| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 870,736 | 770,284 | -100,452 | 0.17 | 0.15 | -0.03 | sell |
| ROYAL BANK OF CANADA | 744,906 | 598,659 | -146,247 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 537,382 | 533,078 | -4,304 | 0.15 | 0.16 | +0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 0 | 271,443 | +271,443 | 0.00 | 0.03 | +0.03 | buy |
| Matisse Capital | 240,785 | 240,785 | 0 | 0.64 | 0.61 | -0.03 | hold |
| Advisors Asset Management, Inc. | 139,802 | 201,157 | +61,355 | 0.01 | 0.02 | +0.01 | buy |
| Alpine Global Management, LLC | 0 | 172,823 | +172,823 | 0.00 | 0.16 | +0.16 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 149,747 | 164,633 | +14,886 | 0.13 | 0.14 | +0.01 | buy |
| Verition Fund Management LLC | 144,245 | 144,245 | 0 | 0.00 | 0.01 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 106,619 | 129,967 | +23,348 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 63,536 | 78,631 | +15,095 | 0.00 | 0.00 | +0.00 | buy |
| RPO LLC | 70,753 | 70,753 | 0 | 0.48 | 1.69 | +1.21 | hold |
| TrueMark Investments, LLC | 61,778 | 65,090 | +3,312 | 0.07 | 0.08 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 62,048 | 61,478 | -570 | 0.00 | 0.00 | -0.00 | sell |
| North Ground Capital | 244,254 | 47,359 | -196,895 | 0.72 | 0.34 | -0.39 | sell |
| NWF Advisory Services Inc. | 41,300 | 45,300 | +4,000 | 0.03 | 0.03 | +0.00 | buy |
| Shaker Financial Services, LLC | 86,114 | 37,317 | -48,797 | 0.16 | 0.08 | -0.09 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 31,839 | 31,839 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 28,156 | 28,315 | +159 | 0.00 | 0.00 | -0.00 | buy |
| CSS LLC/IL | 21,416 | 20,485 | -931 | 0.01 | 0.01 | -0.00 | sell |
| Almitas Capital LLC | 19,287 | 19,278 | -9 | 0.03 | 0.03 | +0.00 | sell |
| Lido Advisors, LLC | 19,135 | 19,135 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 0 | 19,000 | +19,000 | 0.00 | 0.00 | +0.00 | buy |
| Vestmark Advisory Solutions, Inc. | 15,967 | 15,967 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ELEVATION POINT WEALTH PARTNERS, LLC | 15,967 | 15,967 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 14,300 | 12,900 | -1,400 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 11,000 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| GAMCO INVESTORS, INC. ET AL | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 9,000 | 9,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 8,607 | 8,322 | -285 | 0.00 | 0.00 | +0.00 | sell |
| CoreCap Advisors, LLC | 4,485 | 4,485 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 4,174 | 4,174 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 3,941 | 3,941 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TSFG, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gould Capital, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |