Stock TransactionsPROSPECT CAP CORP

Total Bought
1,121,885
18 transactions
Total Sold
1,518,024
26 transactions
Net
-396,139
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
GENDELL JEFFREY L3,166,2153,728,319+562,1040.160.17+0.01buy
LeClair Wealth Partners LLC40,435239,118+198,6830.070.36+0.29buy
180 WEALTH ADVISORS, LLC211,039346,097+135,0580.070.10+0.03buy
GatePass Capital, LLC204,800306,150+101,3500.330.41+0.08buy
Headlands Technologies LLC18,36774,777+56,4100.000.02+0.01buy
Tweedy, Browne Co LLC139,622162,953+23,3310.030.03+0.00buy
Claro Advisors LLC169,865192,405+22,5400.070.07-0.00buy
FAMILY WEALTH PARTNERS, LLC137,260150,479+13,2190.140.14-0.00buy
TCFG WEALTH MANAGEMENT, LLC272,203275,333+3,1300.290.28-0.02buy
Cadence Bank39,17441,184+2,0100.010.01-0.00buy
Strategies Wealth Advisors, LLC34,66536,561+1,8960.010.01-0.00buy
GREAT VALLEY ADVISOR GROUP, INC.21,62222,802+1,1800.000.00-0.00buy
Navalign, LLC10,07110,428+3570.010.01-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC14,82415,153+3290.010.01-0.00buy
Regal Investment Advisors LLC17,86718,022+1550.000.00-0.00buy
FWG Investments, LLC.14,81414,913+990.030.02-0.00buy
West Branch Capital LLC539558+190.000.00-0.00buy
West Financial Advisors, LLC287302+150.000.00+0.00buy
Garden State Investment Advisory Services LLC67,43267,373-590.050.04-0.01sell
KG&L Capital Management,LLC10,27610,043-2330.010.01-0.00sell
Traynor Capital Management, Inc.10,97210,655-3170.000.00-0.00sell
LEVEL FOUR ADVISORY SERVICES, LLC18,75218,174-5780.000.00-0.00sell
Ausdal Financial Partners, Inc.21,71820,878-8400.000.00-0.00sell
Csenge Advisory Group43,92242,460-1,4620.010.00-0.00sell
CALTON & ASSOCIATES, INC.19,36717,789-1,5780.010.01-0.00sell
Ethos Financial Group, LLC42,83540,459-2,3760.010.01-0.00sell
PHILADELPHIA TRUST CO45,70043,200-2,5000.010.01-0.00sell
Significant Wealth Partners LLC17,94713,780-4,1670.020.04+0.02sell
Modern Wealth Management, LLC20,83916,413-4,4260.000.00-0.00sell
Garner Asset Management Corp45,43040,515-4,9150.050.04-0.01sell
Tactive Advisors, LLC585,837578,837-7,0000.460.44-0.02sell
Samalin Investment Counsel, LLC26,80919,607-7,2020.030.02-0.01sell
Sculati Wealth Management, LLC26,63519,300-7,3350.030.02-0.01sell
Inspire Advisors, LLC21,59113,003-8,5880.010.00-0.00sell
SMH CAPITAL ADVISORS INC438,847426,473-12,3742.382.25-0.13sell
BARRETT & COMPANY, INC.44,77332,277-12,4960.040.03-0.01sell
Next Level Private LLC33,24020,035-13,2050.030.01-0.01sell
DENALI ADVISORS LLC104,94085,301-19,6390.030.02-0.01sell
IAT REINSURANCE CO LTD.50,00030,000-20,0000.170.15-0.03sell
AIGEN INVESTMENT MANAGEMENT, LP96,21045,826-50,3840.040.03-0.01sell
Naviter Wealth, LLC496,290384,219-112,0710.160.13-0.03sell
Virtus Investment Advisers, LLC657,589460,789-196,8000.520.32-0.19sell
CAXTON ASSOCIATES LLP1,176,623710,253-466,3700.080.04-0.04sell
XML Financial, LLC648,22487,115-561,1090.150.02-0.13sell
Page 1 of 1