Stock Transactions

ARES CAPITAL CORP

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
TWO SIGMA INVESTMENTS, LP2,967,7397,306,344+4,338,6050.100.12+0.02buy
UBS Group AG11,201,90514,316,545+3,114,6400.050.05+0.00buy
Generali Asset Management SPA SGR5,052,1197,547,995+2,495,8762.092.84+0.75buy
BANK OF AMERICA CORP /DE/7,876,2249,135,454+1,259,2300.010.01+0.00buy
Ensign Peak Advisors, Inc250,0001,440,000+1,190,0000.010.05+0.04buy
HighTower Advisors, LLC2,447,0583,534,933+1,087,8750.060.07+0.01buy
Apollon Wealth Management, LLC211,8371,055,150+843,3130.080.31+0.24buy
Legal & General Group Plc5,408,0675,975,008+566,9410.020.03+0.00buy
OMERS ADMINISTRATION Corp2,360,0552,834,469+474,4140.340.33-0.01buy
Focus Partners Wealth698,9271,163,561+464,6340.020.02+0.01buy
Advisors Capital Management, LLC3,566,7903,934,406+367,6160.850.83-0.02buy
ARES MANAGEMENT LLC2,245,8102,612,475+366,6652.603.10+0.51buy
Blume Capital Management, Inc.700331,490+330,7900.001.02+1.01buy
RAYMOND JAMES FINANCIAL INC3,161,9243,448,614+286,6900.020.02-0.00buy
Border to Coast Pensions Partnership Ltd1,975,0002,200,000+225,0000.700.67-0.03buy
Trexquant Investment LP832,4131,036,648+204,2350.160.14-0.02buy
BLAIR WILLIAM & CO/IL232,467436,676+204,2090.010.02+0.01buy
FRANKLIN RESOURCES INC1,506,4681,710,333+203,8650.010.01+0.00buy
Cerity Partners LLC808,6361,001,805+193,1690.020.03+0.00buy
Evercore Wealth Management, LLC2,938,3573,121,008+182,6510.870.88+0.01buy
Beacon Pointe Advisors, LLC256,932435,062+178,1300.040.04+0.01buy
CAPTRUST FINANCIAL ADVISORS195,514345,557+150,0430.010.01+0.00buy
Gateway Wealth Partners, LLC127,292269,136+141,8440.290.19-0.10buy
Merit Financial Group, LLC282,508398,372+115,8640.050.06+0.01buy
WELLS FARGO & COMPANY/MN4,387,6374,486,606+98,9690.020.02-0.00buy
LGT Group Foundation518,349609,697+91,3480.110.13+0.02buy
Family Management Corp101,143188,441+87,2980.260.41+0.15buy
TECTONIC ADVISORS LLC662,533747,638+85,1050.710.71+0.01buy
AA Financial Advisors, LLC64,328148,428+84,1000.240.38+0.14buy
CANADA LIFE ASSURANCE Co1,363,6691,445,280+81,6110.050.05-0.00buy
Naviter Wealth, LLC628,224708,827+80,6031.661.60-0.06buy
Muzinich & Co., Inc.2,142,6062,220,399+77,79313.6314.00+0.37buy
Baugh & Associates, LLC230,450304,122+73,6722.112.37+0.26buy
Pathstone Holdings, LLC389,766459,845+70,0790.030.03+0.00buy
IEQ CAPITAL, LLC136,847203,820+66,9730.010.02+0.01buy
SPINNAKER TRUST1,210,9411,276,014+65,0731.311.27-0.04buy
Sunbelt Securities, Inc.166,630228,982+62,3520.230.26+0.04buy
ROTHSCHILD INVESTMENT LLC62,071118,385+56,3140.070.11+0.04buy
DELPHI FINANCIAL GROUP, INC.25,00077,000+52,0000.250.63+0.37buy
NATIXIS48,42096,920+48,5000.000.01+0.00buy
AE Wealth Management LLC230,033278,472+48,4390.030.03+0.00buy
OPPENHEIMER & CO INC421,141469,301+48,1600.120.11-0.02buy
STEPHENS INC /AR/1,136,2601,183,795+47,5350.290.27-0.02buy
Sound Income Strategies, LLC2,616,7892,663,571+46,7822.602.29-0.31buy
STABLEFORD CAPITAL II LLC145,641192,164+46,5231.061.29+0.22buy
Prospera Financial Services Inc98,293142,360+44,0670.030.04+0.01buy
Baltimore-Washington Financial Advisors, Inc.613,371654,579+41,2080.520.51-0.01buy
Rockefeller Capital Management L.P.2,251,4372,290,796+39,3590.080.08-0.01buy
Prairiewood Capital, LLC303,282341,678+38,3961.901.78-0.12buy
HUB Investment Partners, LLC57,46195,457+37,9960.030.04+0.01buy
FINANCIAL MANAGEMENT NETWORK INC174,846212,493+37,6470.570.59+0.02buy
STIFEL FINANCIAL CORP2,602,0052,638,719+36,7140.050.05-0.00buy
LAZARI CAPITAL MANAGEMENT, INC.24,65060,550+35,9000.170.38+0.21buy
Sumitomo Mitsui Trust Group, Inc.1,671,2741,706,211+34,9370.020.02+0.00buy
Michael & Susan Dell Foundation1,289,5941,324,362+34,7680.900.84-0.07buy
Arkadios Wealth Advisors130,900165,222+34,3220.050.05-0.00buy
LexAurum Advisors, LLC16,52545,661+29,1360.050.11+0.06buy
Smith Asset Management Co., LLC315,198344,279+29,0815.265.32+0.06buy
DIVERSIFY WEALTH MANAGEMENT, LLC12,93341,893+28,9600.010.01+0.00buy
D.A. DAVIDSON & CO.617,702645,908+28,2060.080.07-0.01buy
WEDBUSH SECURITIES INC59,45687,428+27,9720.040.05+0.01buy
U.S. Capital Wealth Advisors, LLC141,764167,997+26,2330.070.08+0.00buy
&PARTNERS382,138407,399+25,2610.040.04-0.00buy
Columbus Macro, LLC554,804579,667+24,8631.231.12-0.11buy
Avidian Wealth Enterprises, LLC28,91453,563+24,6490.020.03+0.01buy
VPR Management LLC38,07362,618+24,5450.340.45+0.11buy
Farther Finance Advisors, LLC138,129161,719+23,5900.030.03-0.00buy
BROWN, LISLE/CUMMINGS, INC.196,275219,475+23,2000.980.99+0.01buy
NOMURA ASSET MANAGEMENT CO LTD1,760,1581,783,165+23,0070.090.08-0.01buy
Intellectus Partners, LLC150,388171,972+21,5840.590.63+0.04buy
Glen Eagle Advisors, LLC4,12823,708+19,5800.010.06+0.05buy
CAXTON ASSOCIATES LLP66,68985,452+18,7630.030.04+0.01buy
Meridian Wealth Management, LLC207,458225,977+18,5190.150.14-0.00buy
CERTIOR FINANCIAL GROUP, LLC53,99572,315+18,3200.740.83+0.09buy
Plan Group Financial, LLC104,507121,545+17,0380.550.51-0.03buy
AlphaCore Capital LLC40,94857,268+16,3200.020.02+0.01buy
Baker Avenue Asset Management, LP168,438184,666+16,2280.080.08-0.00buy
Whipplewood Advisors, LLC112,490128,608+16,1181.461.20-0.26buy
Crestwood Advisors Group, LLC364,735380,441+15,7060.120.12-0.01buy
Lido Advisors, LLC616,960632,530+15,5700.050.05-0.00buy
Baird Financial Group, Inc.1,075,1471,090,155+15,0080.030.03-0.00buy
SIGMA INVESTMENT COUNSELORS INC792,585807,352+14,7670.810.77-0.05buy
Haven Private, LLC31,86746,348+14,4810.280.36+0.08buy
Palacios Wealth Management, LLC16,08530,224+14,1390.250.36+0.11buy
NewEdge Wealth, LLC129,540143,316+13,7760.030.03+0.00buy
Truvestments Capital LLC198,426212,106+13,6800.730.69-0.04buy
Savvy Advisors, Inc.75,14588,824+13,6790.050.04-0.01buy
Patriot Financial Group Insurance Agency, LLC12,47726,034+13,5570.030.03-0.00buy
Clear Creek Financial Management, LLC193,377206,323+12,9460.320.28-0.03buy
one8zero8, LLC374,972387,001+12,0291.651.55-0.10buy
ST GERMAIN D J CO INC32,15044,150+12,0000.030.03+0.01buy
Canal Capital Management, LLC32,95544,753+11,7980.090.11+0.01buy
CASTLE WEALTH MANAGEMENT LLC67,00778,794+11,7870.450.46+0.01buy
Legacy Capital Wealth Partners, LLC72,29883,838+11,5400.310.31-0.00buy
Fiduciary Group, LLC32,71043,967+11,2570.060.07+0.01buy
FourThought Financial Partners, LLC127,369138,551+11,1820.220.22-0.00buy
FLC Capital Advisors51,11062,195+11,0850.190.20+0.01buy
Edgemoor Investment Advisors, Inc.704,973715,985+11,0121.111.02-0.09buy
FLAGSHIP HARBOR ADVISORS, LLC3,36313,813+10,4500.000.01+0.01buy
Western Wealth Management, LLC66,75976,957+10,1980.060.05-0.01buy
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