Stock TransactionsPROSPECT CAP CORP

Total Bought
854,191
27 transactions
Total Sold
2,556,481
25 transactions
Net
-1,702,290
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
BI Asset Management Fondsmaeglerselskab A/S473,879707,827+233,9480.040.03-0.01buy
Brevan Howard Capital Management LP19,630247,658+228,0280.000.01+0.01buy
PHILLIPS FINANCIAL MANAGEMENT, LLC0100,000+100,0000.010.01+0.00buy
VIRTUS ADVISERS, LLC202,133279,372+77,2390.510.49-0.01buy
DARK FOREST CAPITAL MANAGEMENT LP16,06666,047+49,9810.010.04+0.03buy
Cyndeo Wealth Partners, LLC24,00056,000+32,0000.000.00+0.00buy
Cherry Creek Investment Advisors, Inc.15,95947,838+31,8790.040.10+0.06buy
Inspire Investing, LLC76,88593,199+16,3140.040.04+0.00buy
Venture Visionary Partners LLC014,000+14,0000.000.00-0.00buy
DnB Asset Management AS372,294383,942+11,6480.010.01-0.00buy
EMC Capital Management10,00020,762+10,7620.240.05-0.19buy
MCDONALD PARTNERS LLC010,000+10,0000.000.00+0.00buy
FAMILY WEALTH PARTNERS, LLC13,88821,215+7,3270.040.04+0.01buy
WMG Financial Advisors, LLC22,85027,950+5,1000.060.05-0.00buy
Focus Partners Advisor Solutions, LLC20,70525,229+4,5240.000.00-0.00buy
TCFG WEALTH MANAGEMENT, LLC265,184269,580+4,3960.710.58-0.13buy
Global Assets Advisory, LLC11,99215,998+4,0060.040.04+0.00buy
Cutter & CO Brokerage, Inc.12,47315,940+3,4670.020.02+0.00buy
Kovack Advisors, Inc.142,363145,095+2,7320.080.06-0.02buy
Strategies Wealth Advisors, LLC33,95735,608+1,6510.020.02-0.01buy
Traynor Capital Management, Inc.10,56012,129+1,5690.000.00+0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC12,74614,138+1,3920.030.02-0.00buy
Cadence Bank33,74534,936+1,1910.010.01-0.00buy
Inspire Advisors, LLC15,13015,957+8270.010.01-0.00buy
Avion Wealth3,9854,125+1400.010.00-0.00buy
Cypress Capital Management LLC (WY)1,9602,029+690.010.01-0.00buy
Frazier Financial Advisors, LLC1516+10.000.00-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC21,73521,390-3450.000.00-0.00sell
Sculati Wealth Management, LLC33,69533,155-5400.070.06-0.02sell
DUDLEY CAPITAL MANAGEMENT, LLC28,50027,900-6000.080.06-0.02sell
Wealthcare Advisory Partners LLC14,83414,083-7510.000.00-0.00sell
SMH CAPITAL ADVISORS INC145,605144,652-9532.411.50-0.90sell
Regal Investment Advisors LLC24,76423,281-1,4830.010.01-0.00sell
West Branch Capital LLC2,018500-1,5180.000.00-0.00sell
J.W. COLE ADVISORS, INC.25,42423,159-2,2650.010.00-0.00sell
BARRETT & COMPANY, INC.50,77548,232-2,5430.120.09-0.03sell
FWG Investments, LLC.35,60731,349-4,2580.160.11-0.06sell
Carnegie Lake Advisors LLC23,11518,115-5,0000.050.03-0.02sell
Wealthfront Advisers LLC22,70416,393-6,3110.000.00-0.00sell
PHILADELPHIA TRUST CO78,45071,700-6,7500.030.02-0.01sell
Garner Asset Management Corp106,52997,583-8,9460.390.37-0.02sell
Strategic Financial Concepts, LLC21,19911,400-9,7990.040.01-0.03sell
Garden State Investment Advisory Services LLC88,78677,448-11,3380.150.10-0.05sell
Ausdal Financial Partners, Inc.39,19125,491-13,7000.020.01-0.01sell
Claro Advisors LLC42,39027,165-15,2250.030.02-0.01sell
Next Level Private LLC48,29231,111-17,1810.110.05-0.05sell
Teamwork Financial Advisors, LLC63,51535,484-28,0310.050.02-0.03sell
Windsor Capital Management, LLC4,687,0004,569,000-118,0001.371.35-0.02sell
DENALI ADVISORS LLC317,236110,138-207,0980.180.05-0.13sell
TrueMark Investments, LLC738,152501,917-236,2351.270.69-0.58sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC933,083173,914-759,1690.480.06-0.41sell
XML Financial, LLC2,044,448946,006-1,098,4421.020.37-0.64sell
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