samalin Investment Counsel, LLC014,500+14,5000.000.03+0.03buy
Independent Advisor Alliance014,420+14,4200.000.00+0.00buy
World Investment Advisors014,000+14,0000.000.00+0.00buy
Venture Visionary Partners LLC014,000+14,0000.000.00-0.00buy
ROYAL BANK OF CANADA76,94990,871+13,9220.000.00-0.00buy
PFG Advisors013,260+13,2600.000.00+0.00buy
Envision Financial Planning, LLC012,999+12,9990.000.03+0.03buy
Tower Research Capital LLC (TRC)1,75014,560+12,8100.000.00+0.00buy
TOWNSQUARE CAPITAL LLC012,097+12,0970.000.00+0.00buy
DnB Asset Management AS372,294383,942+11,6480.010.01-0.00buy
ProShare Advisors LLC59,08269,988+10,9060.000.00-0.00buy
EMC Capital Management10,00020,762+10,7620.240.05-0.19buy
NOMURA ASSET MANAGEMENT CO LTD010,221+10,2210.000.00+0.00buy
WEDBUSH SECURITIES INC010,019+10,0190.000.00+0.00buy
MCDONALD PARTNERS LLC010,000+10,0000.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC18,57925,938+7,3590.000.00+0.00buy
FAMILY WEALTH PARTNERS, LLC13,88821,215+7,3270.040.04+0.01buy
GUGGENHEIM CAPITAL LLC82,09688,830+6,7340.000.00+0.00buy
NORTHERN TRUST CORP592,207598,848+6,6410.000.00-0.00buy
WMG Financial Advisors, LLC22,85027,950+5,1000.060.05-0.00buy
Focus Partners Advisor Solutions, LLC20,70525,229+4,5240.000.00-0.00buy
TCFG WEALTH MANAGEMENT, LLC265,184269,580+4,3960.710.58-0.13buy
STIFEL FINANCIAL CORP171,195175,217+4,0220.000.00-0.00buy
Global Assets Advisory, LLC11,99215,998+4,0060.040.04+0.00buy
Cutter & CO Brokerage, Inc.12,47315,940+3,4670.020.02+0.00buy
Modern Wealth Management, LLC29,79232,549+2,7570.010.01-0.00buy
Kovack Advisors, Inc.142,363145,095+2,7320.080.06-0.02buy
NEW WAVE WEALTH ADVISORS LLC02,199+2,1990.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC207,314209,255+1,9410.020.02-0.01buy
Van Hulzen Asset Management, LLC01,807+1,8070.000.00+0.00buy
EXCHANGE TRADED CONCEPTS, LLC01,751+1,7510.000.00+0.00buy
Strategies Wealth Advisors, LLC33,95735,608+1,6510.020.02-0.01buy
AdvisorNet Financial, Inc1,9833,569+1,5860.000.00+0.00buy
Traynor Capital Management, Inc.10,56012,129+1,5690.000.00-0.00buy
Lido Advisors, LLC75,45076,929+1,4790.000.00-0.00buy
MAI Capital Management11,79013,255+1,4650.000.00-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC12,74614,138+1,3920.030.02-0.00buy
Cadence Bank33,74534,936+1,1910.010.01-0.00buy
JONES FINANCIAL COMPANIES LLLP6,0957,125+1,0300.000.00-0.00buy
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