Stock Transactions — CLOUGH GLOBAL DIVIDEND & INC

Total Bought
619,547
13 transactions
Total Sold
17,963,674
8 transactions
Net
-17,344,127
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Alpine Global Management, LLC0272,249+272,2490.000.29+0.29buy
RIVERNORTH CAPITAL MANAGEMENT, LLC426,170535,777+109,6070.130.18+0.05buy
TrueMark Investments, LLC060,260+60,2600.000.06+0.06buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC82,910128,751+45,8410.080.12+0.04buy
Cambridge Investment Research Advisors, Inc.030,265+30,2650.000.00+0.00buy
Saba Capital Management, L.P.604,107628,316+24,2090.090.12+0.03buy
North Ground Capital290,099313,031+22,9322.091.14-0.95buy
ELEVATION POINT WEALTH PARTNERS, LLC015,967+15,9670.000.01+0.01buy
NWF Advisory Services Inc.10,40025,400+15,0000.010.02+0.01buy
OSAIC HOLDINGS, INC.39,50553,517+14,0120.000.00+0.00buy
Rockefeller Capital Management L.P.07,383+7,3830.000.00+0.00buy
WELLS FARGO & COMPANY/MN79,85481,631+1,7770.000.00-0.00buy
Global Retirement Partners, LLC1,6221,667+450.000.00-0.00buy
CSS LLC/IL21,41621,41600.010.01-0.00hold
Verition Fund Management LLC144,245144,24500.000.00+0.00hold
BOOTHBAY FUND MANAGEMENT, LLC31,83931,83900.010.00-0.00hold
Allworth Financial LP9,0009,00000.000.00-0.00hold
NewEdge Advisors, LLC15,10015,10000.000.00-0.00hold
Lido Advisors, LLC19,13519,13500.000.00-0.00hold
Matisse Capital241,195241,19500.650.65-0.00hold
Steward Partners Investment Advisory, LLC3,9413,94100.000.00-0.00hold
TSFG, LLC1,0001,00000.000.00-0.00hold
RPO LLC70,75370,75300.940.53-0.41hold
CoreCap Advisors, LLC4,4854,48500.000.00-0.00hold
Gould Capital, LLC30030000.000.00-0.00hold
SIT INVESTMENT ASSOCIATES INC23,60423,60400.000.00-0.00hold
COMERICA BANK19,00019,00000.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,0200-1,0200.000.00-0.00sell
ROYAL BANK OF CANADA752,682751,235-1,4470.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC67,05861,972-5,0860.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC20,58514,540-6,0450.000.00-0.00sell
GAMCO INVESTORS, INC. ET AL10,0000-10,0000.000.00-0.00sell
Chicago Partners Investment Group LLC22,9240-22,9240.000.00-0.00sell
Shaker Financial Services, LLC453,04174,184-378,8570.900.15-0.75sell
Kingstone Capital Partners Texas, LLC17,538,2950-17,538,2950.050.00-0.05sell
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